Original filing (PDF)20251113153835NAL0002685440001

HOPKINS & CARLEY, A LAW CORPORATION

Name: HOPKINS & CARLEY, A LAW CORPORATION — HOPKINS & CARLEY 401(K) PLAN, Form 5500 (2024)
Creator: HOPKINS & CARLEY, A LAW CORPORATION

Form 5500

FILING_RECEIVED

HOPKINS & CARLEY 401(K) PLAN

401(k) retirement plan

Signals · 2

Corrective distributions issuedHigh average account balance

Active participants

101

Accounts w/ balance

184

Plan assets (EOY)

$78.5M

Net assets (EOY)

$78.5M

How this plan invests

This plan

35 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Corrective distributions issued (likely failed ADP/ACP testing).

Helping the score

High average account balance (96th percentile).
High account-holder ratio — balance-holders per active participant in the top 15% of peers (90th percentile).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for HOPKINS & CARLEY, A LAW CORPORATION.

Plan sponsor

Name

HOPKINS & CARLEY, A LAW CORPORATION

EIN

94-2156511

Address

70 S. FIRST STREET · SAN JOSE, CA · 95113

Phone

(408) 286-9800

Industry

Law Offices· Professional & Technical Servicessee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

002

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-11-13

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2R · Participant-directed brokerage (SDBA)

2T · Default investment account (QDIA)

Service providers (Schedule C)

5 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
SCHWAB RETIREMENT PLAN SERVICES INC	34-1479833	—	NONE	$5K	—

Investment manager

Name	EIN	Location	Relation	Direct comp	Indirect comp
KCM INVESTMENT ADVISORS LLC	90-1252063	—	NONE	$11K	—

Investments

35 direct securities· $78.8M(100% of reported assets)

Other securities

$74.3M

33 holdings

Cash / Money Market

$4.1M

1 holding

Participant loans

$320K

1 holding

					% of plan
Vanguard Institutional Index Mutual Fund	Other securities	—	—	$12.7M	16.2%
Personal Choice Retirement Brokerage Account	Other securities	—	—	$9.1M	11.6%
Vanguard Mid Cap Index Institutional Fund Mutual Fund	Other securities	—	—	$5.0M	6.3%
Vanguard Growth Index Admiral Fund Mutual Fund	Other securities	—	—	$4.6M	5.8%
VANGUARD TTL BOND MKT IDX ADM Registered Investment Company	Other securities	—	—	$4.5M	5.7%
Vanguard Treasury Money Market Fund Money Market Fund	Cash / Money Market	—	—	$4.1M	5.3%
Vanguard Target Retirement 2040 Investor Shares Fund Mutual Fund	Other securities	—	—	$3.9M	5.0%
DFA US Core Equity I Fund Mutual Fund	Other securities	—	—	$3.8M	4.9%
Vanguard Target Retirement 2030 Investor Shares Fund Mutual Fund	Other securities	—	—	$3.7M	4.7%
Vanguard Target Retirement 2025 Investor Shares Fund Mutual Fund	Other securities	—	—	$3.6M	4.6%
DFA International Core Equity I Fund Mutual Fund	Other securities	—	—	$3.1M	4.0%
Vanguard Target Retirement 2050 Investor Shares Fund Mutual Fund	Other securities	—	—	$2.3M	2.9%
Vanguard Target Retirement 2020 Investor Shares Fund Mutual Fund	Other securities	—	—	$1.8M	2.3%
Vanguard Short-Term Investment Grade Admiral Fund Mutual Fund	Other securities	—	—	$1.7M	2.1%
DFA US Small Cap Fund Mutual Fund	Other securities	—	—	$1.6M	2.0%
Vanguard Target Retirement 2035 Investor Shares Fund Mutual Fund	Other securities	—	—	$1.5M	1.9%
Vanguard Small Cap Growth Index Admiral Fund Mutual Fund	Other securities	—	—	$1.3M	1.7%
Principal Blue Chip Fund Class R6 Mutual Fund	Other securities	—	—	$1.2M	1.6%
Vanguard Target Retirement 2045 Investor Shares Fund Mutual Fund	Other securities	—	—	$1.1M	1.4%
Dodge and Cox Stock Fund Mutual Fund	Other securities	—	—	$1.1M	1.4%
Vanguard Target Retirement 2055 Investor Shares Fund Mutual Fund	Other securities	—	—	$1.0M	1.3%
Oakmark International I Fund Mutual Fund	Other securities	—	—	$694K	0.9%
DFA Emerging Markets Core Equity I Fund Mutual Fund	Other securities	—	—	$608K	0.8%
JOHCM International Select Fund Class I Mutual Fund	Other securities	—	—	$604K	0.8%
JOHCM INTL SLCT FD CL I Registered Investment Company	Other securities	—	—	$604K	0.8%
Vanguard Target Retirement 2060 Investor Shares Fund Mutual Fund	Other securities	—	—	$573K	0.7%
Vanguard Value Index Admiral Fund Mutual Fund	Other securities	—	—	$527K	0.7%
VANGUARD EMRG MKTS INDEX ADM Registered Investment Company	Other securities	—	—	$521K	0.7%
DFA US Sustainability Core 1 Fund Mutual Fund	Other securities	—	—	$465K	0.6%
Vanguard Real Estate Index Admiral Fund Mutual Fund	Other securities	—	—	$394K	0.5%
Participant loans maturities through November 2034	Participant loans	—	—	$320K	0.4%
Vanguard Target Retirement Income Mutual Fund	Other securities	—	—	$238K	0.3%
PIMCO ALL ASSET INSTL Registered Investment Company	Other securities	—	—	$234K	0.3%
Vaughn Nelson VAL Mutual Fund	Other securities	—	—	$108K	0.1%
Virtus Seix High Yield Fund Mutual Fund	Other securities	—	—	$74K	<0.1%