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Original filing (PDF)20251113072802NAL0000935939001
THE MATHWORKS, INC.
Form 5500
FILING_RECEIVED
THE MATHWORKS 401(K) RETIREMENT PLAN
401(k) retirement plan
Signals · 2
No recordkeeper disclosed10 service providers
Active participants
3,799
Accounts w/ balance
5,108
Plan assets (EOY)
$1.8B
Net assets (EOY)
$1.8B
How this plan invests
This plan
2 pooled trusts
Schedule D
41 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (3 bps vs 5 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THE MATHWORKS, INC..
Plan sponsor
Name
THE MATHWORKS, INC.
EIN
94-2960235
Address
3 APPLE HILL DRIVE · NATICK, MA · 01760
Phone
(508) 647-7000
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-11-13
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BDO USA, P.C
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
10 rowsOther
10| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES,INC | 34-1479833 | — | NONE | $267K | — |
| FINANCIAL FINESSE INC | 94-3333910 | — | NONE | $107K | — |
| ROCATON INVESTMENT ADVISORS LLC | 04-3638035 | — | NONE | $105K | — |
| FISHER INVESTMENTS | 20-2480800 | — | NONE | $39K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $32K | — |
| BDO SEIDMAN LLP | 13-5381590 | — | NONE | $32K | — |
| HERITAGE FINANCIAL SERVICES | 46-4420482 | — | NONE | $13K | — |
| JOHNSON INVESTMENT COUNSEL INC | 31-1801770 | — | NONE | $10K | — |
| SIGNATURE ESTATE & INVESTMENT | 95-4806910 | — | NONE | $9K | — |
| CREATIVE PLANNING LLC | 43-1270780 | — | NONE | $7K | — |
Investments
25 direct securities · 2 pooled funds· $1.9B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$1.8B
25 holdings
Common Collective Trust
$80.0M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Institutional Index Institutional Plus Shares | — | — | — | $371.3M | 20.6% | |
| American Funds Balanced Fund R6 | — | — | — | $353.0M | 19.6% | |
| Mainstay Winslow Large Cap Growth Fund Class I | — | — | — | $147.2M | 8.2% | |
| Charles Schwab Trust Bank Schwab Personal Choice Retirement Account (PCRA) | — | — | — | $144.3M | 8.0% | |
| Columbia Dividend Income Fund Advisor Class | — | — | — | $97.7M | 5.4% | |
| Vanguard Total Institutional Stock Index Fund Institutional Shares | — | — | — | $84.6M | 4.7% | |
| Vanguard Total Bond Market Index Fund Institutional Shares | — | — | — | $72.2M | 4.0% | |
| PIMCO Total Return Fund Institutional Class | — | — | — | $66.0M | 3.7% | |
| Vanguard Mid-cap Index Fund Institutional Shares | — | — | — | $63.7M | 3.5% | |
| Vanguard Small-Cap Index Fund Institutional Shares | — | — | — | $50.0M | 2.8% | |
| Galliard Retirement Income Fund Class 35 | — | — | — | $46.5M | 2.6% | |
| WILMINGTON TRUST CIT II GALLIARD RE WILMINGTON TRUST N.A. · EIN 20-5886387 / PN 082 | Common Collective Trust | — | — | $46.5M | 2.6% | |
| William Blair & Company, LLC Institutional International Growth Fund | — | — | — | $40.7M | 2.3% | |
| LOOMIS SAYLES SMCAP GR CL I Registered Investment Company | — | — | — | $38.4M | 2.1% | |
| AMCENT US MC VALUE EQTY TRST 1 Common Collective Trust Fund | — | — | — | $33.6M | 1.9% | |
| AMERICAN CENTURY MULTIPLE INVESTMEN SEI TRUST COMPANY · EIN 27-0573048 / PN 019 | Common Collective Trust | — | — | $33.6M | 1.9% | |
| MFS NEWDISCOVERY VALUE FUND R6 Registered Investment Company | — | — | — | $32.6M | 1.8% | |
| Invesco Developing Markets Fund Class Y | — | — | — | $32.6M | 1.8% | |
| Touchstone Mid-Cap Growth Institutional Shares | — | — | — | $26.1M | 1.5% | |
| FEDERATED INSTL HI YLD BOND Registered Investment Company | — | — | — | $25.6M | 1.4% | |
| PIMCO Real Return Fund Institutional Class | — | — | — | $23.4M | 1.3% | |
| Invesco International Small-Mid Company Fund Class R6 | — | — | — | $14.8M | 0.8% | |
| Vanguard Real Estate Index Fund Institutional Shares | — | — | — | $12.8M | 0.7% | |
| Invesco International Bond Fund Class Y | — | — | — | $8.8M | 0.5% | |
| MFS Global Real Estate Fund Class R6 | — | — | — | $7.8M | 0.4% | |
| participant account balances - | — | — | — | $4.7M | 0.3% | |
| LIMITED PARTNERSHIP Limited Partnership | — | — | — | $6K | <0.1% |