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Original filing (PDF)20251015171233NAL0005498625001

BOT OF RESILIENT FLOOR COVERING PENSION FUND

Form 5500
FILING_RECEIVED
RESILIENT FLOOR COVERING PENSION FUND
Defined-benefit pension plan
Signals · 3
5 failed disclosuresNo recordkeeper disclosed18 service providers
Active participants
1,220
Accounts w/ balance
Plan assets (EOY)
$417.6M
Net assets (EOY)
$417.3M
How this plan invests
This plan
11 pooled trusts
Schedule D
688 securities
funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)
79
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
65
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
  • 5 Schedule C providers failed to disclose compensation.
  • 72 bps in Schedule C fees — 619% above peer band of 10 bps.
  • No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BOT OF RESILIENT FLOOR COVERING PENSION FUND.
Plan sponsor
Name
BOT OF RESILIENT FLOOR COVERING PENSION FUND
EIN
94-6284071
Address
HSBA · 4160 DUBLIN BLVD, SUITE 100 · DUBLIN, CA · 945687756
Phone
(800) 782-0010
Industry
Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
1A · Pay-related DB formula
1B · Flat-dollar DB formula
Audit & trust (Schedule H)
Auditor
WITHUMSMITH+BROWN, PC
Trustee / custodian
Trustee phone

Service providers (Schedule C)

18 rows
Other
18
NameEINLocationRelationDirect compIndirect comp
HEALTH SERVICES & BENEFIT ADMINISTR94-3089465NONE$444K
BNY MELLON25-6078093NONE$413K
WITHUMSMITH+BROWN, PC22-2027092NONE$389K
SIERRA INVESTMENT PARTNERS, INC.68-0370668NONE$374K
WASHINGTON CAPITAL MANAGEMENT, INC.91-1042342NONE$285K
KRAW LAW GROUP32-0465891NONE$197K
GRAYSTONE CONSULTING20-8764829NONE$139K
THE SEGAL COMPANY94-1503999NONE$127K
ASB CAPITAL MANAGEMENT, LLC80-0618452NONE$125K
SALTZMAN & JOHNSON LAW CORP94-2376174NONE$119K
HUDSON EDGE INVESTMENT PARTNERS INC52-1296988NONE$114K
SAGE ADVISORY SERVICES, LTD CO74-2798841NONE$85K
LOOMIS, SAYLES & CO, LP04-3200030NONE$81K
FIERA CAPITAL MANAGEMENT13-2726734NONE$41K
LEGAL & GENERAL20-8058531NONE$24K
CHRISTENSEN, JAMES & MARTIN ATTORNE88-0330040NONE$23K
ROAD RUNNER87-1226713NONE$13K
CHARTWELL INVESTMENT36-4776242NONE$11K

Failed / refused disclosures (Sched C Part 2)

ProviderNondisclosure info
SEI TRUST COMPANYSERVICE PROVIDER FAILED TO PROVIDE THE AMOUNT OF INDIRECT COMPENSATION, IF ANY.
ASB CAPITAL MANAGEMENT, LLCSERVICE PROVIDER FAILED TO PROVIDE THE AMOUNT OF INDIRECT COMPENSATION, IF ANY.
NEEDLES & ASSOCIATES LLCSERVICE PROVIDER FAILED TO PROVIDE THE AMOUNT OF INDIRECT COMPENSATION, IF ANY.
PENN CAPITAL MANAGEMENTSERVICE PROVIDER FAILED TO PROVIDE THE AMOUNT OF INDIRECT COMPENSATION, IF ANY.
SEGAL SELECT INSURANCE SERVICE INCSERVICE PROVIDER FAILED TO PROVIDE THE AMOUNT OF INDIRECT COMPENSATION, IF ANY.

Investments

677 direct securities · 11 pooled funds· $517.4M(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Uncategorized
$311.9M
676 holdings
Common Collective Trust
$173.0M
10 holdings
103-12 Investment Entity
$32.4M
1 holding
Common Stocks
$13K
1 holding
PIInvestmentTypeShares / unitsCostCurrent value% of plan
103-12 Investments WASH CAPITAL$34.1M$32.4M7.8%
WASHINGTON CAPITAL JOINT MASTER TRU
WASHINGTON CAPITAL MANAGEMENT, INC · EIN 91-1163419 / PN 001
103-12 Investment Entity
$32.4M7.8%
LEGAL & GENERAL MSCI ACWI EX U.S CI
RELIANCE TRUST COMPANY · EIN 35-7085469 / PN 010
Common Collective Trust
$22.8M$32.3M7.7%
NEWTOWER TRUST COMPANY MULTI-EMPLOY
NEWTOWER TRUST COMPANY · EIN 52-6218800 / PN 001
Common Collective Trust
$26.9M6.4%
COLLECTIVE US GOV'T STIF 20 BPS 2 BNYM-M DB SL LC VALUE SIF$7.8M$26.7M6.4%
BNYM MELLON DB SL LARGE CAP GROWTH
THE BANK OF NEW YORK MELLON · EIN 25-6078093 / PN 003
Common Collective Trust
$26.7M6.4%
COLLECTIVE TRUST GOVERNMENT SHORT T
THE BANK OF NEW YORK MELLON · EIN 81-6243181 / PN 001
Common Collective Trust
$21.0M5.0%
COLLECTIVE US GOV'T STIF 20 BPS 10 BNYM-M DB SL LC GROWTH SIF$9.4M$20.7M5.0%
BNYM MELLON DB SL LARGE CAP VALUE S
THE BANK OF NEW YORK MELLON · EIN 25-6078093 / PN 005
Common Collective Trust
$20.7M5.0%
ASB ALLEGIANCE REAL ESTATE FUND
CHEVY CHASE TRUST COMPANY · EIN 52-6257033 / PN 006
Common Collective Trust
$9.8M$16.4M3.9%
COLLECTIVE US GOV'T STIF 20 BPS 1 COLLECTIVE US GOV'T STIF 20 BPS$14.8M$15.2M3.6%
LEGAL & GENERAL S&P 400 CIT FUND
RELIANCE TRUST COMPANY · EIN 35-7085469 / PN 004
Common Collective Trust
$6.2M$11.0M2.6%
LEGAL & GENERAL S&P 600 CIT FUND
RELIANCE TRUST COMPANY · EIN 35-7085469 / PN 009
Common Collective Trust
$5.7M$9.7M2.3%
COLLECTIVE US GOV'T STIF 20 BPS 41 RAINIER INTL SMALL CAP EQ CIT FUND CL A$5.0M$8.1M1.9%
RAINIER MULTIPLE INVESTMENT TRUST
SEI TRUST COMPANY · EIN 27-2402927 / PN 042
Common Collective Trust
$8.1M1.9%
AMAZON.COM INC$3.4M$4.8M1.2%
MICROSOFT CORP$3.9M$4.3M1.0%
AFL - CIO Housing Trust AFL CIO$5.0M$4.1M1.0%
Limited Partnerships MCMORGAN NORTHERN CALIFORNIA VALUE ADD/DEVELOPMENT FD II LP$6.8M$3.7M0.9%
APPLE INC$2.7M$3.4M0.8%
MASTERCARD INC$2.3M$2.8M0.7%
ALPHABET INC$1.8M$2.4M0.6%
ORACLE CORP$1.9M$2.1M0.5%
AMPHENOL CORP$1.5M$2.1M0.5%
COLLECTIVE US GOV'T STIF 20 BPS$1.9M$1.9M0.5%
SALESFORCE INC$1.5M$1.9M0.4%
ELI LILLY & CO$1.4M$1.8M0.4%
UBER TECHNOLOGIES INC$2.0M$1.7M0.4%
BOOKING HOLDINGS INC$1.2M$1.7M0.4%
INTUIT INC$1.7M$1.7M0.4%
INTUITIVE SURGICAL INC$1.1M$1.6M0.4%
MOTOROLA SOLUTIONS INC$1.1M$1.6M0.4%
CITIGROUP INC$1.2M$1.6M0.4%
TJX COS INC/THE$1.2M$1.6M0.4%
JPMORGAN CHASE & CO$1.1M$1.5M0.4%
CAPITAL ONE FINANCIAL CORP$1.1M$1.5M0.4%
COLLECTIVE US GOV'T STIF 20 BPS 2 COLLECTIVE US GOV'T STIF 20 BPS$1.5M$1.5M0.4%
HOME DEPOT INC/THE$1.5M$1.4M0.3%
INTERCONTINENTAL EXCHANGE INC$1.2M$1.4M0.3%
U S TREASURY BOND 2.250% 02/15/2052 DD 02/15/22$1.6M$1.4M0.3%
METLIFE INC$1.1M$1.4M0.3%
STATE STREET CORP$1.1M$1.4M0.3%
O'REILLY AUTOMOTIVE INC$1.1M$1.4M0.3%
VISA INC$1.1M$1.4M0.3%
ADOBE INC$1.8M$1.3M0.3%
FISERV INC$862K$1.3M0.3%
ROSS STORES INC$1.2M$1.3M0.3%
SNAP-ON INC$1.1M$1.3M0.3%
CISCO SYSTEMS INC$1.1M$1.3M0.3%
BRISTOL-MYERS SQUIBB CO$1.1M$1.3M0.3%
M&T BANK CORP$917K$1.3M0.3%
NVIDIA CORP$463K$1.2M0.3%
VERTEX PHARMACEUTICALS INC$1.3M$1.2M0.3%
LOCKHEED MARTIN CORP$1.2M$1.2M0.3%
SIMON PROPERTY GROUP INC$993K$1.2M0.3%
DOVER CORP$987K$1.2M0.3%
QUALCOMM INC$1.2M$1.2M0.3%
EMERSON ELECTRIC CO$938K$1.2M0.3%
CITIZENS FINANCIAL GROUP INC$896K$1.2M0.3%
KRAFT HEINZ CO/THE$1.4M$1.2M0.3%
WALT DISNEY CO/THE$1.1M$1.2M0.3%
THERMO FISHER SCIENTIFIC INC$1.2M$1.2M0.3%
UDR INC$1.1M$1.2M0.3%
HUBBELL INC$914K$1.2M0.3%
HOME DEPOT INC/THE$1.0M$1.2M0.3%
COMCAST CORP$1.3M$1.1M0.3%
AFLAC INC$905K$1.1M0.3%
INTERPUBLIC GROUP OF COS INC/T$1.3M$1.1M0.3%
GENUINE PARTS CO$1.3M$1.1M0.3%
NUCOR CORP$1.5M$1.1M0.3%
MEDTRONIC PLC$1.2M$1.1M0.3%
XCEL ENERGY INC$998K$1.1M0.3%
INTERNATIONAL BUSINESS MACHINE$834K$1.1M0.3%
UNITED RENTALS INC$917K$1.1M0.3%
ABBVIE INC$972K$1.1M0.3%
JOHNSON & JOHNSON$1.2M$1.1M0.3%
UNITEDHEALTH GROUP INC$1.1M$1.1M0.3%
DUKE ENERGY CORP$1.2M$1.1M0.3%
AMERICAN ELECTRIC POWER CO INC$930K$1.1M0.3%
HCA HEALTHCARE INC$996K$1.0M0.3%
ADVANCED MICRO DEVICES INC$1.3M$1.0M0.2%
WARNER BROS DISCOVERY INC$1.0M$1.0M0.2%
MARATHON PETROLEUM CORP$1.1M$1.0M0.2%
ONEOK INC$900K$1.0M0.2%
ACCENTURE PLC$872K$994K0.2%
DOLLAR GENERAL CORP$1.4M$993K0.2%
CONSTELLATION BRANDS INC$1.1M$983K0.2%
BERRY GLOBAL GROUP INC$921K$982K0.2%
PROGRESSIVE CORP/THE$655K$981K0.2%
SCHLUMBERGER LTD$1.3M$965K0.2%
PEPSICO INC$1.1M$948K0.2%
CENCORA INC$933K$944K0.2%
CONOCOPHILLIPS$1.1M$935K0.2%
EOG RESOURCES INC$911K$934K0.2%
EATON CORP PLC$677K$932K0.2%
COLGATE-PALMOLIVE CO$822K$924K0.2%
J M SMUCKER CO/THE$1.0M$916K0.2%
CVS HEALTH CORP$1.4M$894K0.2%
HERSHEY CO/THE$931K$845K0.2%
COLLECTIVE US GOV'T STIF 20 BPS$842K$842K0.2%
DANAHER CORP$840K$833K0.2%
ASML HOLDING NV$844K$832K0.2%
U S TREASURY BOND 1.250% 05/15/2050 DD 05/15/20$888K$778K0.2%
U S TREASURY NOTE 4.375% 07/15/2027 DD 07/15/24$787K$778K0.2%
INTEL CORP$1.6M$774K0.2%
VERALTO CORP$579K$672K0.2%
COPART INC$561K$653K0.2%
FHLMC POOL #SD-8172 2.000% 09/01/2051 DD 09/01/21$605K$580K0.1%
VERIZON MASTER TRUST 6 A1A 4.170% 08/20/2030 DD 09/18/24$585K$579K0.1%
COLLECTIVE US GOV'T STIF 20 BPS$577K$577K0.1%
U S TREASURY NOTE 4.250% 06/30/2029 DD 06/30/24$582K$575K0.1%
FHLMC POOL #SD-8285 3.500% 01/01/2053 DD 12/01/22$585K$571K0.1%
U S TREASURY NOTE 3.375% 09/15/2027 DD 09/15/24$572K$568K0.1%
FNMA POOL #0MA5189 5.000% 10/01/2053 DD 10/01/23$579K$565K0.1%
U S TREASURY BOND 4.250% 02/15/2054 DD 02/15/24$615K$559K0.1%
U S TREASURY NOTE 3.750% 05/31/2030 DD 05/31/23$561K$552K0.1%
ILLINOIS TOOL WORKS INC$567K$549K0.1%
FHLMC POOL #SD-8222 4.000% 06/01/2052 DD 05/01/22$555K$540K0.1%
HENRY SCHEIN INC$581K$530K0.1%
CAPITAL ONE MULTI-ASSET E A1 A 3.920% 09/15/2029 DD 09/24/24$490K$482K0.1%
MICROCHIP TECHNOLOGY INC$741K$472K0.1%
FACTSET RESEARCH SYSTEMS INC$457K$461K0.1%
FNMA POOL #0MA4600 3.500% 03/01/2052 DD 04/01/22$466K$450K0.1%
U S TREASURY BOND 2.000% 11/15/2041 DD 11/15/21$462K$443K0.1%
U.S. Treasury Notes U S TREASURY BOND 2.875% 05/15/2043 DD 05/15/13$463K$442K0.1%
ROCKWELL AUTOMATION INC$441K$424K0.1%
FNMA POOL #0MA4579 3.000% 04/01/2052 DD 03/01/22$439K$421K0.1%
U S TREASURY NOTE 4.250% 06/30/2029 DD 06/30/24$420K$418K<0.1%
U S TREASURY NOTE 4.375% 07/15/2027 DD 07/15/24$415K$407K<0.1%
FNMA POOL #0MA4978 5.000% 04/01/2053 DD 03/01/23$404K$397K<0.1%
FNMA POOL #0MA4838 3.500% 11/01/2052 DD 11/01/22$382K$378K<0.1%
FNMA POOL #0MA5215 5.500% 12/01/2053 DD 11/01/23$378K$374K<0.1%
COLLECTIVE US GOV'T STIF 20 BPS$371K$371K<0.1%
TYLER TECHNOLOGIES INC$269K$371K<0.1%
FHLMC POOL #SD-5960 5.500% 07/01/2054 DD 07/01/24$368K$363K<0.1%
Corporate Debt Instruments - Preferred AMERICAN EXPRESS CREDIT AC 3 A 4.650% 07/15/2029 DD 07/23/24$345K$346K<0.1%
FNMA POOL #0MA5071 5.000% 06/01/2053 DD 06/01/23$350K$343K<0.1%
BWX TECHNOLOGIES INC$232K$337K<0.1%
ARGENX SE ADR$207K$334K<0.1%
FNMA POOL #0MA4782 3.500% 09/01/2052 DD 09/01/22$345K$333K<0.1%
CITIGROUP INC VAR RT 01/28/2027 DD 01/28/21$319K$331K<0.1%
U S TREASURY NOTE 4.500% 05/15/2027 DD 05/15/24$327K$330K<0.1%
FHLMC POOL #SD-8256 4.000% 10/01/2052 DD 09/01/22$330K$323K<0.1%
U S TREASURY NOTE 4.125% 11/15/2027 DD 11/15/24$325K$323K<0.1%
EXPEDIA GROUP INC$248K$322K<0.1%
BANK OF AMERICA CORP VAR RT 10/25/2035 DD 10/25/24$322K$317K<0.1%
COLLECTIVE US GOV'T STIF 20 BPS$316K$316K<0.1%
GODADDY INC$169K$314K<0.1%
FHLMC POOL #SD-3977 5.000% 04/01/2053 DD 09/01/23$311K$306K<0.1%
TAPESTRY INC$167K$297K<0.1%
FNMA POOL #0MA4701 4.500% 07/01/2052 DD 07/01/22$303K$294K<0.1%
HUBSPOT INC$245K$294K<0.1%
FNMA POOL #0MA4655 4.000% 06/01/2052 DD 06/01/22$301K$291K<0.1%
FHLMC POOL #SD-8342 5.500% 06/01/2053 DD 06/01/23$284K$280K<0.1%
U S TREASURY NOTE 4.500% 05/31/2029 DD 05/31/24$286K$275K<0.1%
BNYM MELLON DB SL INT'L ADR FUND
THE BANK OF NEW YORK MELLON · EIN 25-6078093 / PN 186
Common Collective Trust
$112K$271K<0.1%
EMCOR GROUP INC$128K$271K<0.1%
FNMA POOL #0MA4413 2.000% 09/01/2051 DD 08/01/21$280K$266K<0.1%
SBA COMMUNICATIONS CORP 3.875% 02/15/2027 DD 08/15/20$259K$259K<0.1%
SILGAN HOLDINGS INC 4.125% 02/01/2028 DD 04/01/20$258K$258K<0.1%
FNMA POOL #0MA5245 5.000% 12/01/2053 DD 12/01/23$260K$257K<0.1%
CHARTER COMMUNICATIONS OPERATI 4.908% 07/23/2025 DD 07/23/16$253K$255K<0.1%
FNMA POOL #0MA4784 4.500% 09/01/2052 DD 09/01/22$259K$253K<0.1%
AECOM 5.125% 03/15/2027 DD 02/21/17$249K$253K<0.1%
NMI HOLDINGS INC 6.000% 08/15/2029 DD 05/21/24$249K$251K<0.1%
TEGNA INC 4.625% 03/15/2028 DD 01/09/20$248K$250K<0.1%
SABRA HEALTH CARE LP 5.125% 08/15/2026 DD 07/14/16$246K$250K<0.1%
WELLS FARGO & CO VAR RT 06/02/2028 DD 06/02/20$244K$250K<0.1%
ATI INC 4.875% 10/01/2029 DD 09/14/21$252K$248K<0.1%
CROWN AMERICAS LLC / CROWN AME 4.750% 02/01/2026 DD 02/01/19$248K$247K<0.1%
BOYD GAMING CORP 4.750% 12/01/2027 DD 06/01/20$245K$247K<0.1%
U S TREASURY NOTE 3.875% 08/15/2033 DD 08/15/23$258K$246K<0.1%
ENCOMPASS HEALTH CORP 4.750% 02/01/2030 DD 09/18/19$247K$242K<0.1%
INTERNATIONAL GAME TECHNO 144A 6.250% 01/15/2027 DD 09/26/18$244K$242K<0.1%
FNMA POOL #0MA4580 3.500% 03/01/2052 DD 03/01/22$250K$241K<0.1%
COLLECTIVE US GOV'T STIF 20 BPS$240K$240K<0.1%
STIFEL FINANCIAL CORP$158K$240K<0.1%
VISTRA CORP$67K$239K<0.1%
ENLINK MIDSTREAM PARTNERS LP 4.150% 06/01/2025 DD 05/12/15$235K$239K<0.1%
GOLDMAN SACHS GROUP INC/THE 6.750% 10/01/2037 DD 10/03/07$246K$239K<0.1%
WESTERN DIGITAL CORP 4.750% 02/15/2026 DD 02/13/18$236K$238K<0.1%
PENSKE AUTOMOTIVE GROUP INC 3.500% 09/01/2025 DD 08/20/20$233K$237K<0.1%
WINGSTOP INC$214K$237K<0.1%
HYATT HOTELS CORP$197K$237K<0.1%
ITT INC$199K$236K<0.1%
SIRIUS XM RADIO LLC 144A 3.125% 09/01/2026 DD 08/16/21$230K$235K<0.1%
ALBERTSONS COS INC / SAFE 144A 3.250% 03/15/2026 DD 08/31/20$226K$234K<0.1%
SERVICE CORP INTERNATIONAL/US 4.625% 12/15/2027 DD 12/12/17$232K$234K<0.1%
U S TREASURY NOTE 4.625% 06/15/2027 DD 06/15/24$232K$233K<0.1%
NEUROCRINE BIOSCIENCES INC$224K$232K<0.1%
VALERO ENERGY CORP 6.625% 06/15/2037 DD 06/08/07$239K$229K<0.1%
UNITED RENTALS NORTH AMERICA I 5.500% 05/15/2027 DD 11/07/16$231K$229K<0.1%
DECKERS OUTDOOR CORP$125K$228K<0.1%
CDW LLC / CDW FINANCE CORP 4.125% 05/01/2025 DD 04/21/20$225K$228K<0.1%
FHLMC POOL #SD-8214 3.500% 05/01/2052 DD 04/01/22$237K$228K<0.1%
BROADCOM INC 4.350% 02/15/2030 DD 10/02/24$234K$228K<0.1%
HILTON WORLDWIDE FINANCE LLC / 4.875% 04/01/2027 DD 03/16/17$227K$227K<0.1%
GITLAB INC$253K$227K<0.1%
FHLMC POOL #SD-8215 4.000% 05/01/2052 DD 04/01/22$231K$224K<0.1%
U S TREASURY NOTE 4.375% 05/15/2034 DD 05/15/24$233K$224K<0.1%
Showing top 200 of 688 investments by value.