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Original filing (PDF)20251007212919NAL0012229218001
HORNBLOWER GROUP, INC.
Form 5500
FILING_RECEIVED
HORNBLOWER GROUP, INC.AND ALL AFFILIATES 401(K) PLAN
401(k) retirement plan
Signals · 1
1 failed disclosure
Active participants
3,877
Accounts w/ balance
4,349
Plan assets (EOY)
$101.8M
Net assets (EOY)
$101.8M
How this plan invests
This plan
5 pooled trusts
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HORNBLOWER GROUP, INC..
Plan sponsor
Name
HORNBLOWER GROUP, INC.
EIN
94-3460564
Address
PIER 3 ON THE EMBARCADERO · SAN FRANCISCO, CA · 94111
Phone
(415) 788-8866
Industry
Arts, Entertainment, Recreationsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-07
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
2E · Profit-sharing
Audit & trust (Schedule H)
Auditor
INSERO & CO. CPA'S LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $79K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAPFINANCIAL PARTNERS, LLC | 26-0058143 | — | INVESTMENT ADVISOR | $35K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
25 direct securities · 5 pooled funds· $94.9M(93% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$92.4M
25 holdings
Common Collective Trust
$2.6M
5 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Registered Investment Companies Vanguard Target Retirement 2050 Fund Investor Shares | — | — | — | $12.2M | 12.0% | |
| Vanguard Target Retirement 2035 Fund Investor Shares | — | — | — | $11.6M | 11.4% | |
| Vanguard Target Retirement 2045 Fund Investor Shares | — | — | — | $11.6M | 11.4% | |
| Vanguard Target Retirement 2030 Fund Investor Shares | — | — | — | $10.7M | 10.5% | |
| Vanguard Target Retirement 2055 Fund Investor Shares | — | — | — | $9.0M | 8.8% | |
| Vanguard Target Retirement 2040 Fund Investor Shares | — | — | — | $8.6M | 8.4% | |
| Vanguard Target Retirement 2025 Fund Investor Shares | — | — | — | $6.9M | 6.8% | |
| Vanguard 500 Index - Admiral | — | — | — | $5.6M | 5.5% | |
| JPMorgan Large Cap Growth - R6 | — | — | — | $4.1M | 4.0% | |
| Vanguard Target Retirement 2020 Fund Investor Shares | — | — | — | $2.6M | 2.5% | |
| Vanguard Target Retirement 2065 Fund Investor Shares | — | — | — | $2.5M | 2.4% | |
| dates ranging from January 2025 - February 2039 | — | — | — | $2.1M | 2.0% | |
| Vanguard Target Retirement Income Fund Investor Shares | — | — | — | $1.1M | 1.1% | |
| MIP CL 2 FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 024 | Common Collective Trust | — | — | $1.1M | 1.1% | |
| Vanguard Midcap Index - Admiral | — | — | — | $788K | 0.8% | |
| BrokerageLink | — | — | — | $747K | 0.7% | |
| Vanguard Small Cap Index - Admiral | — | — | — | $732K | 0.7% | |
| Vanguard Total Institutional Stock - Admiral | — | — | — | $501K | 0.5% | |
| MFS MID CAP VALUE CT GREAT GRAY TRUST COMPANY · EIN 38-4139822 / PN 616 | Common Collective Trust | — | — | $421K | 0.4% | |
| GG EUROPAC GROWTH CT GREAT GRAY TRUST COMPANY LLC · EIN 38-7289843 / PN 001 | Common Collective Trust | — | — | $411K | 0.4% | |
| MFS MID CP GROWTH CT GREAT GRAY TRUST COMPANY · EIN 38-4126294 / PN 597 | Common Collective Trust | — | — | $360K | 0.4% | |
| MFS LRG CAP VALUE CT GREAT GRAY TRUST COMPANY · EIN 38-4139822 / PN 616 | Common Collective Trust | — | — | $289K | 0.3% | |
| PIMCO Income Institutional | — | — | — | $286K | 0.3% | |
| Principal Small Cap Growth I - R6 | — | — | — | $251K | 0.2% | |
| PGIM Total Return Bond - R6 | — | — | — | $190K | 0.2% | |
| Allspring Special Small Cap Value - R6 | — | — | — | $185K | 0.2% | |
| Vanguard Total Bond Market - Admiral | — | — | — | $86K | <0.1% | |
| Vanguard Target Retirement 2070 Fund Investor Shares | — | — | — | $84K | <0.1% | |
| Vanguard Inflation-Protected Securities | — | — | — | $67K | <0.1% | |
| Fidelity Government Money Market | — | — | — | $2K | <0.1% |