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Original filing (PDF)20251002175907NAL0000759937001
FARALLON CAPITAL MANAGEMENT, L.L.C.
Form 5500
FILING_RECEIVED
FARALLON CAPITAL MANAGEMENT PROFIT SHARING AND 401(K) SAVINGS PLAN
401(k) retirement plan
Signals · 3
29% in single holding10% employer stockNo recordkeeper disclosed
Active participants
275
Accounts w/ balance
357
Plan assets (EOY)
$304.7M
Net assets (EOY)
$295.5M
How this plan invests
This plan
43 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
73
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "MCDONALD MANAGED FUND Registered Investment Company" is 29% of plan.
- 10% of plan in employer / sponsor stock.
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (0 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for FARALLON CAPITAL MANAGEMENT, L.L.C..
Plan sponsor
Name
FARALLON CAPITAL MANAGEMENT, L.L.C.
EIN
94-3240279
Address
1 MARITIME PLAZA · SUITE 2100 · SAN FRANCISCO, CA · 94111
Phone
(415) 421-2132
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-02
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2R · Participant-directed brokerage (SDBA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
ERNST & YOUNG LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MOUNTAIN CAPITAL INVESTMENT AD | 27-4826969 | — | NONE | $7K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $867 | — |
Investments
40 direct securities· $503.9M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| MCDONALD MANAGED FUND Registered Investment Company | — | — | — | $152.9M | 50.2% | |
| PCRA Self-Directed Brokerage Account | — | — | — | $54.3M | 17.8% | |
| Personal Choice Retirement Account Various common stock, money market funds, | — | — | — | $54.3M | 17.8% | |
| Schwab S&P 500 Index Fund 408,466 units | — | — | $408K | $36.9M | 12.1% | |
| Progressive Corporation 78,200 shares | — | — | $78K | $18.7M | 6.2% | |
| SSGA Government Money Market Fund 18,106,972 units | — | — | $18.1M | $18.1M | 5.9% | |
| Berkshire Hathaway Inc Class B 27,690 shares | — | — | $28K | $12.6M | 4.1% | |
| Netflix Inc. 13,985 shares | — | — | $14K | $12.5M | 4.1% | |
| Amazon.Com Inc. 48,975 shares | — | — | $49K | $10.7M | 3.5% | |
| Vanguard Midcap Index Fund Institutional 131,987 units | — | — | $132K | $9.5M | 3.1% | |
| Paychex, Inc. 66,930 shares | — | — | $67K | $9.4M | 3.1% | |
| Regeneron Pharmaceuticals, Inc. 13,150 shares | — | — | $13K | $9.4M | 3.1% | |
| Brookfield Corporation 159,120 shares | — | — | $159K | $9.1M | 3.0% | |
| NUVEEN (formerly TIAA-CREF) Small-Cap Blend Index Fund 265,588 units | — | — | $266K | $6.3M | 2.1% | |
| SCHWAB US TREASURY MONEY ULTR Money Market / Cash Equivalent | — | — | $6.3M | $6.3M | 2.1% | |
| NUVEEN INTERNATIONAL EQ IDX R6 Registered Investment Company | — | — | $283K | $6.2M | 2.0% | |
| Ecolab Inc. 25,550 shares | — | — | $26K | $6.0M | 2.0% | |
| Fastenal Company 78,475 shares | — | — | $78K | $5.6M | 1.9% | |
| Wells Fargo & Company 77,305 shares | — | — | $77K | $5.4M | 1.8% | |
| Nike, Inc. Class B 70,700 shares | — | — | $71K | $5.3M | 1.8% | |
| U.S. Treasury Bill, 0.000% due 02/04/25 5,000,000 units | — | — | $5.0M | $5.0M | 1.6% | |
| VANGUARD TTL BOND MKT IDX ADM Registered Investment Company | — | — | $517K | $4.9M | 1.6% | |
| JP Morgan Chase & Co. 18,100 shares | — | — | $18K | $4.3M | 1.4% | |
| Alphabet Inc Class A 21,950 shares | — | — | $22K | $4.2M | 1.4% | |
| Martin Marietta Materials 7,955 shares | — | — | $8K | $4.1M | 1.3% | |
| U.S. Treasury Bill, 0.000% due 01/30/25 3,900,000 units | — | — | $3.9M | $3.9M | 1.3% | |
| Vanguard Target Retirement 2055 Fund Investor Shares 68,772 units | — | — | $69K | $3.8M | 1.3% | |
| Elevance Health Inc 10,050 shares | — | — | $10K | $3.7M | 1.2% | |
| Vanguard Target Retirement 2050 Fund Investor Shares 69,513 units | — | — | $70K | $3.5M | 1.1% | |
| Vanguard Target Retirement 2060 Fund Investor Shares 67,289 units | — | — | $67K | $3.4M | 1.1% | |
| Union Pacific Corporation 13,500 shares | — | — | $14K | $3.1M | 1.0% | |
| Vanguard Target Retirement 2035 Fund Investor Shares 103,326 units | — | — | $103K | $2.5M | 0.8% | |
| Vanguard Target Retirement 2045 Fund Investor Shares 68,608 units | — | — | $69K | $2.0M | 0.7% | |
| Brookfield Asset Management Inc. Class A 31,900 shares | — | — | $32K | $1.7M | 0.6% | |
| Vanguard Target Retirement 2040 Fund Investor Shares 34,535 units | — | — | $35K | $1.5M | 0.5% | |
| Vanguard Target Retirement 2030 Fund Investor Shares 32,621 units | — | — | $33K | $1.2M | 0.4% | |
| government obligations, mutual funds and exchange traded funds * Participant loans Interest rates from 4.25% to 9.50%, | — | — | — | $475K | 0.2% | |
| Vanguard Target Retirement Income Fund Investor Shares 25,500 units | — | — | $26K | $334K | 0.1% | |
| Vanguard Target Retirement 2025 Fund Investor Shares 14,316 units | — | — | $14K | $268K | <0.1% | |
| Vanguard Target Retirement 2020 Fund Investor Shares 7,941 units | — | — | $8K | $210K | <0.1% |