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Original filing (PDF)20250828115811NAL0018119040001
KALERIS
Form 5500
FILING_RECEIVED
KALERIS 401(K) PLAN
401(k) retirement plan
Active participants
290
Accounts w/ balance
296
Plan assets (EOY)
$62.6M
Net assets (EOY)
$62.6M
How this plan invests
This plan
4 pooled trusts
Schedule D
22 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for KALERIS.
Plan sponsor
Name
KALERIS
EIN
94-3314201
Address
3460 PRESTON RIDGE ROAD SUITE 600 · ALPHARETTA, GA · 30005
Phone
(877) 511-7462
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-28
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
VASQUEZCPA
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $48K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| COMMONWEALTH EQUITY SERVICES LLC DB | — | WALTHAM, MA | INVESTMENT ADVISOR | $25K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRUDENTIAL INVESTMENT MANAGEMENT SE | 13-4122960 | — | NONE | $0 | — |
| NATIONAL FINANCIAL SERVICES, LLC | 04-3523567 | — | NONE | $0 | — |
Investments
22 direct securities · 4 pooled funds· $84.5M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$62.5M
22 holdings
Pooled Separate Account
$22.0M
4 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Empower Annuity Insurance Company | — | — | — | $10.2M | 16.3% | |
| DRYDEN S&P 500 INDEX FUND (IS PLATF EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 123 | Pooled Separate Account | — | — | $10.2M | 16.3% | |
| Empower Annuity Insurance Company | — | — | — | $7.5M | 12.0% | |
| LARGE CAP GROWTH / JP MORGAN INVST ANNUITY INSURANCE COMPANY EMPOWER · EIN 06-1050034 / PN 141 | Pooled Separate Account | — | — | $7.5M | 12.0% | |
| Empower Annuity Insurance Company | — | — | — | $6.6M | 10.6% | |
| PIMCO | — | — | — | $6.0M | 9.7% | |
| Fidelity | — | — | — | $5.5M | 8.8% | |
| Schwab | — | — | — | $5.4M | 8.6% | |
| MFS | — | — | — | $3.7M | 5.9% | |
| Vanguard | — | — | — | $3.2M | 5.1% | |
| Empower Annuity Insurance Company | — | — | — | $3.2M | 5.1% | |
| DAY ONE INCOMEFLEX TARGET BALANCED ANNUITY INSURANCE COMPANY EMPOWER · EIN 06-1050034 / PN 697 | Pooled Separate Account | — | — | $3.2M | 5.1% | |
| Fidelity | — | — | — | $2.2M | 3.4% | |
| Avantis | — | — | — | $2.1M | 3.3% | |
| T. Rowe Price | — | — | — | $1.4M | 2.2% | |
| Columbia | — | — | — | $1.4M | 2.2% | |
| Empower Annuity Insurance Company | — | — | — | $1.2M | 1.8% | |
| MID CAP GROWTH I FUND (MANAGED BY I EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 409 | Pooled Separate Account | — | — | $1.2M | 1.8% | |
| MFS | — | — | — | $701K | 1.1% | |
| Vanguard | — | — | — | $555K | 0.9% | |
| Americal Funds | — | — | — | $515K | 0.8% | |
| PGIM | — | — | — | $492K | 0.8% | |
| PIMCO | — | — | — | $379K | 0.6% | |
| Participant Loans | — | — | — | $289K | 0.5% | |
| Americal Funds | — | — | — | $53K | <0.1% | |
| T. Rowe Price | — | — | — | $40K | <0.1% |
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