How big is Griffith Company's plan?

Griffith Company's plan reported $173.1M in assets and 260 participants for 2024.

Original filing (PDF)20251014092048NAL0003514864001

Griffith Company

Name: Griffith Company — Griffith Company Employee Stock, Form 5500 (2024)
Creator: Griffith Company
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Griffith Company Employee Stock Ownership Plan

Defined-contribution retirement plan · Griffith Company's Griffith Company Employee Stock Ownership Plan held $173.1M in plan assets for 260 participants in 2024.

Signals · 4

88% in single holding89% employer stockHigh average account balanceNo recordkeeper disclosed

Active participants

260

Accounts w/ balance

355

Plan assets (EOY)

$173.1M

Net assets (EOY)

$173.1M

People on this filing

Esteban Ruelas signed Griffith Company's 2024 Form 5500 as plan administrator.

Esteban Ruelas — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Griffith Company's EIN is 95-0795590.

EIN 95-0795590

Plan number 004

Plan year 2024

ACK ID 20251014092048NAL0003514864001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for Griffith Company from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

Griffith Company's plan includes an ESOP, an S-corporation ESOP.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for GRIFFITH COMPANY.

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How this plan invests

This plan

109 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

84% of assets in employer securities (concentration risk).

Helping the score

Below-peer total plan cost (91st percentile).
High average account balance (95th percentile).

Plan sponsor

Name

GRIFFITH COMPANY

EIN

all filings

Address

3050 E BIRCH ST · BREA, CA · 92821

Phone

(714) 984-5500

Industry

Construction

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

004

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-14

Pension benefit codes

2I · Stock bonus

2O · ESOP (non-leveraged)

2Q · S-corporation ESOP

3I · Requires investment in employer securities

Audit & trust (Schedule H)

Auditor

BAKER TILLY US, LLP

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

1 rows

Trustee

Name	EIN	Location	Relation	Direct comp	Indirect comp
CITY NATIONAL BANK	—	LOS ANGELES, CA	TRUSTEE	$10K	—

Investments

109 direct securities· $165.5M(96% of reported assets)

Common Stocks

$147.6M

90 holdings

Cash / Money Market

$16.8M

1 holding

U.S. Treasuries

$548K

1 holding

Mutual Funds

$341K

3 holdings

Bonds / Notes

$117K

12 holdings

Common Collective Trusts

$21K

2 holdings

					% of plan
Griffith Company Common Stock	Common Stocks	—	$5.4M	$145.3M	83.9%
XCEL ENERGY INC Registered Investment Company 405 * City National Bank Interest-bearing cash and cash equivalents	Cash / Money Market	—	$16.8M	$16.8M	9.7%
ISHARES ULTRA SHORT-TERM BOND ACTIVE Registered Investment Company	Common Stocks	—	$742K	$743K	0.4%
ISHARES 1-3 YEAR TREASURY BOND ETF (SHY) Registered Investment Company	U.S. Treasuries	—	$548K	$548K	0.3%
VANGUARD SHORT TERM CORP BOND ETF (VCSH) Registered Investment Company	Mutual Funds	—	$325K	$328K	0.2%
FIRST TR EXCHANGE TRADED FD SENIOR Registered Investment Company	Common Stocks	—	$303K	$304K	0.2%
ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF (IGSB) Registered Investment Company	Common Stocks	—	$298K	$300K	0.2%
BBH LIMITED DURATION FUND Registered Investment Company	Common Stocks	—	$276K	$276K	0.2%
FEDERATED HERMES INSTITUTIONAL HIGH YIELD BOND FUND Registered Investment Company	Common Stocks	—	$249K	$250K	0.1%
CITY NATIONAL ROCHDALE FIXED INCOME Registered Investment Company	Common Stocks	—	$82K	$73K	<0.1%
MICROSOFT CORP Registered Investment Company	Common Stocks	—	$13K	$22K	<0.1%
PROCTER & GAMBLE CO Registered Investment Company 503 * PRINCIPAL FINANCIAL GROUP Registered Investment Company 619 NVIDIA CORP Registered Investment Company	Common Stocks	—	$13K	$21K	<0.1%
APPLE INC Registered Investment Company	Common Stocks	—	$9K	$20K	<0.1%
EOG RESOURCES INC. Corporate Bond, 3.150% interest, matures 2025	Bonds / Notes	—	$15K	$15K	<0.1%
GENERAL MOTORS FINANCIAL CO. Corporate Bond, 4.350% interest, matures 2027	Bonds / Notes	—	$15K	$15K	<0.1%
VANGUARD MID-CAP GROWTH INDEX FUND Registered Investment Company	Common Collective Trusts	—	$13K	$14K	<0.1%
ALPHABET INC CL A Registered Investment Company	Common Stocks	—	$9K	$14K	<0.1%
WELLS FARGO & COMPANY Corporate Bond, variable coupon, matures 2030	Common Stocks	—	$15K	$14K	<0.1%
AMAZON.COM INC Registered Investment Company	Common Stocks	—	$8K	$13K	<0.1%
MORGAN STANLEY DEAN WITTER Corporate Bond, 7.250% interest, matures 2032	Bonds / Notes	—	$13K	$11K	<0.1%
ALCAN INC Foreign Bond, 6.125% interest, matures 2033	Bonds / Notes	—	$13K	$11K	<0.1%
APPLE INC Corporate Bond,3.350% interest, matures 2027	Bonds / Notes	—	$10K	$10K	<0.1%
TARGET CORP Corporate Bond, 4.500% interest, matures 2032	Bonds / Notes	—	$10K	$10K	<0.1%
AEP TEXAS INC Corporate Bond, 4.700% interest, matures 2032	Bonds / Notes	—	$10K	$10K	<0.1%
JEFFRIES GROUP LLC Corporate Bond, 4.150% interest, matures 2030	Bonds / Notes	—	$11K	$10K	<0.1%
STATE STREET CORP Corporate Bond, variable coupon, matures 2033	Common Stocks	—	$10K	$9K	<0.1%
ABBVIE INC Corporate Bond, 4.300% interest, matures 2036	Bonds / Notes	—	$9K	$9K	<0.1%
VANGUARD SMALL-CAP ETF Registered Investment Company	Mutual Funds	—	$10K	$9K	<0.1%
JP MORGAN CHASE & CO Registered Investment Company	Common Stocks	—	$5K	$9K	<0.1%
MASTERCARD INC CL A Registered Investment Company	Common Stocks	—	$6K	$9K	<0.1%
JPMORGAN CHASE & CO Corporate Bond, variable coupon, matures 2029	Common Stocks	—	$10K	$9K	<0.1%
VISA INC CL A Registered Investment Company	Common Stocks	—	$6K	$8K	<0.1%
SHELL INTERNATIONAL FINANCE Foreign Bond, 2.500% interest, matures 2026	Bonds / Notes	—	$8K	$8K	<0.1%
UNITEDHEALTH GROUP INC Registered Investment Company	Common Stocks	—	$5K	$8K	<0.1%
TRANE TECHNOLOGIES PLC Registered Investment Company	Common Stocks	—	$3K	$7K	<0.1%
COSTCO WHOLESALE CORP Registered Investment Company	Common Stocks	—	$3K	$7K	<0.1%
BEST BUY COMPANY INC Registered Investment Company 686 BLOCK H & R INC Registered Investment Company 691 BROADCOM INC Registered Investment Company	Common Stocks	—	$4K	$7K	<0.1%
ISHARES RUSSELL MIDCAP VALUE ETF Registered Investment Company	Common Stocks	—	$7K	$7K	<0.1%
VANGUARD MID-CAP VALUE INDEX FUND Registered Investment Company	Common Collective Trusts	—	$6K	$7K	<0.1%
HOME DEPOT INC Registered Investment Company	Common Stocks	—	$5K	$7K	<0.1%
ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETF Registered Investment Company	Common Stocks	—	$6K	$7K	<0.1%
DISNEY WALT CO NEW Registered Investment Company	Common Stocks	—	$5K	$6K	<0.1%
CVS HEALTH CORP Corporate Bond, 4.300% interest, matures 2028	Bonds / Notes	—	$6K	$6K	<0.1%
VERTEX PHARMACEUTICALS INC Registered Investment Company	Common Stocks	—	$5K	$6K	<0.1%
CAPITAL ONE FINANCIAL CORP Registered Investment Company	Common Stocks	—	$4K	$6K	<0.1%
T-MOBILE US INC Registered Investment Company	Common Stocks	—	$3K	$6K	<0.1%
WALMART INC Registered Investment Company	Common Stocks	—	$2K	$5K	<0.1%
NXP SEMICONDUCTORS NV Registered Investment Company	Common Stocks	—	$5K	$5K	<0.1%
MCDONALDS CORP Registered Investment Company	Common Stocks	—	$4K	$5K	<0.1%
ASML HOLDING N.V. SPONS ADR Registered Investment Company	Common Stocks	—	$5K	$5K	<0.1%