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Original filing (PDF)20251015153231NAL0002675011001
LY BROTHERS CORPORATION
Form 5500
FILING_RECEIVED
SUGAR BOWL BAKERY 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
462
Accounts w/ balance
441
Plan assets (EOY)
$15.0M
Net assets (EOY)
$15.0M
How this plan invests
This plan
1 pooled trust
Schedule D
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 40 bps in Schedule C fees — modestly above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for LY BROTHERS CORPORATION.
Plan sponsor
Name
LY BROTHERS CORPORATION
DBA
SUGAR BOWL BAKERY
EIN
94-3170390
Address
1963 SABRE STREET · HAYWARD, CA · 94545
Phone
(510) 782-2118
Industry
Retail Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STANCORP FINANCIAL GROUP | 93-1253576 | — | NONE | $45K | — |
| PRIME CAPITAL INVESTMENT ADVISORS | 82-1364595 | — | NONE | $15K | — |
Investments
34 direct securities · 1 pooled fund· $29.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$15.0M
34 holdings
Pooled Separate Account
$14.4M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SEPARATE ACCOUNT A STANDARD INSURANCE COMPANY · EIN 93-0242990 / PN 005 | Pooled Separate Account | — | — | $14.4M | 95.5% | |
| T. Rowe Price Retirement 2040 Fund Pooled separate account | — | — | — | $1.8M | 11.8% | |
| Virtus Zevenbergen Technology Inst Pooled separate account | — | — | — | $1.3M | 8.6% | |
| T. Rowe Price Retirement 2030 Fund Pooled separate account | — | — | — | $1.1M | 7.5% | |
| T. Rowe Price Health Sciences Fund Pooled separate account | — | — | — | $1.0M | 6.9% | |
| Vanguard Balance Index Admiral Fund Pooled separate account | — | — | — | $965K | 6.4% | |
| T. Rowe Price Retirement 2035 Fund Pooled separate account | — | — | — | $962K | 6.4% | |
| Vanguard Small Cap Index Admiral Fund Pooled separate account | — | — | — | $899K | 6.0% | |
| Vanguard 500 Index Admiral Fund Pooled separate account | — | — | — | $653K | 4.3% | |
| T. Rowe Price Retirement 2025 Fund Pooled separate account | — | — | — | $637K | 4.2% | |
| T. Rowe Price Retirement 2050 Fund Pooled separate account | — | — | — | $586K | 3.9% | |
| T. Rowe Price Retirement 2020 Fund Pooled separate account | — | — | — | $522K | 3.5% | |
| Standard Stable Asset D Guaranteed Investment Account, at contract value ** w | — | — | — | $473K | 3.1% | |
| T. Rowe Price Retirement 2045 Fund Pooled separate account | — | — | — | $434K | 2.9% | |
| Cohen & Steers Institutional Realty Shares Pooled separate account | — | — | — | $375K | 2.5% | |
| MFS Growth Fund R6 Pooled separate account | — | — | — | $362K | 2.4% | |
| T. Rowe Price Retirement 2055 Fund Pooled separate account | — | — | — | $351K | 2.3% | |
| Vanguard Total Stock Market Index Admiral Fund Pooled separate account | — | — | — | $320K | 2.1% | |
| Vanguard Mid Cap Index Admiral Fund Pooled separate account | — | — | — | $316K | 2.1% | |
| Vanguard Equity Income Admiral Fund Pooled separate account | — | — | — | $310K | 2.1% | |
| T. Rowe Price Retirement 2060 Fund Pooled separate account | — | — | — | $264K | 1.8% | |
| Vanguard Total International Stock Index Admiral Fund Pooled separate account | — | — | — | $245K | 1.6% | |
| Vanguard Total Bond Market Index Admiral Fund Pooled separate account | — | — | — | $208K | 1.4% | |
| maturing through January 2030 - | — | — | — | $199K | 1.3% | |
| American Funds New Perspective R6 Pooled separate account | — | — | — | $162K | 1.1% | |
| MFS Value Fund R6 Pooled separate account | — | — | — | $118K | 0.8% | |
| Nuveen Large Cap Responsible Eq R6 Pooled separate account | — | — | — | $89K | 0.6% | |
| Fidelity Sustainable Bond Index Pooled separate account | — | — | — | $85K | 0.6% | |
| T. Rowe Price Retirement 2015 Fund Pooled separate account | — | — | — | $78K | 0.5% | |
| JP Morgan Mid Cap Growth Fund Class R5 Pooled separate account | — | — | — | $59K | 0.4% | |
| PGIM Total Return Bond Fund Class Z Pooled separate account | — | — | — | $55K | 0.4% | |
| MFS International Diversification Fund R6 Pooled separate account | — | — | — | $28K | 0.2% | |
| Franklin Small Cap Value Fund R6 Pooled separate account | — | — | — | $24K | 0.2% | |
| MFS Mid Cap Value Fund R6 Pooled separate account | — | — | — | $22K | 0.1% | |
| AB Small Cap Growth Z Pooled separate account | — | — | — | $13K | <0.1% |