LILY KONG signed ASI's 2024 Form 5500 as plan administrator.
Signer names are public record from the Form 5500 e-signature.
ASI's EIN is 94-3289429.
Download the official 2024 Form 5500 (PDF) for ASI from the U.S. Department of Labor's EFAST2 system.
Download the official 2024 Form 5500 (PDF)ASI's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a default investment (QDIA).
Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $62K | — |
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $22K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| PUTNAM LARGE CAP GROWTH CLASS R GREAT GRAY · EIN 86-1876640 / PN 001 | Common Collective Trust | — | — | $7.6M | 16.6% | |
| PUTNAM RETIREMENT ADVANTAGE 2035 FU PUTNAM INVESTMENTS · EIN 26-0787945 / PN 261 | Common Collective Trust | — | — | $6.6M | 14.6% | |
| PUTNAM RETIREMENT ADVANTAGE 2050 FU PUTNAM INVESTMENTS · EIN 26-0787670 / PN 258 | Common Collective Trust | — | — | $4.9M | 10.8% | |
| GREAT GRAY BLENDED RESRCH CORE EQTY GREAT GRAY · EIN 99-3500679 / PN 001 | Common Collective Trust | — | — | $4.7M | 10.4% | |
| * Empower Annuity Insurance Company Guaranteed Portfolio Fund | Guaranteed Income / GIC | — | — | $4.1M | 9.0% | |
| Fidelity Investments FIDELITY 500 INDEX | Common Collective Trusts | — | — | $2.5M | 5.4% | |
| Fidelity Investments FIDELITY INTERNATIONAL INDEX | Mutual Funds | — | — | $1.9M | 4.2% | |
| LARGE CAP VALUE FUND CLASS R1 GREAT GRAY · EIN 38-4065329 / PN 426 | Common Collective Trust | — | — | $1.7M | 3.8% | |
| Fidelity Investments FIDELITY MID CAP INDEX | Mutual Funds | — | — | $1.4M | 3.1% | |
| Empower Annuity Insurance Company Guaranteed Portfolio Fund, 1.45% | Bonds / Notes | — | $897K | $1.2M | 2.7% | |
| MID CAP GROWTH FUND FEE CLASS R1 GREAT GRAY · EIN 38-4126247 / PN 549 | Common Collective Trust | — | — | $1.2M | 2.6% | |
| INTERNATIONAL GROWTH FUND II R1 GREAT GRAY · EIN 38-4139842 / PN 000 | Common Collective Trust | — | — | $944K | 2.1% | |
| CORE PLUS BOND FUND FEE CLASS R1 GREAT GRAY · EIN 38-4116854 / PN 515 | Common Collective Trust | — | — | $944K | 2.1% | |
| ALTA FEDERATED MDT SMALL CAP CORE ALTA TRUST · EIN 99-2666297 / PN 001 | Common Collective Trust | — | — | $826K | 1.8% | |
| PIMCO Funds PIMCO INCOME INSTL | Mutual Funds | — | — | $744K | 1.6% | |
| PGIM CORE CONSER BOND FUND CIT FEE GREAT GRAY · EIN 38-7271359 / PN 753 | Common Collective Trust | — | — | $598K | 1.3% | |
| PUTNAM RETIREMENT ADV MATURITY FUND PUTNAM INVESTMENTS · EIN 26-0788428 / PN 268 | Common Collective Trust | — | — | $567K | 1.2% | |
| PUTNAM SMALL CAP GROWTH CL R GREAT GRAY · EIN 86-1846156 / PN 677 | Common Collective Trust | — | — | $521K | 1.1% | |
| Empower Annuity Insurance Company Guaranteed Portfolio Fund, 1.35% | Bonds / Notes | — | $3K | $485K | 1.1% | |
| Fidelity Investments FIDELITY SMALL CAP INDEX | Mutual Funds | — | — | $440K | 1.0% | |
| Dimensional Fund Advisors DFA EMERGING MARKETS CORE EQUITY I | Mutual Funds | — | — | $438K | 1.0% | |
| MID CAP VALUE FEE CLASS R1 GREAT GRAY · EIN 38-4139852 / PN 630 | Common Collective Trust | — | — | $428K | 0.9% | |
| American Funds AMERJCAN FUNDS INFLATION LINKED BD R6 | Mutual Funds | — | — | $346K | 0.8% | |
| PUTNAM RETIREMENT ADVANTAGE 2025 FU PUTNAM INVESTMENTS · EIN 26-1384344 / PN 263 | Common Collective Trust | — | — | $336K | 0.7% | |
| Dimensional Fund Advisors DFA REAL ESTATE SECURITIES I | Mutual Funds | — | — | $331K | 0.7% | |
| PUTNAM RETIREMENT ADVANTAGE 2060 FU PUTNAM INVESTMENTS · EIN 47-5459433 / PN 273 | Common Collective Trust | — | — | $299K | 0.7% | |
| PUTNAM RETIREMENT ADVANTAGE 2045 FU PUTNAM INVESTMENTS · EIN 26-1208510 / PN 259 | Common Collective Trust | — | — | $237K | 0.5% | |
| Notes receivable from participants Secured; Interest rate range 4.25% - 9.50% | Bonds / Notes | — | — | $233K | 0.5% | |
| PUTNAM RETIREMENT ADVANTAGE 2055 FU PUTNAM INVESTMENTS · EIN 27-3616920 / PN 272 | Common Collective Trust | — | — | $203K | 0.4% | |
| PGIM Investments PGIM GLOBAL TOTAL RETURN R6 | Other securities | — | — | $178K | 0.4% | |
| FIRST EAGLE SMALL CAP OPPORTUNITY C BENEFIT PLANS ADMIN SERVICES COLLECTIVE TRUSTS · EIN 87-6383971 / PN 000 | Common Collective Trust | — | — | $152K | 0.3% | |
| PUTNAM RETIREMENT ADVANTAGE 2040 FU PUTNAM INVESTMENTS · EIN 26-1384398 / PN 260 | Common Collective Trust | — | — | $132K | 0.3% | |
| Empower Annuity Insurance Company Guaranteed Portfolio Fund, 1.40% | Bonds / Notes | — | $4K | $71K | 0.2% | |
| PUTNAM RETIREMENT ADVANTAGE 2030 FU PUTNAM INVESTMENTS · EIN 26-0788040 / PN 262 | Common Collective Trust | — | — | $70K | 0.2% |
Detected from the parsed Schedule of Assets. Click a family to see every plan that holds it — ranked by position size.
| LEAFHOUSE FINANCIAL ADVISORS, LLC |
| — |
| AUSTIN, TX |
| INVESTMENT ADVISOR |
| $21K |
| — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MJC EMPLOYEE BENEFITS & INS SERV | — | SAN LEANDRO, CA | CONSULTING | $13K | — |
