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Original filing (PDF)20250929214608NAL0012615360001
ALIGN TECHNOLOGY, INC.
Form 5500
FILING_RECEIVED
ALIGN TECHNOLOGY, INC. 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
1,988
Accounts w/ balance
2,788
Plan assets (EOY)
$412.1M
Net assets (EOY)
$411.7M
How this plan invests
This plan
2 pooled trusts
Schedule D
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ALIGN TECHNOLOGY, INC..
Plan sponsor
Name
ALIGN TECHNOLOGY, INC.
EIN
94-3267295
Address
2820 ORCHARD PARKWAY · SAN JOSE, CA · 95134
Phone
(408) 470-1000
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-29
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3F · Sponsor used leased employees
3H · Sponsor in controlled / affiliated group
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $209K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $103K | — |
| SAGEVIEW ADVISORY GROUP | 33-0818667 | — | INVESTMENT ADVISOR | $55K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MOSS ADAMS | 91-0189318 | — | ACCOUNTANT/AUDITOR | $46K | — |
Investments
27 direct securities · 2 pooled funds· $411.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$399.9M
27 holdings
Common Collective Trust
$11.9M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund Mutual Fund | — | — | — | $57.9M | 14.1% | |
| Fidelity Contrafund K6 Fund Mutual Fund | — | — | — | $45.5M | 11.0% | |
| American Funds 2045 Target Date Retirement Fund Class R6 Mutual Fund | — | — | — | $45.3M | 11.0% | |
| American Funds 2040 Target Date Retirement Fund Class R6 Mutual Fund | — | — | — | $37.3M | 9.0% | |
| American Funds 2050 Target Date Retirement Fund Class R6 Mutual Fund | — | — | — | $36.1M | 8.8% | |
| American Funds 2035 Target Date Retirement Fund Class R6 Mutual Fund | — | — | — | $32.2M | 7.8% | |
| American Funds 2055 Target Date Retirement Fund Class R6 Mutual Fund | — | — | — | $24.9M | 6.0% | |
| American Funds Target Date 2060 Fund Mutual Fund | — | — | — | $14.5M | 3.5% | |
| American Funds 2030 Target Date Retirement Fund Class R6 Mutual Fund | — | — | — | $12.8M | 3.1% | |
| Vanguard Equity Income Fund Admiral Mutual Fund | — | — | — | $10.1M | 2.5% | |
| MFS Mid Cap Value Fund Class R6 Mutual Fund | — | — | — | $10.1M | 2.5% | |
| Fidelity International Index Fund Mutual Fund | — | — | — | $9.0M | 2.2% | |
| Fidelity Diversified International K6 Fund Mutual Fund | — | — | — | $8.8M | 2.1% | |
| American Funds 2025 Target Date Retirement Fund Class R6 Mutual Fund | — | — | — | $7.6M | 1.9% | |
| EAGLE MID CAP GR F ALTA TRUST COMPANY · EIN 83-0524193 / PN 001 | Common Collective Trust | — | — | $7.0M | 1.7% | |
| Fidelity U.S. Bond Index Institutional Class Fund Mutual Fund | — | — | — | $7.0M | 1.7% | |
| New York Life Guaranteed Interest Account Guaranteed Investment Contract, at Contract Value | — | — | — | $6.4M | 1.5% | |
| American Funds 2020 Target Date Retirement Fund Class R6 Mutual Fund | — | — | — | $6.4M | 1.5% | |
| Fidelity Extended Market Index Fund Mutual Fund | — | — | — | $6.1M | 1.5% | |
| PIM RAE US Small Cap Fund Mutual Fund | — | — | — | $5.9M | 1.4% | |
| TCW MetWest Total Return Bond Fund - P Share Mutual Fund | — | — | — | $5.7M | 1.4% | |
| CB SMALL CAP GROWTH GREAT GRAY TRUST COMPANY · EIN 38-4065336 / PN 434 | Common Collective Trust | — | — | $4.8M | 1.2% | |
| T. Rowe Price International Discovery I Fund Mutual Fund | — | — | — | $3.9M | 1.0% | |
| maturities through November 2035 -0- | — | — | — | $3.3M | 0.8% | |
| PGIM High Yield Fund Class R6 Mutual Fund | — | — | — | $1.8M | 0.4% | |
| American Funds 2010 Target Date Retirement Fund Class R6 Mutual Fund | — | — | — | $549K | 0.1% | |
| Vanguard Real Estate Index Fund Admiral Shares Mutual Fund | — | — | — | $512K | 0.1% | |
| American Funds 2015 Target Date Retirement Fund Class R6 Mutual Fund | — | — | — | $148K | <0.1% | |
| Fidelity Government Money Market Fund Class K6 Money Market Fund | — | — | — | $101K | <0.1% |