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Original filing (PDF)20251015135101NAL0002398067001
UNIVERSITY OF LA VERNE
Form 5500
FILING_RECEIVED
UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN
403(b) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
5,575
Accounts w/ balance
1,886
Plan assets (EOY)
$266.2M
Net assets (EOY)
$266.2M
How this plan invests
This plan
1 pooled trust
Schedule D
41 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
65
Knocking points off
- No recordkeeper disclosed on Schedule C.
- Only 34% as many balances as active participants — suggests many active employees aren't deferring.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UNIVERSITY OF LA VERNE.
Plan sponsor
Name
UNIVERSITY OF LA VERNE
EIN
95-1644026
Address
1950 THIRD STREET · LA VERNE, CA · 91750
Phone
(909) 448-4076
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BAKER TILLEY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsOther
5| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INV. INST. OPS. CO., LLC | 04-2647786 | — | NONE | $83K | — |
| SAGEVIEW ADVISORY GROUP | 33-0818667 | — | NONE | $60K | — |
| TIAA | 13-1624203 | — | NONE | $28K | — |
| MOSS ADAMS | 91-0189318 | — | NONE | $22K | — |
| NIXON PEABODY LLP | 16-0764720 | — | NONE | $7K | — |
Investments
40 direct securities · 1 pooled fund· $266.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$260.6M
40 holdings
Pooled Separate Account
$5.6M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TIAA Traditional Non Benefit Responsive Annuity | — | — | — | $52.0M | 19.5% | |
| CREF Stock Variable Annuity | — | — | — | $46.3M | 17.4% | |
| CREF Global Equities Variable Annuity | — | — | — | $21.3M | 8.0% | |
| CREF Growth Variable Annuity | — | — | — | $19.6M | 7.3% | |
| CREF Social Choice Variable Annuity | — | — | — | $14.1M | 5.3% | |
| CREF Equity Index Variable Annuity | — | — | — | $12.0M | 4.5% | |
| Vanguard 500 Index Fund Admiral | — | — | — | $10.1M | 3.8% | |
| Vanguard Target Retirement 2045 Fund | — | — | — | $7.6M | 2.9% | |
| Vanguard Target Retirement 2050 Fund | — | — | — | $5.7M | 2.1% | |
| Fidelity Cash Reserves Fund | — | — | — | $5.7M | 2.1% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $5.6M | 2.1% | |
| Vanguard Target Retirement 2040 Fund | — | — | — | $5.2M | 2.0% | |
| Vanguard Target Retirement 2030 Fund | — | — | — | $5.1M | 1.9% | |
| VOYA Intermediate Bond Fund R6 | — | — | — | $4.7M | 1.8% | |
| Vanguard Target Retirement 2025 Fund | — | — | — | $4.7M | 1.7% | |
| Vanguard Extended Index Fund Admiral | — | — | — | $4.3M | 1.6% | |
| Vanguard Target Retirement 2055 Fund | — | — | — | $3.7M | 1.4% | |
| Vanguard Target Retirement 2035 Fund | — | — | — | $3.5M | 1.3% | |
| Putnam Large Cap Value Fund | — | — | — | $3.3M | 1.2% | |
| CREF Inflation-Linked Bond Variable Annuity | — | — | — | $3.1M | 1.2% | |
| CREF Core Bond Account Class R2 | — | — | — | $2.5M | 0.9% | |
| CREF Money Market Variable Annuity | — | — | — | $2.5M | 0.9% | |
| JPMorgan Emerging Markets EQ R5 | — | — | — | $2.4M | 0.9% | |
| Vanguard Federal Money Market | — | — | — | $2.1M | 0.8% | |
| Vanguard Small Cap Value Index Admiral | — | — | — | $2.0M | 0.7% | |
| Fidelity Contrafund | — | — | — | $2.0M | 0.7% | |
| T. Rowe Price Overseas Stock Fund | — | — | — | $1.9M | 0.7% | |
| Vanguard Target Retirement 2020 Fund | — | — | — | $1.8M | 0.7% | |
| Vanguard Target Retirement 2060 Fund | — | — | — | $1.5M | 0.6% | |
| Victory Sycamore Established Value Fund Class R6 | — | — | — | $1.5M | 0.6% | |
| Fidelity Strategic Income Fund | — | — | — | $1.4M | 0.5% | |
| balances, maturing through June 2039 - | — | — | — | $1.4M | 0.5% | |
| Wasatch Core Growth Institutional Fund | — | — | — | $1.1M | 0.4% | |
| Parnassus Core Equity Investor | — | — | — | $1.1M | 0.4% | |
| Vanguard Wellington Fund Admiral Shares | — | — | — | $1.1M | 0.4% | |
| Fidelity Low-Priced Stock Fund | — | — | — | $1.0M | 0.4% | |
| Vanguard Target Retirement 2065 Fund | — | — | — | $670K | 0.3% | |
| Cohen & Steers Realty Income Fund | — | — | — | $388K | 0.1% | |
| Vanguard Target Retirement 2070 Fund ** 153 Vanguard Target Retirement Income Fund | — | — | — | $135K | <0.1% | |
| TIAA Traditional Benefit Responsive Annuity*** | — | — | — | $113K | <0.1% | |
| First Eagle Global Fund Class A | — | — | — | $61K | <0.1% |