How big is Elder Care Alliance's plan?

Elder Care Alliance's plan reported $14.8M in assets and 460 participants for 2023.

Original filing (PDF)20241015153110NAL0016759331001

Elder Care Alliance

Name: Elder Care Alliance — Elder Care Alliance 403 (B), Form 5500 (2023)
Creator: Elder Care Alliance
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Elder Care Alliance 403 (B) Retirement Savings Plan

403(b) retirement plan · Elder Care Alliance's Elder Care Alliance 403 (B) Retirement Savings Plan held $14.8M in plan assets for 460 participants in 2023, with Lincoln Financial as recordkeeper.

Signals · 2

Late participant contributionsCorrective distributions issued

Active participants

460

Accounts w/ balance

532

Plan assets (EOY)

$14.8M

Net assets (EOY)

$14.8M

People on this filing

KATY Warney signed Elder Care Alliance's 2023 Form 5500 as plan administrator.

KATY Warney — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Elder Care Alliance's EIN is 94-3260975.

EIN 94-3260975

Plan number 002

Plan year 2023

ACK ID 20241015153110NAL0016759331001

Official Form 5500 document

Download the official 2023 Form 5500 (PDF) for Elder Care Alliance from the U.S. Department of Labor's EFAST2 system.

Download the official 2023 Form 5500 (PDF)

Plan features

Elder Care Alliance's plan includes ERISA 404(c) participant direction, a 403(b) annuity, 403(b) custodial accounts, a default investment (QDIA).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for ELDER CARE ALLIANCE.

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How this plan invests

This plan

55 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Average plan with room to improve

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Delinquent participant contributions reported (Schedule H 4a) — 1195K (102% of contributions).
Corrective distributions issued (likely failed ADP/ACP testing).

Plan sponsor

Name

ELDER CARE ALLIANCE

EIN

all filings

Address

1301 MARINA VILLAGE PARKWAY STE 210 · ALAMEDA, CA · 945011082

Phone

(510) 769-2700

Industry

Health Care & Social Assistance

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

002

Plan year

2023

Plan year begin

2023-01-01

Tax period

2023-12-31

Filed

2024-10-15

Pension benefit codes

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2L · 403(b)(1) annuity

2M · 403(b)(7) custodial accounts

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

3H · Sponsor in controlled / affiliated group

Audit & trust (Schedule H)

Service providers (Schedule C)

1 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
LINCOLN NATIONAL CORPORATION	35-1140070	—	SERVICE PROVIDER	$35K	—

Investments

55 direct securities· $14.8M(100% of reported assets)

Mutual Funds

$6.0M

20 holdings

Other securities

$3.7M

25 holdings

Stable Value

$3.6M

2 holdings

Common Collective Trusts

$1.1M

5 holdings

Bonds / Notes

$326K

1 holding

Common Stocks

$10K

1 holding

Cash / Money Market

$2K

1 holding

					% of plan
Lincoln Stable Value Account Guaranteed Investment Contract NR	Stable Value	—	—	$1.9M	13.0%
Lincoln Life Variable Annuity Account Guaranteed Investment Contract NR	Stable Value	—	—	$1.7M	11.7%
American Funds Washington Mutual Fund Mutual Fund NR	Mutual Funds	—	—	$854K	5.8%
Fidelity VIP Contrafund Mutual Fund NR	Mutual Funds	—	—	$837K	5.7%
American Funds Growth Fund Mutual Fund NR	Mutual Funds	—	—	$736K	5.0%
Fidelity Contrafund Mutual Fund NR	Mutual Funds	—	—	$664K	4.5%
Baird Aggregate Bond Fund Mutual Fund NR	Other securities	—	—	$642K	4.3%
Vanguard Developed Markets Index Fund Mutual Fund NR	Common Collective Trusts	—	—	$540K	3.7%
T Rowe Price Dividend Growth Fund Mutual Fund NR	Mutual Funds	—	—	$526K	3.6%
LVIP Delaware Social Awareness Fund Mutual Fund NR	Other securities	—	—	$439K	3.0%
Vanguard 500 Index Fund Mutual Fund NR	Common Collective Trusts	—	—	$435K	2.9%
American Century Mid Cap Value Fund Mutual Fund NR	Other securities	—	—	$364K	2.5%
Vanguard International Value Fund Mutual Fund NR	Mutual Funds	—	—	$348K	2.4%
American Funds Growth and Income Fund Mutual Fund NR	Mutual Funds	—	—	$347K	2.3%
Various, bearing interest from * Participant loans 4.25%-9.50% -	Bonds / Notes	—	—	$326K	2.2%
Blackrock Inflation Protected Bond Fund Mutual Fund NR	Other securities	—	—	$316K	2.1%
LVIP Delaware SMID Cap Core Fund Mutual Fund NR	Other securities	—	—	$308K	2.1%
Pimco Income Fund Mutual Fund NR	Mutual Funds	—	—	$295K	2.0%
LVIP Delaware Value Fund Mutual Fund NR	Other securities	—	—	$284K	1.9%
American Funds International Fund Mutual Fund NR	Mutual Funds	—	—	$263K	1.8%
Invesco Oppenheimer International Growth Fund Mutual Fund NR	Mutual Funds	—	—	$254K	1.7%
LVIP Delaware Mid Cap Value Fund Mutual Fund NR	Other securities	—	—	$207K	1.4%
Delaware Small Cap Value Fund Mutual Fund NR	Other securities	—	—	$206K	1.4%
Fidelity VIP Growth Fund Mutual Fund NR 112 * LVIP Baron Growth Opportunities Fund Mutual Fund NR	Mutual Funds	—	—	$183K	1.2%
Neuberger Berman Mid Cap Growth Fund Mutual Fund NR	Other securities	—	—	$183K	1.2%
LVIP Dimensional U.S. Core Equity Fund Mutual Fund NR	Mutual Funds	—	—	$180K	1.2%
Delaware VIP Small Cap Value Fund Mutual Fund NR	Other securities	—	—	$158K	1.1%
LVIP Mondrian International Value Fund Mutual Fund NR	Other securities	—	—	$157K	1.1%
Blackrock Global Allocation Fund Mutual Fund NR	Other securities	—	—	$152K	1.0%
MFS New Discovery Fund Mutual Fund NR	Mutual Funds	—	—	$146K	1.0%
American Funds New World Fund Mutual Fund NR	Mutual Funds	—	—	$107K	0.7%
Vanguard Real Estate Index Fund Mutual Fund NR	Common Collective Trusts	—	—	$98K	0.7%
Pimco International Bond Fund Mutual Fund NR	Mutual Funds	—	—	$94K	0.6%
American Funds New Perspective Fund Mutual Fund NR	Mutual Funds	—	—	$76K	0.5%
LVIP Delaware Wealth Builder Fund Mutual Fund NR	Other securities	—	—	$72K	0.5%
LVIP BlackRock Dividend Value Managed Volatility Fund Mutual Fund NR	Other securities	—	—	$53K	0.4%
Pimco Commodityrealreturn Strategy Fund Mutual Fund NR	Mutual Funds	—	—	$52K	0.4%
Eaton Vance Income of Boston Fund Mutual Fund NR	Other securities	—	—	$50K	0.3%
LVIP Delaware Diversified Income Fund Mutual Fund NR	Other securities	—	—	$45K	0.3%
LVIP Delaware Bond Fund Mutual Fund NR	Other securities	—	—	$29K	0.2%
LVIP SSGA Global Tactical Allocation Managed Volatility Fu Mutual Fund NR 238 * LVIP SSGA S&P 500 Index Fund Mutual Fund NR	Common Collective Trusts	—	—	$26K	0.2%
LVIP Global Conservative Allocation Managed Risk Fund Mutual Fund NR 902 * LVIP Global Growth Allocation Managed Risk Fund Mutual Fund NR	Other securities	—	—	$16K	0.1%
LVIP T. Rowe Price 2020 Fund Mutual Fund NR	Other securities	—	—	$16K	0.1%
LVIP SSGA Small Cap Index Fund Mutual Fund NR	Common Collective Trusts	—	—	$14K	<0.1%
LVIP JPMorgan Retirement Income Fund Mutual Fund NR	Other securities	—	—	$10K	<0.1%
LVIP Delaware U.S. REIT Fund Mutual Fund NR	Common Stocks	—	—	$10K	<0.1%
LVIP Blended Large Cap Growth Managed Volatility Fund Mutual Fund NR	Other securities	—	—	$9K	<0.1%
LVIP Delaware High Yield Fund Mutual Fund NR	Other securities	—	—	$3K	<0.1%
LVIP Government Money Market Fund Mutual Fund NR	Cash / Money Market	—	—	$2K	<0.1%
LVIP T. Rowe Price 2040 Fund Mutual Fund NR	Other securities	—	—	$2K	<0.1%