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Original filing (PDF)20250714151643NAL0001205329001
DIRECT LINE GLOBAL LLC
Form 5500
FILING_RECEIVED
DIRECT LINE GLOBAL LLC 401K PLAN
401(k) retirement plan
Active participants
342
Accounts w/ balance
204
Plan assets (EOY)
$7.8M
Net assets (EOY)
$7.8M
How this plan invests
This plan
1 pooled trust
Schedule D
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
80
Knocking points off
- 60% balance-to-active ratio — below typical for a healthy 401(k).
Helping the score
- Below-peer total fees (36 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DIRECT LINE GLOBAL LLC.
Plan sponsor
Name
DIRECT LINE GLOBAL LLC
EIN
94-3270968
Address
3839 SPINNAKER COURT · FREMONT, CA · 94538
Phone
(510) 413-9055
Industry
Electrical Contractors· Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-14
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
LEE CPA AUDIT GROUP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INS CO OF AMERICA | 84-0467907 | GREENWOOD VILLAGE, CO | RECORDKEEPER | $7K | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ROBERT W BAIRD & CO INCORPORATED | — | MILWAUKEE, WI | BROKER/ADVISO R | $0 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ASSOCIATED PENSION CONSULTANTS | 94-2456320 | CHICO, CA | CONTRACT ADMI N | $21K | — |
Investments
31 direct securities · 1 pooled fund· $7.6M(97% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$7.6M
31 holdings
Pooled Separate Account
$0
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| EMPOWER LIFETIME 2025 FUND INST Registered Investment Company | — | — | — | $1.3M | 16.5% | |
| EMPOWER LIFETIME 2035 FUND INST Registered Investment Company | — | — | — | $1.1M | 13.5% | |
| EMPOWER LIFETIME 2055 FUND INST Registered Investment Company | — | — | — | $993K | 12.7% | |
| EMPOWER LIFETIME 2045 FUND INST Registered Investment Company | — | — | — | $722K | 9.2% | |
| EMPOWER S&P 500 INDEX FUND INV Registered Investment Company | — | — | — | $650K | 8.3% | |
| EMPOWER LIFETIME 2030 FUND INST Registered Investment Company | — | — | — | $503K | 6.4% | |
| AMERICAN FUNDS FUNDAMENTAL INVESTORS R6 Registered Investment Company | — | — | — | $362K | 4.6% | |
| EMPOWER LIFETIME 2040 FUND INST Registered Investment Company | — | — | — | $263K | 3.4% | |
| EMPOWER MOD AGGR PROFILE FUND INV Registered Investment Company | — | — | — | $236K | 3.0% | |
| EMPOWER GLOBAL BOND INV Registered Investment Company ** 728 * EMPOWER LIFETIME 2015 FUND INST Registered Investment Company | — | — | — | $202K | 2.6% | |
| EMPOWER CONSERVATIVE PROFILE FUND INV Registered Investment Company | — | — | — | $189K | 2.4% | |
| EMPOWER LIFETIME 2060 FUND INST Registered Investment Company | — | — | — | $182K | 2.3% | |
| Fixed Annuity * KEY GUARANTEED PORTFOLIO FUND Fixed Annuity | — | — | — | $138K | 1.8% | |
| EMPOWER T. ROWE PRICE MDCP GR FUND INV Registered Investment Company | — | — | — | $136K | 1.7% | |
| EMPOWER LIFETIME 2050 FUND INST Registered Investment Company | — | — | — | $112K | 1.4% | |
| Registered Investment Companies AMERICAN FUNDS EUROPACIFIC GR R6 Registered Investment Company | — | — | — | $109K | 1.4% | |
| T. ROWE PRICE INTL VALUE EQUITY I Registered Investment Company | — | — | — | $86K | 1.1% | |
| BLACKROCK ADVANTAGE SMALL CAP GR K Registered Investment Company | — | — | — | $64K | 0.8% | |
| EMPOWER AGGRESSIVE PROFILE FUND INV Registered Investment Company | — | — | — | $63K | 0.8% | |
| Participant Loans Interest rates at (5.25% -10.50%) $0 | — | — | — | $54K | 0.7% | |
| EMPOWER MODERATE PROFILE FUND INV Registered Investment Company | — | — | — | $32K | 0.4% | |
| JANUS HENDERSON OVERSEAS N Registered Investment Company | — | — | — | $29K | 0.4% | |
| CLEARBRIDGE LARGE CAP VALUE IS Registered Investment Company | — | — | — | $22K | 0.3% | |
| PIMCO TOTAL RETURN INSTL Registered Investment Company | — | — | — | $19K | 0.2% | |
| VIRTUS DUFF & PHELPS REAL ESTATE SEC R6 Registered Investment Company | — | — | — | $17K | 0.2% | |
| EMPOWER MOD CONS PROFILE FUND INV Registered Investment Company | — | — | — | $14K | 0.2% | |
| FIDELITY ADVISOR SMALL CAP Z Registered Investment Company ** 989 INVESCO DEVELOPING MARKETS Y Registered Investment Company | — | — | — | $13K | 0.2% | |
| JANUS HENDERSON MID CAP VALUE N Registered Investment Company | — | — | — | $12K | 0.2% | |
| JPMORGAN CORE BOND R6 Registered Investment Company | — | — | — | $12K | 0.1% | |
| EMPOWER LIFETIME 2020 FUND INST Registered Investment Company | — | — | — | $4K | <0.1% | |
| LORD ABBETT VALUE OPPORTUNITIES R6 Registered Investment Company | — | — | — | $3K | <0.1% | |
| FUTURE FDS SERIES ACCT II OF GW EMPOWER ANNUITY INSURANCE COMPANY OF AMERICA · EIN 84-0467907 / PN 003 | Pooled Separate Account | — | — | $0 | <0.1% |
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