Original filing (PDF)20251015224641NAL0002930643001

SACRAMENTO EAR NOSE AND THROAT SURGICAL AND MEDICAL GROUP INC

Name: SACRAMENTO EAR NOSE AND THROAT SURGICAL AND MEDICAL GROUP INC — SACRAMENTO ENT MEDICAL GROUP INC. PROFIT SHARING PLAN, Form 5500 (2024)
Creator: SACRAMENTO EAR NOSE AND THROAT SURGICAL AND MEDICAL GROUP INC

Form 5500

FILING_RECEIVED

SACRAMENTO ENT MEDICAL GROUP INC. PROFIT SHARING PLAN

401(k) retirement plan

Signals · 1

39% in single holding

Active participants

133

Accounts w/ balance

201

Plan assets (EOY)

$35.1M

Net assets (EOY)

$35.1M

How this plan invests

This plan

3 pooled trusts

Schedule D

203 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

100

Vendor stack

100

Participation health

100

Knocking points off

Top holding "Standard Mutual Funds" is 39% of plan.

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SACRAMENTO EAR NOSE AND THROAT SURGICAL AND MEDICAL GROUP INC.

Plan sponsor

Name

SACRAMENTO EAR NOSE AND THROAT SURGICAL AND MEDICAL GROUP INC

EIN

94-1693523

Address

1111 EXPOSITION BLVD., BLDG. 700 · SACRAMENTO, CA · 95815

Phone

(916) 736-6670

Industry

Offices of Physicians· Health Care & Social Assistancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

004

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-15

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2R · Participant-directed brokerage (SDBA)

2S · Automatic enrollment

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Auditor

WILLIAMS AND OLDS CPAS

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

5 rows

Custodian

Name	EIN	Location	Relation	Direct comp	Indirect comp
SCHWAB	25-1838406	—	CUSTODY	$0	—

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
STANCORP	93-1253576	—	RECORDKEEPER	$34K	—
STANCORP FINANCIAL GROUP	93-1253576	—	RECORDKEEPER	$0	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
CAPFINANCIAL PARTNERS, LLC	26-0058143	—	INVESTMENT ADVISOR	$66K	—

TPA / Administrator

Name	EIN	Location	Relation	Direct comp	Indirect comp
BENEFIT RESOURCES, INC.	68-0198481	—	TPA	$4K	—

Investments

202 direct securities · 3 pooled funds· $33.9M(97% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Uncategorized

$33.6M

201 holdings

Common Collective Trust

$253K

3 holdings

Real Estate

$136K

1 holding

Investment	Type	Shares / units	Cost	Current value	% of plan
Standard Mutual Funds	—	—	$11.8M	$13.4M	38.1%
Alibaba Group Holding Limited	—	—	$614K	$720K	2.1%
Daily Journal Corp	—	—	$105K	$585K	1.7%
Ishares TR 0-3 Month Treasry	—	—	$509K	$508K	1.4%
Standard Ins Co Stable Asset Unallocated Ins Contract	—	—	$468K	$502K	1.4%
Berkshire Hathaway Inc. B	—	—	$90K	$467K	1.3%
Polaris Incorporatied	—	—	$470K	$442K	1.3%
Fox Factory HLDG Corporation	—	—	$441K	$403K	1.1%
Money Market/ Schwab Advantage	—	—	$399K	$399K	1.1%
US Tsy 1.75% 03/15/2025	—	—	$383K	$398K	1.1%
MFS MID CAP GROWTH CIT CL	—	—	$364K	$378K	1.1%
Wells Fargo	—	—	$115K	$360K	1.0%
DFGBX	—	—	$377K	$349K	1.0%
US Treasury Bill 0%12/26/2025	—	—	$346K	$346K	1.0%
ISHARES CORE S&P 500 ETF	—	—	$230K	$336K	1.0%
Exxon Mobile Corp.	—	—	$98K	$334K	1.0%
US Tsy 0% 09/04/2025	—	—	$303K	$306K	0.9%
US Treasury Note 1.750% 03/15/2025	—	—	$287K	$298K	0.9%
US Tsy 0% 12/26/2025	—	—	$283K	$283K	0.8%
DFAPX	—	—	$308K	$281K	0.8%
US Treasury Bill 2.750% 06/30/2025	—	—	$273K	$278K	0.8%
Byd Company Limited Shs H	—	—	$13K	$260K	0.7%
US Tsy 2.75% 06/30/2025	—	—	$253K	$258K	0.7%
INTERNATIONAL EQUITY FUND FEE CLASS WILMINGTON TRUST · EIN 38-4139853 / PN 631	Common Collective Trust	—	$224K	$253K	0.7%
Carters Incorporated	—	—	$246K	$252K	0.7%
DFEQX	—	—	$259K	$250K	0.7%
JPMorgan Core Bond CL I	—	—	$263K	$233K	0.7%
US Tsy 3.5% 02/39	—	—	$259K	$228K	0.6%
Broadcom Inc	—	—	$46K	$219K	0.6%
AllSpring Core Plus Bond Instl CL	—	—	$210K	$207K	0.6%
COLUMBIA DIVIDEND INCOME	—	—	$195K	$205K	0.6%
JP MORGAN EQUITY INCOME	—	—	$195K	$202K	0.6%
U.S. TRSY INFLATION NTE 01.15.2025	—	—	$192K	$200K	0.6%
DFQTX	—	—	$82K	$199K	0.6%
Kraft Heinz Company (KHC)	—	—	$157K	$189K	0.5%
Ishare Core S&P 500	—	—	$148K	$186K	0.5%
U.S. TRSY INFLATION NTE 07.15.2029	—	—	$188K	$171K	0.5%
JP MORGAN LARGE CAP	—	—	$174K	$169K	0.5%
VANGUARD Russell 1000 ETF	—	—	$151K	$169K	0.5%
AMERICAN NEW WORLD	—	—	$164K	$167K	0.5%
DFGEX	—	—	$162K	$167K	0.5%
DFCEX	—	—	$126K	$162K	0.5%
DFIEX	—	—	$115K	$160K	0.5%
DFSHX	—	—	$149K	$157K	0.4%
Whirlpool Corporation	—	—	$111K	$145K	0.4%
US Treasury Bill 3.5% 09/15/2025	—	—	$143K	$144K	0.4%
Thornburg LTD Term Income CL I	—	—	$143K	$140K	0.4%
SELECT	Real Estate	—	$159K	$136K	0.4%
Eli Lilly & Co	—	—	$57K	$134K	0.4%
Microsoft Corp	—	—	$79K	$134K	0.4%
Abbvie Inc	—	—	$75K	$117K	0.3%
AMERICAN EURO PACIFIC	—	—	$126K	$116K	0.3%
GS GQG PARTNERS	—	—	$111K	$115K	0.3%
VANGUARD SMALL CAP VALUE	—	—	$95K	$115K	0.3%
Cohen & Steers US Realty FD CL	—	—	$103K	$113K	0.3%
Columbia Dividend Income	—	—	$115K	$111K	0.3%
JP Morgan Equity Income	—	—	$117K	$109K	0.3%
Williams Cos Inc Del	—	—	$69K	$104K	0.3%
Merck & Company Inc New	—	—	$91K	$100K	0.3%
DURPX	—	—	$58K	$100K	0.3%
Vangard Russell 1000	—	—	$83K	$94K	0.3%
Procter & Gamble Co	—	—	$76K	$94K	0.3%
JP Morgan Large Cap	—	—	$97K	$94K	0.3%
Amer New World	—	—	$93K	$94K	0.3%
Zions Bancorp	—	—	$95K	$94K	0.3%
Morgan Stanley	—	—	$84K	$93K	0.3%
Travelers Cos Inc	—	—	$72K	$90K	0.3%
Mondelez International Inc Cl A	—	—	$90K	$90K	0.3%
Goldman Sachs Group	—	—	$84K	$90K	0.3%
Automatic Data Processing Inc	—	—	$53K	$89K	0.3%
Eaton Corp PLC	—	—	$44K	$89K	0.3%
Pepsico Inc	—	—	$86K	$88K	0.3%
Truist Financial Corp	—	—	$95K	$88K	0.2%
TORTOISE NORTH AMERICAN	—	—	$56K	$87K	0.2%
VANGUARD SMALL CAP	—	—	$77K	$82K	0.2%
PNC Financial Services Group Inc	—	—	$57K	$82K	0.2%
Cash/ Money Market	—	—	$81K	$81K	0.2%
Home Depot Inc	—	—	$54K	$80K	0.2%
McDonalds Corp	—	—	$58K	$79K	0.2%
FPA New Income	—	—	$78K	$77K	0.2%
PGIM High Yield CL Z	—	—	$80K	$77K	0.2%
AMC Networks Incorporated Class A (AMCX)	—	—	$60K	$77K	0.2%
Dreyfus Govt Instl Fd	—	—	$77K	$77K	0.2%
Marsh & McLennan COS Inc	—	—	$38K	$75K	0.2%
Nextera Energy Inc	—	—	$64K	$75K	0.2%
US Tsy 4.625% 02/40	—	—	$68K	$68K	0.2%
Sempra	—	—	$50K	$68K	0.2%
JPMorgan Chase & Co	—	—	$52K	$67K	0.2%
Chevron Corp	—	—	$50K	$66K	0.2%
Nvidia Corp	—	—	$22K	$64K	0.2%
Amer Euro Pac Grth	—	—	$64K	$64K	0.2%
GS GQG Partners	—	—	$62K	$64K	0.2%
Texas Instruments Inc	—	—	$40K	$63K	0.2%
NUVEEN PREFERRED	—	—	$72K	$63K	0.2%
Vanguard Small Cap Value	—	—	$58K	$62K	0.2%
US Tsy 3.125% 02/43	—	—	$73K	$59K	0.2%
UST Bond 4.25% 02/54	—	—	$61K	$58K	0.2%
US Tsy 3.125 08/44	—	—	$71K	$56K	0.2%
ZIONS	—	—	$54K	$55K	0.2%
MORGAN STANLEY	—	—	$51K	$55K	0.2%
GOLDMAN SACHS	—	—	$51K	$53K	0.2%
TRUIST FINANCIAL	—	—	$55K	$52K	0.1%
Air Products & Chemicals Inc	—	—	$45K	$52K	0.1%
DFLVX	—	—	$42K	$51K	0.1%
Capital Work Bond CL F2	—	—	$61K	$51K	0.1%
US Tsy 4% 11/52	—	—	$61K	$51K	0.1%
AVUV	—	—	$47K	$50K	0.1%
Lockheed Martin Corp	—	—	$40K	$50K	0.1%
Realty Income Corp	—	—	$59K	$50K	0.1%
Booking Holdings Inc	—	—	$26K	$50K	0.1%
US Tsy 4.5% 05/38	—	—	$49K	$49K	0.1%
US Tsy 4.25% 02/54	—	—	$51K	$48K	0.1%
Intuit Inc	—	—	$24K	$48K	0.1%
DISVX	—	—	$30K	$48K	0.1%
UST Bond 4% 11/52	—	—	$57K	$47K	0.1%
Johnson & Johnson	—	—	$49K	$47K	0.1%
Apple Inc	—	—	$15K	$46K	0.1%
US Tsy 2.5% 02/46	—	—	$68K	$46K	0.1%
PPL Corp	—	—	$41K	$45K	0.1%
UST Bond 3.125% 08/44	—	—	$58K	$45K	0.1%
Vanguard Small Cap	—	—	$40K	$45K	0.1%
Phillips 66	—	—	$38K	$44K	0.1%
Paychex Inc	—	—	$25K	$44K	0.1%
Wabash Natl Corp.	—	—	$19K	$43K	0.1%
CME Group Inc CL A	—	—	$40K	$42K	0.1%
VISA Inc CL A	—	—	$24K	$42K	0.1%
Dell Techologies Inc CL C	—	—	$29K	$42K	0.1%
Alphabet Inc CL C	—	—	$15K	$42K	0.1%
Corning Inc	—	—	$34K	$42K	0.1%
Fiserv Inc	—	—	$24K	$41K	0.1%
Us Tsy 3% 08/48	—	—	$55K	$41K	0.1%
Salesforce Inc	—	—	$32K	$40K	0.1%
Keurig DR Pepper Inc	—	—	$43K	$39K	0.1%
US Tsy 2.25% 02/52	—	—	$62K	$38K	0.1%
US Tsy 2.5% 05/46	—	—	$48K	$37K	0.1%
Illinois Tool Works Inc	—	—	$25K	$37K	0.1%
UST Bond 2.5% 02/46	—	—	$54K	$36K	0.1%
UST Bond 2.5% 05/46	—	—	$46K	$36K	0.1%
Mastercard Inc CL A	—	—	$19K	$35K	0.1%
Accenture PLC Ireland CL A NEW	—	—	$20K	$35K	0.1%
Stryker Corp	—	—	$18K	$35K	<0.1%
Exxon Mobil Corp	—	—	$37K	$34K	<0.1%
Qualcomm Inc	—	—	$26K	$32K	<0.1%
Oneok Inc	—	—	$26K	$32K	<0.1%
UST Bond 3% 02/49	—	—	$42K	$31K	<0.1%
US Tsy 2% 02/50	—	—	$59K	$30K	<0.1%
Us tsy 3% 02/48	—	—	$40K	$30K	<0.1%
UST Bond 2.25% 02/52	—	—	$48K	$30K	<0.1%
UST Bond 3.625% 02/44	—	—	$35K	$30K	<0.1%
Kinder Morgan Inc	—	—	$19K	$29K	<0.1%
UST Bond 3% 02/48	—	—	$39K	$29K	<0.1%
Alphabet Inc CL A	—	—	$11K	$29K	<0.1%
US Tsy 3.625% 08/43	—	—	$34K	$29K	<0.1%
WEC Energy Group Inc	—	—	$27K	$29K	<0.1%
Grainger W Inc	—	—	$12K	$27K	<0.1%
UST Bond 1.875% 02/51	—	—	$44K	$27K	<0.1%
Adobe Inc	—	—	$23K	$27K	<0.1%
UST Bond 2% 02/50	—	—	$50K	$26K	<0.1%
HP Inc	—	—	$29K	$26K	<0.1%
US Tsy 2.75% 11/47	—	—	$36K	$26K	<0.1%
Prologis Inc	—	—	$28K	$26K	<0.1%
US Tsy 1.875% 02/51	—	—	$42K	$26K	<0.1%
Us Tsy 3% 08/52	—	—	$33K	$25K	<0.1%
RTX Corp	—	—	$18K	$21K	<0.1%
US Tsy 2% 08/51	—	—	$35K	$21K	<0.1%
General Dynamics Corp	—	—	$23K	$21K	<0.1%
US Tsy 3% 02/49	—	—	$28K	$20K	<0.1%
US Tsy 3.75% 11/43	—	—	$22K	$20K	<0.1%
Berkshire Hathaway Inc CL B New	—	—	$8K	$19K	<0.1%
US Tsy 4.5% 08/39	—	—	$20K	$19K	<0.1%
US Tsy 4.25% 11/40	—	—	$20K	$19K	<0.1%
US Tsy 3.625% 05/53	—	—	$20K	$19K	<0.1%
Cisco Systems Inc	—	—	$14K	$18K	<0.1%
UST Bond 3.125% 05/48	—	—	$23K	$18K	<0.1%
Fastenal Co	—	—	$13K	$17K	<0.1%
US Tsy 3% 05/45	—	—	$20K	$15K	<0.1%
McKesson Corp	—	—	$12K	$15K	<0.1%
UST Bond 3.75% 11/43	—	—	$17K	$15K	<0.1%
UST Bond 3% 08/52	—	—	$19K	$14K	<0.1%
UST Bond 2% 08/51	—	—	$24K	$14K	<0.1%
UST Bond 2.25% 08/49	—	—	$23K	$14K	<0.1%
UST Bond 2.75% 11/47	—	—	$19K	$14K	<0.1%
RJ Bank Deposit Program	—	—	$14K	$14K	<0.1%
United Parcel Servcies Inc CL B	—	—	$21K	$13K	<0.1%
US Tsy 3.625% 02/53	—	—	$15K	$13K	<0.1%
US Tsy 1.375% 08/50	—	—	$25K	$13K	<0.1%
UST Bond 3.625% 05/53	—	—	$13K	$12K	<0.1%
US Tsy 4.125% 08/53	—	—	$13K	$12K	<0.1%
US Tsy 4.625% 05/54	—	—	$11K	$11K	<0.1%
US Tsy 2.25% 08/49	—	—	$17K	$11K	<0.1%
UST Bond 1.625% 11/50	—	—	$19K	$10K	<0.1%
UST Bond 3.625% 02/53	—	—	$10K	$9K	<0.1%
UST Bond 3% 05/45	—	—	$11K	$8K	<0.1%
US Tsy 2.875% 05/49	—	—	$10K	$7K	<0.1%
BLF FEDFUND CASH RESERVE	—	—	$7K	$7K	<0.1%
US Tsy 1.625% 11/50	—	—	$13K	$7K	<0.1%
BLF FEDFUND CASH RESERVICE	—	—	$3K	$3K	<0.1%
DFAE	—	—	$3K	$3K	<0.1%
FDIC Insured Deposit Account	—	—	$3K	$3K	<0.1%
DFISX	—	—	$150	$2K	<0.1%

Showing top 200 of 205 investments by value.