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Original filing (PDF)20251002130755NAL0000838288001
WAWONA FROZEN FOODS
Form 5500
FILING_RECEIVED
WAWONA FROZEN FOODS 401(K) PLAN
401(k) retirement plan
Signals · 2
47% in single holding6 service providers
Active participants
454
Accounts w/ balance
160
Plan assets (EOY)
$7.5M
Net assets (EOY)
$7.5M
How this plan invests
This plan
39 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
90
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
77
Total plan cost
100
Vendor stack
100
Participation health
65
Knocking points off
- Top holding "Flex Focus Moderate Retirement R1" is 47% of plan.
- Only 35% as many balances as active participants — suggests many active employees aren't deferring.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for WAWONA FROZEN FOODS.
Plan sponsor
Name
WAWONA FROZEN FOODS
EIN
94-1566708
Address
100 WEST ALLUVIAL · CLOVIS, CA · 93611
Phone
(559) 299-2901
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-02
Pension benefit codes
2E · Profit-sharing
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
PW PARTNERS
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
6 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONWIDE | 31-4177100 | COLUMBUS, OH | RECORDKEEPER | $10 | — |
Advisor / Consultant
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ROUSH INVESTMENTS | 27-2442764 | — | INVESTMENT ADVISOR | $24K | — |
| LEAFHOUSE FINANCIAL ADVISORS, LLC | 26-4311657 | — | INVESTMENT ADVISOR | $3K | — |
| NATIONWIDE LIFE INSURANCE COMPANY | 31-4156830 | COLUMBUS, OH | INVESTMENT ADVISOR | $528 | — |
| PROACCOUNT | 73-0988442 | COLUMBUS, OH | INVESTMENT ADVISORY | $1 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| APS - PENTEGRA | 13-3892096 | CHARLOTTE, NC | TPA | $3K | — |
Investments
39 direct securities· $7.5M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Flex Focus Moderate Retirement R1 | — | — | — | $3.5M | 46.5% | |
| Flex Focus Moderate 2035 R1 | — | — | — | $1.8M | 24.3% | |
| Flex Focus Moderate 2045 R1 | — | — | — | $1.5M | 19.7% | |
| Flex Focus Moderate 2055 Fund R1 | — | — | — | $258K | 3.5% | |
| Participant Notes Receivable | — | — | — | $207K | 2.8% | |
| Federated Hermes Government Obligations Premier | — | — | — | $50K | 0.7% | |
| Fidelity 500 Index Fund | — | — | — | $45K | 0.6% | |
| Baird Core Plus Bond Inst | — | — | — | $17K | 0.2% | |
| DFA US Target Value Inst | — | — | — | $11K | 0.2% | |
| Flex Focus Moderate 2065 R1 | — | — | — | $11K | 0.1% | |
| Fidelity Mid Cap Index Fund | — | — | — | $8K | 0.1% | |
| Putnam Large Cap Value Y | — | — | — | $6K | <0.1% | |
| DFA Global Real Estate Securities Inst | — | — | — | $5K | <0.1% | |
| Vanguard Total Intl Stock Index Admiral | — | — | — | $5K | <0.1% | |
| Fidelity International Index | — | — | — | $5K | <0.1% | |
| Dodge & Cox Intl Stock Fund Class I | — | — | — | $5K | <0.1% | |
| Goldman Sachs GQG Intl Opportunities R6 | — | — | — | $5K | <0.1% | |
| Fidelity Small Cap Index Fund | — | — | — | $5K | <0.1% | |
| Nationwide Loomis Allcap Growth R6 | — | — | — | $4K | <0.1% | |
| Avantis US Large Cap Value Fund | — | — | — | $4K | <0.1% | |
| Vanguard Intl Growth Admiral | — | — | — | $4K | <0.1% | |
| Avantis Emerging Markets Equity Fund Inst | — | — | — | $4K | <0.1% | |
| JPMorgan Large Cap Growth R6 | — | — | — | $4K | <0.1% | |
| JPMorgan Equity Income R5 | — | — | — | $4K | <0.1% | |
| MFS Mid Cap Growth R6 | — | — | — | $2K | <0.1% | |
| Diamond Hill Midcap I | — | — | — | $2K | <0.1% | |
| Principal Global Real Estate R6 | — | — | — | $2K | <0.1% | |
| Legal & General Commodity Strategy Fund Inst | — | — | — | $2K | <0.1% | |
| Nationwide Fixed Select Option | — | — | — | $2K | <0.1% | |
| PGIM Total Return Bond R6 | — | — | — | $2K | <0.1% | |
| PIMCO Real Return Inst | — | — | — | $1K | <0.1% | |
| Vanguard Explorer Admiral | — | — | — | $1K | <0.1% | |
| Avantis US Small Cap Value Fund Inst | — | — | — | $1K | <0.1% | |
| Fidelity Inflation Protected Bond Index | — | — | — | $1K | <0.1% | |
| Blackrock High Yield Portfolio Class K | — | — | — | $618 | <0.1% | |
| Fidelity US Bond Index | — | — | — | $616 | <0.1% | |
| DFA Emerging Markets Core Equity 2 Portfolio Inst | — | — | — | $27 | <0.1% | |
| PIMCO CommodityRealReturn Strategy Inst | — | — | — | $16 | <0.1% | |
| Ab Glbl Bd I | — | — | — | $4 | <0.1% |