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Original filing (PDF)20250717155004NAL0000829616001
CARMEL VALLEY MANOR
Form 5500
FILING_RECEIVED
CARMEL VALLEY MANOR 403(B)(7) PLAN
403(b) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
140
Accounts w/ balance
132
Plan assets (EOY)
$8.4M
Net assets (EOY)
$8.4M
How this plan invests
This plan
36 pooled trusts
Schedule D
53 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
92
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
75
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CARMEL VALLEY MANOR.
Plan sponsor
Name
CARMEL VALLEY MANOR
EIN
94-6050476
Address
8545 CARMEL VALLEY ROAD · CARMEL, CA · 93923
Phone
(831) 624-1281
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-17
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2M · 403(b)(7) custodial accounts
Audit & trust (Schedule H)
Auditor
WIPFLI, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsTPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SOUTHEASTERN EMPLOYEE BENEFITS SVCS | 20-5923747 | — | TPA | $0 | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADVANCED RETIREMENT SOLUTIONS | 46-2309236 | — | SERVICE PROVIDER | $0 | — |
| MORNINGSTAR | 36-3297908 | — | SERVICE PROVIDER | $0 | — |
Investments
19 direct securities · 36 pooled funds· $12.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Pooled Separate Account
$8.4M
36 holdings
Uncategorized
$4.5M
19 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Voya Vanguard Total Stock Market Index Fund Admiral | — | — | — | $1.8M | 21.8% | |
| VANGRD TOT ST MKT INDX FD ADM VOYA RETIREMENT INSURANCE & ANNUITY COMPANY · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $1.8M | 21.8% | |
| VOYA INDEX SOLUTION 2030 P Z VOYA RETIREMENT INSURANCE & ANNUITY COMPANY · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $674K | 8.0% | |
| VOYA INDEX SOLUTION 2035 P Z VOYA RETIREMENT INSURANCE & ANNUITY COMPANY · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $566K | 6.7% | |
| VOYA INDEX SOLUTION 2025 P Z VOYA RETIREMENT INSURANCE & ANNUITY COMPANY · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $548K | 6.5% | |
| Voya Vanguard 500 Index Fund Admiral Shares | — | — | — | $392K | 4.6% | |
| VANGRD 500 INDEX FUND ADM VOYA RETIREMENT INSURANCE & ANNUITY COMPANY · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $392K | 4.6% | |
| Voya Vanguard Life Strategy Growth Fund | — | — | — | $367K | 4.3% | |
| VANGRD LIFESTRAT GRW FD INV VOYA RETIREMENT INSURANCE & ANNUITY COMPANY · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $367K | 4.3% | |
| BNY MELLON DYNAMIC VAL FD Y VOYA RETIREMENT INSURANCE & ANNUITY COMPANY · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $345K | 4.1% | |
| Voya Vanguard Growth Index Fund Admiral Share | — | — | — | $323K | 3.8% | |
| VANGRD GROWTH INDEX FUND ADM VOYA RETIREMENT INSURANCE & ANNUITY COMPANY · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $323K | 3.8% | |
| VOYA FIXED ACCOUNT (4452) VOYA RETIREMENT INSURANCE & ANNUITY COMPANY · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $311K | 3.7% | |
| Voya Vanguard Balanced Index Fund Admiral | — | — | — | $306K | 3.6% | |
| VANGRD BALANCED INDEX FND ADM VOYA RETIREMENT INSURANCE & ANNUITY COMPANY · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $306K | 3.6% | |
| VANGRD GROWTH & INCOME FD ADM VOYA RETIREMENT INSURANCE & ANNUITY COMPANY · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $283K | 3.3% | |
| Vangrd Growth & Income Fd Adm | — | — | — | $283K | 3.3% | |
| VANGRD WINDSOR FUND ADM VOYA RETIREMENT INSURANCE & ANNUITY COMPANY · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $266K | 3.1% | |
| Vangrd Windsor Fund Adm | — | — | — | $266K | 3.1% | |
| VOYA INDEX SOLUTION 2050 P Z VOYA RETIREMENT INSURANCE & ANNUITY COMPANY · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $251K | 3.0% | |
| VOYA INDEX SOLUTION INC P Z VOYA RETIREMENT INSURANCE & ANNUITY COMPANY · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $248K | 2.9% | |
| VOYA INDEX SOLUTION 2045 P Z VOYA RETIREMENT INSURANCE & ANNUITY COMPANY · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $184K | 2.2% | |
| VOYA INDEX SOLUTION 2040 P Z VOYA RETIREMENT INSURANCE & ANNUITY COMPANY · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $172K | 2.0% | |
| Voya Vanguard International Growth Fund Admiral | — | — | — | $157K | 1.9% | |
| VANGRD INTL GRW FND ADM VOYA RETIREMENT INSURANCE & ANNUITY COMPANY · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $157K | 1.9% | |
| BLKRCK HIGH YIELD PORT K VOYA RETIREMENT INSURANCE & ANNUITY COMPANY · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $155K | 1.8% | |
| VANGRD SM-CAP VL INDEX FND ADM VOYA RETIREMENT INSURANCE & ANNUITY COMPANY · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $148K | 1.8% | |
| Voya Vanguard Intermediate-Term Bond Index Fund | — | — | — | $100K | 1.2% | |
| VANGRD INT-TRM BD INDX FD ADM VOYA RETIREMENT INSURANCE & ANNUITY COMPANY · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $100K | 1.2% | |
| Voya Vanguard Explorer Fund Admiral Shares | — | — | — | $96K | 1.1% | |
| VANGRD EXPLORER FUND ADM VOYA RETIREMENT INSURANCE & ANNUITY COMPANY · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $96K | 1.1% | |
| VOYA INDEX SOLUTION 2065 P Z VOYA RETIREMENT INSURANCE & ANNUITY COMPANY · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $91K | 1.1% | |
| VOYA INDEX SOLUTION 2055 P Z VOYA RETIREMENT INSURANCE & ANNUITY COMPANY · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $86K | 1.0% | |
| VANGRD MD-CAP GRW INDEX FD ADM VOYA RETIREMENT INSURANCE & ANNUITY COMPANY · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $78K | 0.9% | |
| Vangrd Md-Cap Grw Index Fd Adm | — | — | — | $78K | 0.9% | |
| FIDELITY CONTRAFUND K6 VOYA RETIREMENT INSURANCE & ANNUITY COMPANY · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $76K | 0.9% | |
| Voya JP MORGAN US EQUITY FUND R6 | — | — | — | $74K | 0.9% | |
| JPMORGAN US EQUITY FUND R6 VOYA RETIREMENT INSURANCE & ANNUITY COMPANY · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $74K | 0.9% | |
| Notes receivable from participants, due at various dates * Plan Participants through July 2035; interest rates from 5.25% to 9.50% $0 | — | — | — | $71K | 0.8% | |
| Voya Vangaurd Life Strategy Conservative Growth Fund | — | — | — | $62K | 0.7% | |
| VANGRD LIFESTRAT CNS GR FD INV VOYA RETIREMENT INSURANCE & ANNUITY COMPANY · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $62K | 0.7% | |
| VANGRD INFO TECH INDX FD ADM VOYA RETIREMENT INSURANCE & ANNUITY COMPANY · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $48K | 0.6% | |
| Voya Vanguard Life Strategy Moderate Growth Fund | — | — | — | $41K | 0.5% | |
| VANGRD LIFESTRAT MD GRW FD INV VOYA RETIREMENT INSURANCE & ANNUITY COMPANY · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $41K | 0.5% | |
| Voya Vanguard Total International Stock Index Fund | — | — | — | $31K | 0.4% | |
| VANGRD TOT INT STK IN F ADM VOYA RETIREMENT INSURANCE & ANNUITY COMPANY · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $31K | 0.4% | |
| DODGE & COX INCOME FUND X VOYA RETIREMENT INSURANCE & ANNUITY COMPANY · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $26K | 0.3% | |
| Dodge & Cox Income Fund X | — | — | — | $26K | 0.3% | |
| VANGRD HEALTH CARE FUND ADM VOYA RETIREMENT INSURANCE & ANNUITY COMPANY · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $13K | 0.2% | |
| Vangrd Health Care Fund Adm | — | — | — | $13K | 0.2% | |
| VOYA INDEX SOLUTION 2060 P Z VOYA RETIREMENT INSURANCE & ANNUITY COMPANY · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $4K | <0.1% | |
| Voya Vanguard Small-Cap Growth Index Fund Admiral ** 610 * Voya Vanguard Small-Cap Index Fund Admiral | — | — | — | $1K | <0.1% | |
| VANGRD SMALL-CAP INDEX FND ADM VOYA RETIREMENT INSURANCE & ANNUITY COMPANY · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $1K | <0.1% | |
| VANGRD SM-CAP GRW INDEX FD ADM VOYA RETIREMENT INSURANCE & ANNUITY COMPANY · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $610 | <0.1% | |
| VOYA GV MNY MKT F A (HLD ACCT) VOYA RETIREMENT INSURANCE & ANNUITY COMPANY · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $32 | <0.1% |
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