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Original filing (PDF)20251013142929NAL0003273298001
APPLIED UNDERWRITERS INC.
Form 5500
FILING_RECEIVED
APPLIED UNDERWRITERS INC. RETIREMENT SAVING PLAN
401(k) retirement plan
Active participants
909
Accounts w/ balance
909
Plan assets (EOY)
$94.0M
Net assets (EOY)
$94.0M
How this plan invests
This plan
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (6 bps vs 16 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for APPLIED UNDERWRITERS INC..
Plan sponsor
Name
APPLIED UNDERWRITERS INC.
EIN
94-3252393
Address
10805 OLD MILL RD · OMAHA, NE · 681542607
Phone
(402) 342-4900
Industry
Management of Companies / Holdingssee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
333
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
EIDE BAILLY LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAPITAL GROUP RETIREMENT PLAN SVCS | 82-4555287 | — | RECORDKEEPER | $11K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | — | EL SEGUNDO, CA | INVESTMENT ADVISOR | $42K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CHARLES SCHWAB & CO INC | 94-1737782 | — | NONE | $58 | — |
Investments
31 direct securities· $94.0M(100% of reported assets)
Uncategorized
$80.5M
30 holdings
Mutual Funds
$13.5M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| s * American Funds American Funds Growth Fund of Amer R4 N/A | Mutual Funds | — | — | $13.5M | 14.3% | |
| Columbia Threadneedle Columbia Large Cap Index A N/A | — | — | — | $9.6M | 10.2% | |
| American Funds American Funds Invmt Co of America R4 N/A | — | — | — | $7.0M | 7.5% | |
| American Funds American Funds 2050 Target Date Fund R4 N/A | — | — | — | $6.3M | 6.7% | |
| Invesco Small Cap Value A N/A | — | — | — | $5.9M | 6.3% | |
| American Funds American Funds 2045 Target Date Fund R4 N/A | — | — | — | $5.3M | 5.6% | |
| American Funds American Funds 2040 Target Date Fund R4 N/A | — | — | — | $4.7M | 5.0% | |
| American Funds American Funds 2055 Target Date Fund R4 N/A | — | — | — | $4.1M | 4.4% | |
| American Funds American Funds New Perspective R4 N/A | — | — | — | $3.8M | 4.0% | |
| American Funds American Funds 2035 Target Date Fund R4 N/A | — | — | — | $3.6M | 3.9% | |
| American Funds American Funds 2030 Target Date Fund R4 N/A | — | — | — | $3.5M | 3.8% | |
| Self-Directed Brokerage Accounts Various N/A | — | — | — | $3.4M | 3.7% | |
| American Funds American Funds Us Govt Money Market R4 N/A | — | — | — | $3.4M | 3.6% | |
| Invesco Main Street Mid Cap A N/A | — | — | — | $2.9M | 3.1% | |
| American Funds American Funds New Economy R4 N/A | — | — | — | $2.5M | 2.6% | |
| American Funds American Funds Europacific Gr R4 N/A | — | — | — | $2.3M | 2.5% | |
| American Funds American Funds Capital Inc Bldr R4 N/A | — | — | — | $2.1M | 2.2% | |
| American Funds American Funds 2060 Target Date Fund R4 N/A | — | — | — | $1.7M | 1.8% | |
| American Funds American Funds Bond Fund of Amer R4 N/A | — | — | — | $1.5M | 1.5% | |
| American Funds American Funds 2065 Target Date Fund R4 N/A | — | — | — | $1.3M | 1.3% | |
| PIMCO Total Return A N/A | — | — | — | $1.2M | 1.3% | |
| Harford Mutual Funds Hartford Schroders Intl Multi-Cp Val R4 N/A | — | — | — | $1.1M | 1.2% | |
| Participants Participant Loans; Maturing from January 2025 - April 2037 Interest Rates of 4.25% to 9.50% N/A | — | — | — | $892K | 0.9% | |
| American Funds American Funds 2025 Target Date Fund R4 N/A | — | — | — | $705K | 0.8% | |
| American Funds American Funds New World Fund R4 N/A | — | — | — | $580K | 0.6% | |
| American Funds American Funds 2020 Target Date Fund R4 N/A | — | — | — | $377K | 0.4% | |
| American Funds American Funds 2015 Target Date Fund R4 N/A | — | — | — | $338K | 0.4% | |
| American Funds American Funds St Bd Fd of America R4 N/A | — | — | — | $274K | 0.3% | |
| PIMCO Short-Term A N/A | — | — | — | $54K | <0.1% | |
| American Funds American Funds 2010 Target Date Fund R4 N/A | — | — | — | $51K | <0.1% | |
| American Funds American Funds 2070 Target Date Fund R4 N/A | — | — | — | $26K | <0.1% |
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