How big is The Wine Group, Inc.'s plan?

The Wine Group, Inc.'s plan reported $135.7M in assets and 623 participants for 2024.

Original filing (PDF)20251112135000NAL0000150177001

The Wine Group, Inc.

Name: The Wine Group, Inc. — The Wine Group Retirement &, Form 5500 (2024)
Creator: The Wine Group, Inc.
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

The Wine Group Retirement & Savings Plan

401(k) retirement plan · The Wine Group, Inc.'s The Wine Group Retirement & Savings Plan held $135.7M in plan assets for 623 participants in 2024, with Schwab as recordkeeper.

Signals · 2

Corrective distributions issuedSelf-directed brokerage offered

Active participants

623

Accounts w/ balance

916

Plan assets (EOY)

$135.7M

Net assets (EOY)

$135.6M

People on this filing

Katie McConville signed The Wine Group, Inc.'s 2024 Form 5500 as plan administrator.

Katie McConville — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

The Wine Group, Inc.'s EIN is 94-2756233.

EIN 94-2756233

Plan number 001

Plan year 2024

ACK ID 20251112135000NAL0000150177001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for The Wine Group, Inc. from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

The Wine Group, Inc.'s plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a self-directed brokerage window, automatic enrollment, a default investment (QDIA).

Decision-maker contacts

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How this plan invests

This plan

23 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Corrective distributions issued (likely failed ADP/ACP testing).

Plan sponsor

Name

THE WINE GROUP, INC.

EIN

all filings

Address

17000 E. HWY 120 · RIPON, CA · 95366

Phone

(209) 599-4111

Industry

Manufacturing

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-11-12

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2R · Participant-directed brokerage (SDBA)

2S · Automatic enrollment

2T · Default investment account (QDIA)

Service providers (Schedule C)

4 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
SCHWAB RETIREMENT PLAN SERVICES,INC	34-1479833	—	NONE	$292K	—

Other service providers

Name	EIN	Location	Relation	Direct comp	Indirect comp
GERBER KAWASAKI WEALTH &	27-2274173	—	NONE	$8K	—
HB WEALTH MANAGEMENT LLC

Investments

23 direct securities· $136.2M(100% of reported assets)

Common Collective Trusts

$72.2M

7 holdings

Mutual Funds

$52.9M

12 holdings

Bonds / Notes

$5.2M

2 holdings

Self-Directed Brokerage

$4.6M

1 holding

Other securities

$1.3M

1 holding

					% of plan
Vanguard Ttl Bond Mkt Idx Inst Mutual Fund -	Common Collective Trusts	—	—	$18.4M	13.5%
Schwab S&P 500 Index Fund Mutual Fund -	Common Collective Trusts	—	—	$15.8M	11.7%
Schwab Total Stock Market Index Mutual Fund -	Common Collective Trusts	—	—	$14.9M	11.0%
Schwab International Index Fund Mutual Fund -	Common Collective Trusts	—	—	$13.9M	10.2%
Dodge & Cox Income Fund Mutual Fund -	Mutual Funds	—	—	$10.4M	7.7%
Vanguard Growth Index Instl Mutual Fund -	Mutual Funds	—	—	$8.2M	6.0%
MFS Intl Diversification CL R6 Mutual Fund -	Mutual Funds	—	—	$5.9M	4.4%
Vanguard Value Index Instl Mutual Fund -	Mutual Funds	—	—	$5.8M	4.3%
VANGUARD EMRG MKT STK IDX INST Registered Investment Company	Common Collective Trusts	—	—	$4.8M	3.5%
Personal Choice Retirement Self Directed Brokerage Accounts -	Self-Directed Brokerage	—	—	$4.6M	3.4%
Schwab Bank Savings Money Market Fund -	Mutual Funds	—	—	$4.1M	3.0%
Vanguard Sm Cap Val Index Adm Mutual Fund -	Mutual Funds	—	—	$3.9M	2.9%
Vanguard Real Estate Index Admiral Mutual Fund -	Mutual Funds	—	—	$3.9M	2.8%
Vanguard Mid Cap Index Admiral Mutual Fund -	Mutual Funds	—	—	$3.5M	2.6%
Vanguard Small Cap Grth Index Mutual Fund -	Mutual Funds	—	—	$2.8M	2.0%
American Funds New World R6 Mutual Fund -	Mutual Funds	—	—	$2.7M	2.0%
Notes receivable from participants Interest ranging from 5.25% to 10.50% -	Bonds / Notes	—	—	$2.6M	1.9%
PARTICIPANT LOANS (5.25% - 10.50%)	Bonds / Notes	—	—	$2.6M	1.9%
Vanguard Mid Cap Value Idx Adm Mutual Fund -	Common Collective Trusts	—	—	$2.3M	1.7%
Schwab Small-Cap Index Fund Mutual Fund -	Common Collective Trusts	—	—	$2.1M	1.5%
Vanguard Mdcp Grth Index Adm Mutual Fund -	Mutual Funds	—	—	$1.7M	1.2%
Blackrock High Yield Bond K Mutual Fund -	Other securities	—	—	$1.3M	1.0%
American Funds US Gov SEC R6 Mutual Fund -	Mutual Funds	—	—	$114K	<0.1%