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Original filing (PDF)20251014183256NAL0004797872001
UL LLC
Form 5500
FILING_RECEIVED
UL FINANCIAL SECURITY PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
5,568
Accounts w/ balance
8,269
Plan assets (EOY)
$2.0B
Net assets (EOY)
$2.0B
How this plan invests
This plan
3 pooled trusts
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UL LLC.
Plan sponsor
Name
UL LLC
EIN
94-3282454
Address
333 PFINGSTEN RD · NORTHBROOK, IL · 600622002
Phone
(847) 272-8800
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
GRANT THORNTON LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | NONE | $648K | — |
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | NONE | $288K | — |
| SEYFARTH SHAW LLP | 36-2152202 | — | NONE | $16K | — |
Investments
26 direct securities · 3 pooled funds· $2.0B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$1.4B
25 holdings
Common Collective Trust
$378.6M
2 holdings
Mutual Funds
$108.6M
1 holding
Master Trust
$93.4M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FID GROWTH CO POOL FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 135 | Common Collective Trust | — | — | $378.6M | 19.3% | |
| Spartan Total Market Index Pool Class D | — | — | — | $244.1M | 12.5% | |
| Vanguard Mid-Cap Index Fund Institutional Plus Shares | Mutual Funds | — | — | $108.6M | 5.5% | |
| Fidelity Investments Fidelity Freedom Index 2040 T | — | — | — | $102.5M | 5.2% | |
| Vanguard Russell 1000 Value Index | — | — | — | $101.8M | 5.2% | |
| FIXED INCOME FUND UL LLC · EIN 93-3893528 / PN 001 | Master Trust | — | — | $93.4M | 4.8% | |
| Fidelity Investments Fidelity Freedom Index 2035 T | — | — | — | $87.0M | 4.4% | |
| Fidelity BrokerageLink Self-directed brokerage account | — | — | — | $84.4M | 4.3% | |
| Fidelity Investments Fidelity Freedom Index 2045 T | — | — | — | $82.2M | 4.2% | |
| Dodge & Cox Dodge & Cox Income Fund | — | — | — | $80.1M | 4.1% | |
| Fidelity Investments Fidelity Freedom Index 2050 T | — | — | — | $77.9M | 4.0% | |
| Fidelity Investments Fidelity Freedom Index 2030 T | — | — | — | $73.9M | 3.8% | |
| Dodge & Cox Dodge & Cox International Stock Fund | — | — | — | $57.9M | 3.0% | |
| Fidelity Investments Fidelity Freedom Index 2055 T | — | — | — | $56.4M | 2.9% | |
| Vanguard Small-Cap Index Fund Institutional Shares | — | — | — | $55.8M | 2.8% | |
| Fidelity Investments Fidelity Freedom Index 2025 T | — | — | — | $50.5M | 2.6% | |
| Spartan Total International Index Pool Class D | — | — | — | $48.1M | 2.5% | |
| Vanguard Total Bond Market Index Fund Institutional Shares | — | — | — | $29.4M | 1.5% | |
| Fidelity Investments Fidelity Freedom Index 2060 T | — | — | — | $29.2M | 1.5% | |
| American Funds American Funds EuroPacific Growth R6 | — | — | — | $27.0M | 1.4% | |
| Cohen & Steers US Cohen & Steers Realty Fund | — | — | — | $23.0M | 1.2% | |
| Fidelity Investments Fidelity Freedom Index 2020 T | — | — | — | $19.4M | 1.0% | |
| Various Participants Participant loans receivable (interest rates from 3.25% to 9.75%) -0- | — | — | — | $14.2M | 0.7% | |
| Fidelity Investments Fidelity Inflation-Protected Bond Index Fund | — | — | — | $12.0M | 0.6% | |
| Fidelity Investments Fidelity Freedom Index 2065 T | — | — | — | $9.9M | 0.5% | |
| Fidelity Investments Fidelity Freedom Index Income T | — | — | — | $5.9M | 0.3% | |
| Vanguard Federal Money Market Fund | — | — | — | $3.2M | 0.2% | |
| Fidelity Investments Fidelity Freedom Index 2010 T ** 675 * Fidelity Investments Fidelity Freedom Index 2015 T | — | — | — | $2.8M | 0.1% | |
| FIDELITY SHORT INTERMEDIATE PRIME C FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 056 | Common Collective Trust | — | — | $0 | <0.1% |