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Original filing (PDF)20260218183720NAL0008607440001
RUBICON PROGRAMS, INC.
Form 5500
FILING_RECEIVED
RUBICON PROGRAMS 403(B) PLAN
403(b) retirement plan
Signals · 1
Late filing · 3.1 mo
Active participants
113
Accounts w/ balance
139
Plan assets (EOY)
$8.6M
Net assets (EOY)
$8.6M
How this plan invests
This plan
57 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
88
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Filed 3.1 months past the 10.5-month grace window.
Helping the score
- Below-peer total fees (33 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for RUBICON PROGRAMS, INC..
Plan sponsor
Name
RUBICON PROGRAMS, INC.
EIN
94-2301550
Address
2500 BISSELL AVE. · RICHMOND, CA · 94804
Phone
(510) 235-1516
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2026-02-18
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
ARMANINO, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VOYA RETIREMENT INSURANCE & ANNUITY | 71-0294708 | — | RECORD KEEPER | $28K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 36-3258176 | — | SERVICE PROVIDER | $0 | — |
Investments
38 direct securities· $9.1M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Growth Index Fund Mutual Fund | — | — | — | $1.5M | 16.9% | |
| Vanguard 500 Index Fund Mutual Fund | — | — | — | $1.4M | 15.7% | |
| T. Rowe Price Retirement 2045 Fund Mutual Fund | — | — | — | $686K | 7.9% | |
| Voya Fixed Account Guaranteed Interest Account | — | — | — | $625K | 7.2% | |
| Vanguard Small Cap Index Fund Mutual Fund | — | — | — | $596K | 6.9% | |
| TRwPr Retirement 2035 Fund I Registered Investment Company | — | — | — | $478K | 5.5% | |
| Vanguard Mid Cap Value Index Fund Mutual Fund | — | — | — | $322K | 3.7% | |
| Vanguard Mid Cap Index Fund Mutual Fund | — | — | — | $319K | 3.7% | |
| Vangrd Equity Income Fund Adm Registered Investment Company | — | — | — | $319K | 3.7% | |
| American Funds Europe R6 Mutual Fund | — | — | — | $292K | 3.4% | |
| party date,rate of interest, collateral, par, or maturity date American Funds EuroPacific R6 Registered Investment Company | — | — | — | $292K | 3.4% | |
| TRwPr Retirement 2025 Fund I Registered Investment Company | — | — | — | $281K | 3.2% | |
| TRwPr Retirement 2020 Fund I Registered Investment Company | — | — | — | $279K | 3.2% | |
| TRwPr Retirement 2050 Fund I Registered Investment Company | — | — | — | $272K | 3.1% | |
| Vangrd Md-Cap Grw Index Fd Adm Registered Investment Company | — | — | — | $261K | 3.0% | |
| Invesco Corporate Bond Fund R6 Mutual Fund | — | — | — | $251K | 2.9% | |
| T. Rowe Price Retirement 2015 Fund Mutual Fund | — | — | — | $139K | 1.6% | |
| T. Rowe Price Retirement 2030 Fund Mutual Fund | — | — | — | $129K | 1.5% | |
| PGIM Total Return Bond Fund R6 Mutual Fund | — | — | — | $120K | 1.4% | |
| TRwPr Retirement 2040 Fund I Registered Investment Company | — | — | — | $96K | 1.1% | |
| TIAA-CREF Core Impact Bond Fund Mutual Fund ** 150 Vanguard Small Cap Growth Index Adm Mutual Fund | — | — | — | $81K | 0.9% | |
| LOAN FUND Participant Loans - Rates 3.25% to 10.50% | — | — | — | $70K | 0.8% | |
| Notes receivable from participants December 2035 | — | — | — | $70K | 0.8% | |
| TRwPr Retirement 2055 Fund I Registered Investment Company | — | — | — | $61K | 0.7% | |
| Vanguard FTSE Social Index Fund Mutual Fund | — | — | — | $29K | 0.3% | |
| Mass Investors Grw Stk Fnd R6 Registered Investment Company | — | — | — | $27K | 0.3% | |
| Vanguard International Growth Fund Mutual Fund | — | — | — | $27K | 0.3% | |
| (Held at End of Year) RUBICON PROGRAMS 403B EIN#94-2301550 Plan# 003 Vangrd Intl Grw Fnd Adm Registered Investment Company | — | — | — | $27K | 0.3% | |
| TRwPr Retirement 2005 Fund I Registered Investment Company $150 TRwPr Retirement 2010 Fund I Registered Investment Company | — | — | — | $20K | 0.2% | |
| Vanguard International Equity Index Fund | — | — | — | $20K | 0.2% | |
| TRwPr Retirement 2065 Fund I Registered Investment Company | — | — | — | $13K | 0.2% | |
| Nuveen Intl Eq Ind Fd R6 Registered Investment Company | — | — | — | $13K | 0.2% | |
| TIAA-CREF International Equity Index Fund Mutual Fund | — | — | — | $13K | 0.2% | |
| T. Rowe Price Retirement 2060 Fund Mutual Fund | — | — | — | $10K | 0.1% | |
| Vanguard Intermediate-Term Investment Fund Mutual Fund | — | — | — | $7K | <0.1% | |
| Vangrd Int-Trm Treasury Fd Adm Registered Investment Company | — | — | — | $7K | <0.1% | |
| Voya Gv Mny Mkt F A (Hld Acct) Registered Investment Company | — | — | — | $6K | <0.1% | |
| Voya Government Money Market Fund Money Market fund | — | — | — | $6K | <0.1% |