Back to filter
Original filing (PDF)20251007074041NAL0004285217001
NISSHA USA, INC.
Form 5500
FILING_RECEIVED
NISSHA AMERICAS 401(K) PLAN
401(k) retirement plan
Active participants
1,341
Accounts w/ balance
1,512
Plan assets (EOY)
$97.0M
Net assets (EOY)
$97.0M
How this plan invests
This plan
1 pooled trust
Schedule D
37 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (4 bps vs 16 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NISSHA USA, INC..
Plan sponsor
Name
NISSHA USA, INC.
EIN
94-3170382
Address
400 EXCHANGE STREET · BUFFALO, NY · 14204
Phone
(716) 849-6332
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-07
Pension benefit codes
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
Audit & trust (Schedule H)
Auditor
FREED MAXICK PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | -$975 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC | 13-2638166 | — | ADVISOR | $40K | — |
Investments
36 direct securities · 1 pooled fund· $97.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$93.3M
36 holdings
Common Collective Trust
$3.8M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Freedom 2030 Fund Class K | — | — | — | $11.0M | 11.3% | |
| Fidelity Freedom 2025 Fund Class K | — | — | — | $8.4M | 8.7% | |
| Fidelity Freedom 2040 Fund Class K | — | — | — | $8.3M | 8.5% | |
| Fidelity Freedom 2035 Fund Class K | — | — | — | $7.9M | 8.1% | |
| Fidelity Growth Company Fund Class K | — | — | — | $7.4M | 7.7% | |
| Fidelity Cash | — | — | — | $7.3M | 7.5% | |
| Fidelity Freedom 2055 Fund Class K | — | — | — | $5.8M | 6.0% | |
| Fidelity Freedom 2045 Fund Class K | — | — | — | $5.1M | 5.3% | |
| Fidelity Freedom 2050 Fund Class K | — | — | — | $4.5M | 4.7% | |
| Fidelity Contrafund Class K | — | — | — | $4.4M | 4.5% | |
| PUTNAM STABLE VALUE PUTNAM FIDUCIARY TRUST COMPANY · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $3.8M | 3.9% | |
| Fidelity 500 Index Fund | — | — | — | $3.3M | 3.4% | |
| Fidelity Freedom 2020 Fund Class K | — | — | — | $3.1M | 3.2% | |
| Fidelity Puritan Fund Class K | — | — | — | $1.9M | 1.9% | |
| Fidelity Freedom 2060 Fund Class K | — | — | — | $1.8M | 1.8% | |
| Carillon Eagle Carillon Eagle Mid Cap Growth Fund | — | — | — | $1.5M | 1.5% | |
| Nissha Americas 401(k) Plan Participant loans with interest rates ranging from 4.25% to 10.00% | — | — | — | $1.4M | 1.5% | |
| Columbia Dividend Income Institutional Fund | — | — | — | $1.3M | 1.3% | |
| Fidelity Extended Market Index Fund | — | — | — | $1.1M | 1.1% | |
| Victory Core Plus Intermediate Bond Fund R6 Shares | — | — | — | $1.0M | 1.1% | |
| Fidelity Freedom 2065 Fund Class K | — | — | — | $897K | 0.9% | |
| ClearBridge International Growth Fund | — | — | — | $814K | 0.8% | |
| Fidelity Brokerage Link Fund | — | — | — | $752K | 0.8% | |
| Fidelity Small Cap Index Fund | — | — | — | $680K | 0.7% | |
| Fidelity Freedom 2010 Fund Class K | — | — | — | $545K | 0.6% | |
| Fidelity International Index Fund | — | — | — | $543K | 0.6% | |
| BlackRock High Yield Bond Portfolio | — | — | — | $492K | 0.5% | |
| Cohen & Steers Cohen & Steers Realty | — | — | — | $294K | 0.3% | |
| Fidelity Freedom 2015 Fund Class K | — | — | — | $287K | 0.3% | |
| John Hancock John Hancock Disciplined Value Mid Cap Fund R4 | — | — | — | $282K | 0.3% | |
| Schroder Emerging Market Equity Investment | — | — | — | $263K | 0.3% | |
| Fidelity Freedom Income Fund Class K | — | — | — | $260K | 0.3% | |
| Fidelity Spartan US Bond Index Fund | — | — | — | $255K | 0.3% | |
| Fidelity Inflation-Protected Bond Index Fund | — | — | — | $252K | 0.3% | |
| PIMCO Income Fund Class A | — | — | — | $153K | 0.2% | |
| Fidelity Freedom 2070 Fund Class K | — | — | — | $10K | <0.1% | |
| Fidelity Government Cash Rserve | — | — | — | $5K | <0.1% |