Original filing (PDF)20240206173544NAL0035475585001

PACIFIC UNION INTERNATIONAL, INC.

Name: PACIFIC UNION INTERNATIONAL, INC. — PACIFIC UNION INTERNATIONAL, INC. 401(K) PLAN, Form 5500 (2022)
Creator: PACIFIC UNION INTERNATIONAL, INC.

Form 5500

FILING_RECEIVED

PACIFIC UNION INTERNATIONAL, INC. 401(K) PLAN

401(k) retirement plan

Signals · 2

1 failed disclosureLate filing · 9.7 mo

Active participants

Accounts w/ balance

Plan assets (EOY)

Net assets (EOY)

How this plan invests

This plan

1 collective trust

Schedule D

Individual securities

on each trust's filing

This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.

Plan health score

/ 100

Grade B

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 50% of scoring inputs for this filing.

Compliance & integrity

Total plan cost

n/a

Plan health

n/a

Vendor & structure

100

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PACIFIC UNION INTERNATIONAL, INC..

Plan sponsor

Name

PACIFIC UNION INTERNATIONAL, INC.

DBA

COMPASS

EIN

94-3484670

Address

3333 MENDOCINO AVE, STE 220 · SANTA ROSA, CA · 95403

Phone

(707) 584-6101

Industry

Real Estatesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2022

Plan year begin

2022-01-01

Tax period

2022-06-01

Filed

2024-02-06

Pension benefit codes

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2S · Automatic enrollment

2T · Default investment account (QDIA)

3H · Sponsor in controlled / affiliated group

3D · Pre-approved plan (master / prototype / VS)

Service providers (Schedule C)

1 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
FIDELITY INVESTMENTS INSTITUTIONAL	04-2647786	—	RECORDKEEPER	$188	—

Failed / refused disclosures (Sched C Part 2)

Provider	Nondisclosure info
—	—

Investments

1 pooled fund· $0

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.