Back to filter
Original filing (PDF)20251015111840NAL0009292370001
BOARD OF TRUSTEES, NORTHERN CALIFORNIA PLASTERING INDUSTRY PEN
Form 5500
FILING_RECEIVED
NORTHERN CALIFORNIA PLASTERING INDUSTRY PENSION PLAN
Defined-benefit pension plan
Signals · 4
2 failed disclosures71% in single holdingNo recordkeeper disclosed10 service providers
Active participants
573
Accounts w/ balance
—
Plan assets (EOY)
$172.0M
Net assets (EOY)
$172.0M
How this plan invests
This plan
3 pooled trusts
Schedule D
10 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
78
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
80
Concentration risk
75
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 2 Schedule C providers failed to disclose compensation.
- Top holding "US Bank See attached (account #6746128504)" is 71% of plan.
- 53 bps in Schedule C fees — 427% above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BOARD OF TRUSTEES, NORTHERN CALIFORNIA PLASTERING INDUSTRY PEN.
Plan sponsor
Name
BOARD OF TRUSTEES, NORTHERN CALIFORNIA PLASTERING INDUSTRY PEN
EIN
94-6129382
Address
4160 DUBLIN BOULEVARD, SUITE 400 · DUBLIN, CA · 945687756
Phone
(925) 833-7300
Industry
Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
1A · Pay-related DB formula
Audit & trust (Schedule H)
Auditor
WITHUMSMITH+BROWN, PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
10 rowsOther
10| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SEI INVESTMENTS | 23-1707341 | — | NONE | $375K | — |
| HEALTH SERVICES & BENEFIT ADMIN. | 94-3089465 | — | NONE | $232K | — |
| WITHUMSMITH+BROWN, PC | 22-2027092 | — | NONE | $118K | — |
| VENUTI & ASSOCIATES | 04-3721424 | — | NONE | $66K | — |
| JP MORGAN INVESTMENT MANAGEMENT INC | 13-3200244 | — | NONE | $43K | — |
| KRAW LAW GROUP | 32-0465891 | — | NONE | $36K | — |
| NEYHART, ANDERSON, FLYNN & GROSBOLL | 94-2576729 | — | NONE | $15K | — |
| US BANK | 31-0841368 | — | NONE | $15K | — |
| RUSSELL INVESTMENTS - BLACKROCK INS | 94-3112180 | — | NONE | $6K | — |
| SEGAL SELECT INSURANCE | 46-0619194 | — | NONE | $0 | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| JP MORGAN INVESTMENT MANAGEMENT INC | SERVICE PROVIDER FAILED TO PROVIDE AMOUNT OF INDIRECT COMPENSATION, IF ANY. |
| RUSSELL INVESTMENTS - BLACKROCK INS | SERVICE PROVIDER FAILED TO PROVIDE AMOUNT OF INDIRECT COMPENSATION, IF ANY. |
Investments
10 direct securities · 3 pooled funds· $281.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$239.9M
10 holdings
Common Collective Trust
$41.4M
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| US Bank See attached (account #6746128504) | — | — | $150.6M | $169.4M | 98.5% | |
| RUSSELL 3000 INDEX NON-LENDABLE FD BLACKROCK INSTITUTIONAL TRUST COMPANY · EIN 26-4299518 / PN 001 | Common Collective Trust | — | — | $31.8M | 18.5% | |
| SHARES/ 58,284,419.6021,867,648.90 | — | — | $868K | $22.1M | 12.8% | |
| CURRENT PERIODSINCE INCEPTION/ 18,746,393.38GAIN (LOSS)UNREALIZED | — | — | — | $18.7M | 10.9% | |
| -99-04026-04 Asset Minor Code 17 Asset Minor Code 77Asset Minor Code 76 Asset Minor Code 77Asset Minor Code 77Asset Minor Code 77 14,986,410.443 | — | — | $15.0M | $14.7M | 8.5% | |
| SHARES/ . | — | — | $169.4M | $9.4M | 5.5% | |
| COMINGLED PENSION TR FD STRAT PROP JP MORGAN CHASE BANK N.A. · EIN 13-6038770 / PN 001 | Common Collective Trust | — | — | $6.7M | 3.9% | |
| SEI SECONDARY OPPORTUNITY FUND I SEI TRUST COMPANY · EIN 88-1328306 / PN 159 | Common Collective Trust | — | — | $2.9M | 1.7% | |
| .01 CURRENT PERIODSINCE INCEPTION/ - 1,550,659.17- 2,422,021.98- 5,346,127.99- 1,453,183.97 | — | — | $1.5M | $2.3M | 1.3% | |
| -99-04026-04 Asset Minor Code 98Asset Minor Code 98Asset Minor Code 98Asset Minor Code 98 Asset Minor Code 1 FACE AMOUNT 4,107,561.2831,810,235.836 | — | — | $810K | $1.5M | 0.9% | |
| SHARES/ | — | — | $816K | $786K | 0.5% | |
| 150,649,563.56150,645,826.33BOOK VALUE | — | — | $150.6M | $646K | 0.4% | |
| CURRENT PERIODSINCE INCEPTION/ GAIN (LOSS)UNREALIZED 3,363,497.536,217,490.80- 477,057.04- 191,333.542,483,151.225,542,406. | — | — | $542K | $343K | 0.2% |