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Original filing (PDF)20250606114803NAL0034466066001
MOUNTAIN CASCADE, INC.
Form 5500
FILING_RECEIVED
MOUNTAIN CASCADE, INC. PROFIT SHARING/401(K) PLAN
401(k) retirement plan
Active participants
132
Accounts w/ balance
190
Plan assets (EOY)
$24.0M
Net assets (EOY)
$24.0M
How this plan invests
This plan
15 collective trusts
Schedule D
Individual securities
on each trust's filing
This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MOUNTAIN CASCADE, INC..
Plan sponsor
Name
MOUNTAIN CASCADE, INC.
EIN
94-2806169
Address
555 EXCHANGE COURT · LIVERMORE, CA · 94550
Phone
(925) 373-8370
Industry
Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2023
Plan year begin
2023-10-01
Tax period
2024-09-30
Filed
2025-06-06
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BFBA, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JOHN HANCOCK | 01-0233346 | — | RECORDKEEPER | $35K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES LLC | 35-2552359 | AUSTIN, TX | INVESTMENT ADVISOR | $47K | — |
Investments
15 pooled funds· $16.6M(69% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| Investment | Type | Current value | % of plan |
|---|---|---|---|
| FLEXPATH INDEX+ MODERATE 2035 FUND WILMINGTON TRUST, N.A. · EIN 47-3002484 / PN 232 | Common Collective Trust | $5.7M | 24.0% |
| FLEXPATH INDEX+ MODERATE 2025 FUND WILMINGTON TRUST, N.A. · EIN 47-2950747 / PN 229 | Common Collective Trust | $4.1M | 17.0% |
| FLEXPATH INDEX+ CONSERVATIVE 2055 F WILMINGTON TRUST, N.A. · EIN 47-3216409 / PN 239 | Common Collective Trust | $3.2M | 13.5% |
| FLEXPATH INDEX+ MODERATE 2045 FUND WILMINGTON TRUST, N.A. · EIN 47-3071639 / PN 235 | Common Collective Trust | $2.8M | 11.8% |
| FLEXPATH INDEX+ AGGRESSIVE RETIRE WILMINGTON TRUST, N.A. · EIN 47-2836296 / PN 225 | Common Collective Trust | $283K | 1.2% |
| FLEXPATH INDEX+ AGGRESSIVE 2035 WILMINGTON TRUST, N.A. · EIN 47-2987118 / PN 231 | Common Collective Trust | $276K | 1.2% |
| RELIANCE TRUST NYL ANCHOR SERIES 1 RELIANCE TRUST COMPANY · EIN 46-6350416 / PN 001 | Common Collective Trust | $186K | 0.8% |
| FLEXPATH INDEX+ MODERATE RETIREMENT WILMINGTON TRUST, N.A. · EIN 47-2851418 / PN 226 | Common Collective Trust | $6K | <0.1% |
| FLEXPATH INDEX+ CONSERVATIVE RETIRE WILMINGTON TRUST, N.A. · EIN 47-2916729 / PN 227 | Common Collective Trust | $5K | <0.1% |
| FLEXPATH INDEX+ AGGRESSIVE 2055 WILMINGTON TRUST, N.A. · EIN 47-3170652 / PN 237 | Common Collective Trust | $3K | <0.1% |
| FLEXPATH INDEX+ AGGRESSIVE 2045 WILMINGTON TRUST, N.A. · EIN 47-3026996 / PN 234 | Common Collective Trust | $2K | <0.1% |
| FLEXPATH INDEX+ CONSERVATIVE 2055 WILMINGTON TRUST, N.A. · EIN 47-3216409 / PN 239 | Common Collective Trust | $2K | <0.1% |
| FLEXPATH INDEX+ CONSERVATIVE 2045 WILMINGTON TRUST, N.A. · EIN 47-3144367 / PN 236 | Common Collective Trust | $2K | <0.1% |
| FLEXPATH INDEX+ AGGRESSIVE 2025 WILMINGTON TRUST, N.A. · EIN 47-2935740 / PN 228 | Common Collective Trust | $2K | <0.1% |
| FLEXPATH INDEX+ CONSERVATIVE 2025 WILMINGTON TRUST, N.A. · EIN 47-2916729 / PN 230 | Common Collective Trust | $0 | <0.1% |
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