Back to filter
Original filing (PDF)20251010123118NAL0017943410001
SEQUOIA EQUITIES INC.
Form 5500
FILING_RECEIVED
SEQUOIA EQUITIES 401(K) PLAN
401(k) retirement plan
Signals · 2
~79 bps in Sched C feesNo recordkeeper disclosed
Active participants
359
Accounts w/ balance
478
Plan assets (EOY)
$23.5M
Net assets (EOY)
$23.5M
How this plan invests
This plan
1 pooled trust
Schedule D
36 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 79 bps in Schedule C fees — 174% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SEQUOIA EQUITIES INC..
Plan sponsor
Name
SEQUOIA EQUITIES INC.
EIN
94-2223344
Address
1777 BOTELHO DR, SUITE 300 · WALNUT CREEK, CA · 945960000
Phone
(925) 945-0900
Industry
Real Estatesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
HOOD AND STRONG LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVIS | 20-1665305 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $112K | — |
| JORDAN & ASSOCIATES RETIREMENT SERV | 68-0369583 | — | THIRD PARTY ADMIN | $18K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ARMANINO LLP | 94-6214841 | — | ACCOUNTANT | $56K | — |
Investments
35 direct securities · 1 pooled fund· $23.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$22.5M
35 holdings
Common Collective Trust
$943K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| MFS Investment Management - MFS Growth R6 Fund Mutual fund | — | — | — | $2.3M | 9.8% | |
| Vanguard Total Stock Mrkt Index Fund - Admiral Mutual fund | — | — | — | $2.2M | 9.5% | |
| Vanguard Target Retirement 2045 Investment Fund Mutual fund | — | — | — | $2.0M | 8.6% | |
| Vanguard Target Retirement 2055 Investment Fund Mutual fund | — | — | — | $1.9M | 7.9% | |
| Vanguard Target Retirement 2050 Investment Fund Mutual fund | — | — | — | $1.8M | 7.7% | |
| American Funds American Balanced R6 Fund Mutual fund | — | — | — | $1.6M | 6.7% | |
| Vanguard Target Retirement 2040 Investment Fund Mutual fund | — | — | — | $1.2M | 5.0% | |
| Vanguard Equity - Income Admiral Fund Mutual fund | — | — | — | $1.1M | 4.6% | |
| American Funds Capital World Growth & Income R6 Fund Mutual Fund | — | — | — | $986K | 4.2% | |
| Vanguard Target Retirement 2035 Investment Fund Mutual fund | — | — | — | $962K | 4.1% | |
| Vanguard Target Retirement 2030 Investment Fund Mutual fund | — | — | — | $952K | 4.1% | |
| METLIFE SV FD SER 25053 CL 0 RELIANCE TRUST COMPANY · EIN 46-6625485 / PN 001 | Common Collective Trust | — | — | $943K | 4.0% | |
| Vanguard Target Retirement 2060 Investment Fund Mutual fund | — | — | — | $938K | 4.0% | |
| American Funds Capital Income Builder R6 Fund Mutual Fund | — | — | — | $918K | 3.9% | |
| Vanguard 500 Index Fund - Admiral Mutual fund | — | — | — | $801K | 3.4% | |
| Vanguard Target Retirement 2025 Investment Fund Mutual fund | — | — | — | $681K | 2.9% | |
| Notes receivable from participants Interest rates from 5.25% to 10.50% | — | — | — | $486K | 2.1% | |
| American Funds New Perspective R6 Fund Mutual Fund | — | — | — | $406K | 1.7% | |
| American Funds Smallcap World R6 Fund Mutual Fund | — | — | — | $300K | 1.3% | |
| Vanguard Target Retirement 2065 Investment Fund Mutual fund | — | — | — | $292K | 1.2% | |
| Baird Aggregate Bond Fund Mutual fund ** 329 Vanguard Target Retirement 2070 Investment Fund Mutual fund | — | — | — | $201K | 0.9% | |
| American Funds Europacific Growth R6 Fund Mutual Fund | — | — | — | $146K | 0.6% | |
| Vanguard Target Retirement 2020 Investment Fund Mutual fund | — | — | — | $126K | 0.5% | |
| Vanguard Small Cap Index Fund - Admiral Mutual fund | — | — | — | $63K | 0.3% | |
| Vanguard Total Intl Stock Index Fund - Admiral Mutual fund | — | — | — | $30K | 0.1% | |
| Pimco Income Institutional Fund Mutual fund | — | — | — | $30K | 0.1% | |
| Invesco Discovery R6 Fund Mutual fund | — | — | — | $22K | <0.1% | |
| Vanguard Mid Cap Index Fund - Admiral Mutual fund | — | — | — | $20K | <0.1% | |
| Vanguard Selected Value Inv Fund Mutual fund | — | — | — | $15K | <0.1% | |
| Registered Investment Companies Vanguard Target Retirement Income Investment Fund Mutual fund | — | — | — | $7K | <0.1% | |
| DFA International Value Fund Mutual fund | — | — | — | $7K | <0.1% | |
| Fidelity Total Bond Fund Mutual Fund | — | — | — | $6K | <0.1% | |
| Janus Henderson Enterprise I Fund Mutual Fund | — | — | — | $5K | <0.1% | |
| DFA US Targeted Value I Fund Mutual Fund | — | — | — | $5K | <0.1% | |
| DFA Real Estate Fund Mutual fund | — | — | — | $4K | <0.1% | |
| Invesco Developing Market R6 Fund Mutual fund | — | — | — | $2K | <0.1% |