This is a pooled fund: many plans invest in it, and it holds the underlying securities.
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL | 51-0099493 | — | NONE | $52K | — |
| CAPFINANCIAL PARTNERS LLC | 26-0058143 | — | NONE | $38K | — |
| GARCIA HAMILTON & ASSOCIATES, LP | 76-0589652 | — | NONE | $24K | — |
| HARBERT MEZZ PARTNERS | 45-2704508 | — | NONE | $11K | — |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| 72201F490 PIMCO INCOME FUND CLASS INS #1821 | — | — | $12.0M | $10.7M | 22.3% | |
| 921921300 VANGUARD EQUITY INCOME FUND - ADMIRAL SHARES #565 | — | — | $5.3M | $6.0M | 12.6% | |
| 31635V729 FIDELITY LARGE CAP GROWTH INDEX FUND CLASS INS #2826 |
| — |
| — |
| $4.1M |
| $5.9M |
| 12.3% |
| 412295107 HARDING LOEVNER INTERNATIONAL EQUITY PORTFOLIO INSTITUTIONAL CLASS #201 | — | — | $4.2M | $4.7M | 9.7% |
| 317609253 EMERALD GROWTH FUND CLASS INST #13406 | — | — | $2.2M | $2.4M | 5.0% |
| 552982696 MFS NEW DISCOVERY VALUE FUND CLASS R5 #4823 | — | — | $2.2M | $2.3M | 4.9% |
| HF0020148 MONTAUK TRIGUARD FUND VIII L.P. | — | — | $1.5M | $2.1M | 4.4% |
| 91282CGM7 UNITED STATES TREASURY NOTES DTD 02/15/2023 3.500% 02/15/2033 | — | — | $1.3M | $1.3M | 2.7% |
| HN0016974 PARKSIDE CAPITAL LAND FUND III LTD | — | — | $1.1M | $1.1M | 2.2% |
| INTERESTS ----------------------------------- HF0011873 HARBERT CREDIT SOLUTIONS FUND IV, L.P. | PARTNERSHIP/JOINT VENTURE | — | $891K | $914K | 1.9% |
| 912810RK6 US TREASURY BOND DTD 02/17/15 2.500 02/15/2045 | — | — | $876K | $815K | 1.7% |
| 91282CJZ5 UNITED STATES TREASURY NOTES DTD 02/15/2024 4.000% 02/15/2034 | — | — | $831K | $795K | 1.7% |
| SHARES / PAR 91282CDY4 US TREASURY NOTE DTD 02/15/22 1.875 02/15/2032 | — | — | $673K | $656K | 1.4% |
| MS6609288 MCALISTER OPPORTUNITY FUND 2012 LP 0 | — | — | — | $625K | 1.3% |
| 3132DWD26 FED HOME LOAN MTGE CORP POOL #SD8221 30 YR GTD SINGLE FAMILY MORTGAGE | — | — | $523K | $517K | 1.1% |
| 3132DWFE8 FED HOME LOAN MTGE CORP POOL #SD8265 30 YR GTD SINGLE FAMILY MORTGAGE | — | — | $502K | $500K | 1.0% |
| 31418EJ43 FEDL NATL MTGE ASSN POOL #MA4782 30 YR GTD SINGLE FAMILY MORTGAGE | — | — | $481K | $476K | 1.0% |
| 3140XNUQ5 FEDL NATL MTGE ASSN POOL #FS6890 28 YR GTD SINGLE FAMILY MORTGAGE | — | — | $453K | $463K | 1.0% |
| 91282CBL4 US TREASURY NOTE DTD 02/16/21 1.125 02/15/2031 | — | — | $481K | $446K | 0.9% |
| 31418EBS8 FED NATL MTG ASSN POOL #MA4548 DTD 01/01/22 2.500 02/01/2052 | — | — | $352K | $346K | 0.7% |
| 3132DWDJ9 FED HOME LOAN MTGE CORP POOL #SD8205 30 YR GTD SINGLE FAMILY MORTGAGE | — | — | $352K | $344K | 0.7% |
| 667990121 HARBERT MEZZANINE PARTNERS III, L.P. | — | — | $455K | $270K | 0.6% |
| 912810QS0 US TREASURY BOND DTD 08/15/11 3.750 08/15/2041 | — | — | $306K | $264K | 0.6% |
| RATINGS: AAA AA+ | — | — | — | $245K | 0.5% |
| 3140QKQJ0 FEDL NATL MTGE ASSN POOL #CB0456 30 YR GTD SINGLE FAMILY MORTGAGE | — | — | $229K | $232K | 0.5% |
| RATINGS: A3 A- | — | — | — | $230K | 0.5% |
| 341081GX9 FLORIDA POWER & LIGHT DTD 07/30/2024 5.000% 08/01/2034 | — | — | $230K | $229K | 0.5% |
| 459200KA8 IBM CORP DTD 05/15/19 3.500 05/15/2029 | — | — | $231K | $218K | 0.5% |
| 037833ED8 APPLE INC DTD 02/08/21 1.650 02/08/2031 | — | — | $203K | $206K | 0.4% |
| 3132DWER0 FED HOME LOAN MTGE CORP POOL #SD8244 30 YR GTD SINGLE FAMILY MORTGAGE | — | — | $204K | $202K | 0.4% |
| RATINGS: A3 A- | — | — | — | $180K | 0.4% |
| 20030NDG3 COMCAST CORP DTD 03/27/20 3.400 04/01/2030 | — | — | $185K | $167K | 0.3% |
| 3132DPPX0 FED HOME LOAN MTGE CORP POOL #SD2238 30 YR GTD SINGLE FAMILY MORTGAGE | — | — | $158K | $150K | 0.3% |
| 31418EDD9 FEDL NATL MTGE ASSN POOL #MA4599 30 YR GTD SINGLE FAMILY MORTGAGE | — | — | $148K | $147K | 0.3% |
| 912810RS9 US TREASURY BOND DTD 05/16/16 2.500 05/15/2046 | — | — | $232K | $146K | 0.3% |
| SHARES / PAR 3140KTST3 FEDL NATL MTGE ASSN POOL #BQ7729 30 YR GTD SINGLE FAMILY MORTGAGE | — | — | $147K | $144K | 0.3% |
| 31418DMG4 FED NATL MTG ASSN POOL #MA3958 DTD 02/01/20 3.000 02/01/2040 | — | — | $167K | $144K | 0.3% |
| 3132D9K37 FED HOME LOAN MTGE CORP POOL #SC0314 20 YR GTD SINGLE FAMILY MORTGAGE | — | — | $145K | $142K | 0.3% |
| 3140XJKG7 FEDL NATL MTGE ASSN POOL #FS2994 20 YR GTD SINGLE FAMILY MORTGAGE | — | — | $145K | $142K | 0.3% |
| U.S. GOVERNMENT SECURITIES -------------------------- 3133KYSE0 FED HOME LN MTG CORP POOL #RB5017 DTD 10/01/19 3.000 11/01/2039 | — | — | $154K | $132K | 0.3% |
| 3140MKFU1 FEDL NATL MTGE ASSN POOL #BV5578 30 YR GTD SINGLE FAMILY MORTGAGE | — | — | $131K | $130K | 0.3% |
| 31418ED56 FEDL NATL MTGE ASSN POOL #MA4623 30 YR GTD SINGLE FAMILY MORTGAGE | — | — | $131K | $129K | 0.3% |
| 3132DNZX4 FED HOME LOAN MTGE CORP POOL #SD1658 30 YR GTD SINGLE FAMILY MORTGAGE | — | — | $127K | $124K | 0.3% |
| 3132D9K60 FED HOME LOAN MTGE CORP POOL #SC0317 20 YR GTD SINGLE FAMILY MORTGAGE | — | — | $122K | $120K | 0.3% |
| 91282CCS8 US TREASURY NOTE DTD 08/16/21 1.250 08/15/2031 | — | — | $117K | $114K | 0.2% |
| RATINGS: A1 A | — | — | — | $105K | 0.2% |
| RATINGS: A3 A- | — | — | — | $95K | 0.2% |
| 46647PBE5 JPMORGAN CHASE & CO DTD 09/12/19 10/15/2030 | — | — | $99K | $95K | 0.2% |
| CORPORATE DEBT INSTRUMENTS: ALL OTHER ------------------------------------- 001055BJ0 AFLAC INC DTD 04/01/20 3.600 04/01/2030 | — | — | $111K | $89K | 0.2% |
| 3140QPNN3 FEDL NATL MTGE ASSN POOL #CB3996 30 YR GTD SINGLE FAMILY MORTGAGE | — | — | $84K | $84K | 0.2% |
| INVESTMENT PURPOSES AT END OF YEAR BASE CURRENCY: USD | — | — | — | $31K | <0.1% |
