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Original filing (PDF)20251008163425NAL0006136945001
LOYOLA MARYMOUNT UNIVERSITY
Form 5500
FILING_RECEIVED
LOYOLA MARYMOUNT UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN
403(b) retirement plan
Active participants
3,137
Accounts w/ balance
2,891
Plan assets (EOY)
$538.0M
Net assets (EOY)
$538.0M
How this plan invests
This plan
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 8 bps in Schedule C fees — modestly above peer band of 6 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for LOYOLA MARYMOUNT UNIVERSITY.
Plan sponsor
Name
LOYOLA MARYMOUNT UNIVERSITY
EIN
95-1643334
Address
ONE LMU DRIVE SUITE 1900 · LOS ANGELES, CA · 900452659
Phone
(310) 338-4420
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-08
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
VASQUEZ & COMPANY LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS | 13-3689044 | — | RECORDKEEPER | $326K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| AON INVESTMENTS USA INC. | 36-3109431 | — | ADVISOR | $90K | — |
| CROWELL WEEDON & CO | 81-0139474 | — | ADVISOR | $7K | — |
Broker
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CHARLES SCHWAB & CO, INC. | 94-1737782 | — | SECURITIES BROKER | $580 | — |
| NATIONAL FINANCIAL SERVICES | 04-3523567 | — | SECURITIES BROKER | $0 | — |
Investments
31 direct securities· $536.9M(100% of reported assets)
Uncategorized
$519.0M
30 holdings
Mutual Funds
$17.9M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index | — | — | — | $63.2M | 11.7% | |
| T. Rowe Price T. Rowe Price Lrg Cp Gr I | — | — | — | $41.5M | 7.7% | |
| Dodge & Cox Dodge & Cox Stock X | — | — | — | $33.0M | 6.1% | |
| Transamerica Life Ins Co Transamerica Guaranteed Inv Option | — | — | — | $29.8M | 5.5% | |
| Fidelity Freedom 2040 K6 | — | — | — | $27.2M | 5.1% | |
| Fidelity Freedom 2035 K6 | — | — | — | $24.4M | 4.5% | |
| Nuveen Social Choice Eq Instl | — | — | — | $23.9M | 4.4% | |
| PIMCO Total Return Instl | — | — | — | $23.1M | 4.3% | |
| Vanguard Total World Stock Index I | — | — | — | $22.6M | 4.2% | |
| Fidelity Extended Market Index | — | — | — | $22.5M | 4.2% | |
| Vanguard Inf-Protected Secs Instl | — | — | — | $22.1M | 4.1% | |
| Fidelity Freedom 2050 K6 | — | — | — | $21.9M | 4.1% | |
| Charles Schwab Instl Personal Choice Retirement Account | — | — | — | $21.4M | 4.0% | |
| Dimensional DFA US Small Cap I | — | — | — | $20.1M | 3.7% | |
| Fidelity Freedom 2045 K6 | — | — | — | $18.4M | 3.4% | |
| PIMCO Total Return V Institutional | — | — | — | $18.4M | 3.4% | |
| Fidelity Freedom 2030 K6 | — | — | — | $18.2M | 3.4% | |
| American Funds American Funds EuroPacific Gr R6 | Mutual Funds | — | — | $17.9M | 3.3% | |
| Fidelity Freedom 2025 K6 | — | — | — | $16.2M | 3.0% | |
| Cohen & Steers Cohen & Steers Instl Realty Shares | — | — | — | $14.2M | 2.6% | |
| Hartford Schroders Emerg Mkt Eq SDR | — | — | — | $10.8M | 2.0% | |
| Fidelity Freedom 2020 K6 | — | — | — | $8.2M | 1.5% | |
| Fidelity Freedom 2015 K6 | — | — | — | $5.3M | 1.0% | |
| Notes receivable from participants with interest rates of * Participants 4.25% to 9.50% and matures through October 2036 | — | — | — | $4.9M | 0.9% | |
| Fidelity Freedom 2055 K6 | — | — | — | $2.8M | 0.5% | |
| Fidelity Freedom 2060 K6 | — | — | — | $1.9M | 0.4% | |
| Fidelity Freedom 2010 K6 | — | — | — | $1.2M | 0.2% | |
| Fidelity Freedom 2065 K6 | — | — | — | $859K | 0.2% | |
| Fidelity Freedom Inc K6 | — | — | — | $678K | 0.1% | |
| Insurance Contracts * Transamerica Financial Life Ins. Co. TFLIC Stable | — | — | — | $490K | <0.1% | |
| Fidelity Freedom 2070 K6 | — | — | — | $8K | <0.1% |