| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CERITY PARTNERS LLC | — | NEW YORK, NY | INVESTMENT ADVISOR/MGR | $66K | — |
| MERRILL LYNCH PIERCE FENNER & SMITH | — | PENNINGTON, NJ | INVESTMENT ADVISOR | $19K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RIS EMPLOYEE BENEFITS INC | — | CUPERTINO, CA | NONE | $22K | — |
| EMPOWER ADVISORY GROUP | — |
The Schedule of Assets is filed as a free-form PDF attachment on EFAST2; we parse these offline and coverage is partial (priority is the largest plans by EOY assets). This plan also reports no pooled (Schedule D) interests, so its holdings aren’t hidden on a master-trust filing. The line-item data lives on DOL EFAST2 under the same ACK_ID.
See Methodology > Data linkages for how Form 5500 / Schedule H / Schedule D / Schedule of Assets fit together.
| GREENWOOD VILLIAGE, CO |
| INVESTMENT MGMT |
| $19K |
| — |
| NEWPORT GROUP, INC. | 27-2037969 | LAKE MARY, FL | NONE | $16K | — |
