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Original filing (PDF)20251015171632NAL0007021824001
I.A.T.S.E. LOCAL 16 PENSION PLAN TRUSTEES
Form 5500
FILING_RECEIVED
I.A.T.S.E. LOCAL 16 PENSION PLAN
Defined-benefit pension plan
Signals · 4
2 failed disclosures31% in single holdingNo recordkeeper disclosed13 service providers
Active participants
2,344
Accounts w/ balance
—
Plan assets (EOY)
$283.4M
Net assets (EOY)
$282.8M
How this plan invests
This plan
2 pooled trusts
Schedule D
11 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
80
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
80
Concentration risk
84
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 2 Schedule C providers failed to disclose compensation.
- Top holding "Common collective trusts BNYMM BNYMM AFL-CIO CF SL SIF UC1" is 31% of plan.
- 34 bps in Schedule C fees — 237% above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for I.A.T.S.E. LOCAL 16 PENSION PLAN TRUSTEES.
Plan sponsor
Name
I.A.T.S.E. LOCAL 16 PENSION PLAN TRUSTEES
EIN
94-6296420
Address
7180 KOLL CENTER PARKWAY, SUITE 200 · PLEASANTON, CA · 94566
Phone
(925) 208-9999
Industry
Arts, Entertainment, Recreationsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
1A · Pay-related DB formula
3B · Covers self-employed individuals
Audit & trust (Schedule H)
Auditor
WITHUMSMITH+BROWN, PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
13 rowsOther
13| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BENESYS, INC. | 38-2383171 | — | NONE | $246K | — |
| WITHUMSMITH+BROWN, PC | 22-2027092 | — | NONE | $196K | — |
| RAEL AND LETSON | 94-1701048 | — | NONE | $154K | — |
| VERUS ADVISORY, INC. | 91-1320111 | — | NONE | $120K | — |
| WEINBERG, ROGER, AND ROSENFELD | 94-2458080 | — | NONE | $78K | — |
| WALTER SCOTT & PARTNERS LIMITED | 98-0465834 | — | NONE | $62K | — |
| CIM GROUP, LLC | 90-0433230 | — | NONE | $47K | — |
| SMART SOURCE, LLC | 30-0830429 | — | NONE | $19K | — |
| WELLS FARGO BANK | 94-1347393 | — | NONE | $15K | — |
| MELLON INVESTMENT CORPORATION | 25-6078093 | — | NONE | $7K | — |
| BROWN AUDIO VISUAL SERVICES | — | SAN LEANDRO, CA | NONE | $6K | — |
| AMALGAMATED BANK | 13-4920330 | — | NONE | $5K | — |
| UNION INSURANCE GROUP | 36-4226088 | — | NONE | $0 | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| BROOKFIELD CORPORATION | THE SERVICE PROVIDER DID NOT PROVIDE AMOUNT OF INDIRECT COMPENSATION, IF ANY. |
| GROSVENOR CAPITAL MANAGEMENT, LP | THE SERVICE PROVIDER DID NOT PROVIDE AMOUNT OF INDIRECT COMPENSATION, IF ANY. |
Investments
9 direct securities · 2 pooled funds· $279.9M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$88.1M
1 holding
Uncategorized
$87.9M
8 holdings
Mutual Funds
$86.4M
1 holding
103-12 Investment Entity
$17.5M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| BNYM MELLON AFL-CIO SL STOCK IDX FD THE BANK OF NEW YORK MELLON · EIN 25-6078093 / PN 340 | Common Collective Trust | — | $63.6M | $88.1M | 31.1% | |
| Dodge & Cox DODGE & COX INCOME FUND MUT FD | Mutual Funds | — | $87.3M | $86.4M | 30.5% | |
| GCM GROSVENOR MULTI-ASSET CLASS FD II LP | — | — | $27.3M | $28.0M | 9.9% | |
| DFA International DFA INTERNATIONAL VALUE PORTFOLIO | — | — | $17.6M | $18.0M | 6.4% | |
| NCS GROUP TRUST INTERNATIONAL FUND BNY MELLON INVMT MGMT CAYMAN LTD · EIN 76-6192146 / PN 001 | 103-12 Investment Entity | — | $18.1M | $17.5M | 6.2% | |
| Limited partnerships American Core AMERICAN CORE REALTY FUND | — | — | $13.6M | $14.1M | 5.0% | |
| Invesco CORE REAL ESTATE U.S.A. LP | — | — | $9.8M | $11.9M | 4.2% | |
| CIM INFRASTRUCTURE FUND II LP | — | — | $9.6M | $9.3M | 3.3% | |
| Brookfield CAPITAL PARTNERS FUND | — | — | $4.9M | $4.9M | 1.7% | |
| Brookfield REAL ESTATE FINANCE FUND | — | — | $1.5M | $1.4M | 0.5% | |
| JPMorgan TR II US GVT MM Inst | — | — | $283K | $283K | <0.1% |