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Original filing (PDF)20251014153629NAL0003179441001
GRIFFITH COMPANY
Form 5500
FILING_RECEIVED
GRIFFITH COMPANY SAVINGS PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
276
Accounts w/ balance
277
Plan assets (EOY)
$15.3M
Net assets (EOY)
$15.3M
How this plan invests
This plan
3 pooled trusts
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 35 bps in Schedule C fees — modestly above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for GRIFFITH COMPANY.
Plan sponsor
Name
GRIFFITH COMPANY
EIN
95-0795590
Address
3050 E BIRCH STREET · BREA, CA · 928215500
Phone
(714) 984-5500
Industry
Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
005
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BAKER TILLY US LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RBC CAPITAL MARKETS LLC | 41-1416330 | — | INVESTMENT ADVISORY | $20K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $33K | — |
Investments
24 direct securities · 3 pooled funds· $14.2M(93% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$13.1M
23 holdings
Pooled Separate Account
$682K
3 holdings
Guaranteed Income / GIC
$404K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Registered Investment Companies American Funds Service Company Am Fds 2040 Trgt Dte Rtm R6 Fd | — | — | — | $2.5M | 16.3% | |
| American Funds Service Company Am Fds 2030 Trgt Dte Rtm R6 Fd | — | — | — | $2.2M | 14.2% | |
| JP Morgan Investment Mgmt Inc. JP Morgan Large Cap Gr R6 Fd | — | — | — | $1.6M | 10.5% | |
| American Funds Service Company Am Fds 2035 Trgt Dte Rtm R6 Fd | — | — | — | $1.4M | 9.4% | |
| American Funds Service Company Am Fds 2025 Trgt Dte Rtm R6 Fd | — | — | — | $1.3M | 8.4% | |
| American Funds Service Company Am Fds 2045 Trgt Dte Rtm R6 Fd | — | — | — | $1.2M | 8.1% | |
| American Funds Service Company Am Fds 2050 Trgt Dte Rtm R6 Fd | — | — | — | $1.2M | 8.0% | |
| PRIN LGCP S&P 500 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 016 | Pooled Separate Account | — | — | $471K | 3.1% | |
| American Funds Service Company Am Fds 2060 Trgt Dte Rtm R6 Fd | — | — | — | $410K | 2.7% | |
| s * Principal Life Insurance Company Fixed Income Guaranteed Option | Guaranteed Income / GIC | — | — | $404K | 2.6% | |
| maturing through August 2033 - | — | — | — | $273K | 1.8% | |
| American Funds Service Company Am Fds 2020 Trgt Dte Rtm R6 Fd | — | — | — | $201K | 1.3% | |
| American Funds Service Company Am Fds 2065 Trgt Dte Rtm R6 Fd | — | — | — | $184K | 1.2% | |
| MFS Investment Management MFS Mid-Cap Growth R6 Fund | — | — | — | $168K | 1.1% | |
| Principal Global Investors Mid Cap S&P 400 Index Separate Account Z | — | — | — | $147K | 1.0% | |
| PRIN MIDCAP S&P 400 IDX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 023 | Pooled Separate Account | — | — | $147K | 1.0% | |
| JP Morgan Funds Undisc Mgrs Behav Value R6 Fd | — | — | — | $122K | 0.8% | |
| PRIN SMCAP S&P 600 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | — | $64K | 0.4% | |
| MFS Investment Management MFS Value R6 Fund | — | — | — | $55K | 0.4% | |
| The American Funds Amer Funds Amer Bal R6 Fd | — | — | — | $34K | 0.2% | |
| The American Funds American Funds NewWorld R6 | — | — | — | $32K | 0.2% | |
| MFS Investment Management MFS Intl Diversification R6 Fd | — | — | — | $9K | <0.1% | |
| Vanguard Group Vanguard GNMA Admiral Fund | — | — | — | $4K | <0.1% | |
| BlackRock HY Portfolio K Fund | — | — | — | $2K | <0.1% | |
| American Century Investments American Centur Mid-Cap Val R6 | — | — | — | $2K | <0.1% | |
| Lord Abbett Lord Abbett Bd Debenture R6 Fd | — | — | — | $2K | <0.1% | |
| BlackRock Stra Inc Opp K Fd | — | — | — | $1K | <0.1% |
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