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Original filing (PDF)20251015222306NAL0002923475001
ASI
Form 5500
FILING_RECEIVED
ASI 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
217
Accounts w/ balance
288
Plan assets (EOY)
$45.6M
Net assets (EOY)
$45.6M
How this plan invests
This plan
20 pooled trusts
Schedule D
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ASI.
Plan sponsor
Name
ASI
EIN
94-3289429
Address
48289 FREMONT BLVD · FREMONT, CA · 94538
Phone
(510) 445-4314
Industry
Wholesale Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
THE PUN GROUP, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $62K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LEAFHOUSE FINANCIAL ADVISORS, LLC | — | AUSTIN, TX | INVESTMENT ADVISOR | $21K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $22K | — |
| MJC EMPLOYEE BENEFITS & INS SERV | — | SAN LEANDRO, CA | CONSULTING | $13K | — |
Investments
14 direct securities · 20 pooled funds· $47.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$33.0M
20 holdings
Uncategorized
$9.9M
12 holdings
Guaranteed Income / GIC
$4.1M
1 holding
Mutual Funds
$346K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PUTNAM LARGE CAP GROWTH CLASS R GREAT GRAY · EIN 86-1876640 / PN 001 | Common Collective Trust | — | — | $7.6M | 16.6% | |
| PUTNAM RETIREMENT ADVANTAGE 2035 FU PUTNAM INVESTMENTS · EIN 26-0787945 / PN 261 | Common Collective Trust | — | — | $6.6M | 14.6% | |
| PUTNAM RETIREMENT ADVANTAGE 2050 FU PUTNAM INVESTMENTS · EIN 26-0787670 / PN 258 | Common Collective Trust | — | — | $4.9M | 10.8% | |
| GREAT GRAY BLENDED RESRCH CORE EQTY GREAT GRAY · EIN 99-3500679 / PN 001 | Common Collective Trust | — | — | $4.7M | 10.4% | |
| * Empower Annuity Insurance Company Guaranteed Portfolio Fund | Guaranteed Income / GIC | — | — | $4.1M | 9.0% | |
| Fidelity Investments FIDELITY 500 INDEX | — | — | — | $2.5M | 5.4% | |
| Fidelity Investments FIDELITY INTERNATIONAL INDEX | — | — | — | $1.9M | 4.2% | |
| LARGE CAP VALUE FUND CLASS R1 GREAT GRAY · EIN 38-4065329 / PN 426 | Common Collective Trust | — | — | $1.7M | 3.8% | |
| Fidelity Investments FIDELITY MID CAP INDEX | — | — | — | $1.4M | 3.1% | |
| Empower Annuity Insurance Company Guaranteed Portfolio Fund, 1.45% | — | — | $897K | $1.2M | 2.7% | |
| MID CAP GROWTH FUND FEE CLASS R1 GREAT GRAY · EIN 38-4126247 / PN 549 | Common Collective Trust | — | — | $1.2M | 2.6% | |
| INTERNATIONAL GROWTH FUND II R1 GREAT GRAY · EIN 38-4139842 / PN 000 | Common Collective Trust | — | — | $944K | 2.1% | |
| CORE PLUS BOND FUND FEE CLASS R1 GREAT GRAY · EIN 38-4116854 / PN 515 | Common Collective Trust | — | — | $944K | 2.1% | |
| ALTA FEDERATED MDT SMALL CAP CORE ALTA TRUST · EIN 99-2666297 / PN 001 | Common Collective Trust | — | — | $826K | 1.8% | |
| PIMCO Funds PIMCO INCOME INSTL | — | — | — | $744K | 1.6% | |
| PGIM CORE CONSER BOND FUND CIT FEE GREAT GRAY · EIN 38-7271359 / PN 753 | Common Collective Trust | — | — | $598K | 1.3% | |
| PUTNAM RETIREMENT ADV MATURITY FUND PUTNAM INVESTMENTS · EIN 26-0788428 / PN 268 | Common Collective Trust | — | — | $567K | 1.2% | |
| PUTNAM SMALL CAP GROWTH CL R GREAT GRAY · EIN 86-1846156 / PN 677 | Common Collective Trust | — | — | $521K | 1.1% | |
| Empower Annuity Insurance Company Guaranteed Portfolio Fund, 1.35% | — | — | $3K | $485K | 1.1% | |
| Fidelity Investments FIDELITY SMALL CAP INDEX | — | — | — | $440K | 1.0% | |
| Dimensional Fund Advisors DFA EMERGING MARKETS CORE EQUITY I | — | — | — | $438K | 1.0% | |
| MID CAP VALUE FEE CLASS R1 GREAT GRAY · EIN 38-4139852 / PN 630 | Common Collective Trust | — | — | $428K | 0.9% | |
| American Funds AMERJCAN FUNDS INFLATION LINKED BD R6 | Mutual Funds | — | — | $346K | 0.8% | |
| PUTNAM RETIREMENT ADVANTAGE 2025 FU PUTNAM INVESTMENTS · EIN 26-1384344 / PN 263 | Common Collective Trust | — | — | $336K | 0.7% | |
| Dimensional Fund Advisors DFA REAL ESTATE SECURITIES I | — | — | — | $331K | 0.7% | |
| PUTNAM RETIREMENT ADVANTAGE 2060 FU PUTNAM INVESTMENTS · EIN 47-5459433 / PN 273 | Common Collective Trust | — | — | $299K | 0.7% | |
| PUTNAM RETIREMENT ADVANTAGE 2045 FU PUTNAM INVESTMENTS · EIN 26-1208510 / PN 259 | Common Collective Trust | — | — | $237K | 0.5% | |
| Notes receivable from participants Secured; Interest rate range 4.25% - 9.50% | — | — | — | $233K | 0.5% | |
| PUTNAM RETIREMENT ADVANTAGE 2055 FU PUTNAM INVESTMENTS · EIN 27-3616920 / PN 272 | Common Collective Trust | — | — | $203K | 0.4% | |
| PGIM Investments PGIM GLOBAL TOTAL RETURN R6 | — | — | — | $178K | 0.4% | |
| FIRST EAGLE SMALL CAP OPPORTUNITY C BENEFIT PLANS ADMIN SERVICES COLLECTIVE TRUSTS · EIN 87-6383971 / PN 000 | Common Collective Trust | — | — | $152K | 0.3% | |
| PUTNAM RETIREMENT ADVANTAGE 2040 FU PUTNAM INVESTMENTS · EIN 26-1384398 / PN 260 | Common Collective Trust | — | — | $132K | 0.3% | |
| Empower Annuity Insurance Company Guaranteed Portfolio Fund, 1.40% | — | — | $4K | $71K | 0.2% | |
| PUTNAM RETIREMENT ADVANTAGE 2030 FU PUTNAM INVESTMENTS · EIN 26-0788040 / PN 262 | Common Collective Trust | — | — | $70K | 0.2% |
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