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Original filing (PDF)20250919125717NAL0002536913001
THE HEAD-ROYCE SCHOOL
Form 5500
FILING_RECEIVED
THE HEAD-ROYCE SCHOOL 403(B) PLAN
403(b) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
184
Accounts w/ balance
447
Plan assets (EOY)
$89.0M
Net assets (EOY)
$89.0M
How this plan invests
This plan
1 pooled trust
Schedule D
65 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THE HEAD-ROYCE SCHOOL.
Plan sponsor
Name
THE HEAD-ROYCE SCHOOL
EIN
94-1518656
Address
4315 LINCOLN AVE. · OAKLAND, CA · 94602
Phone
(510) 531-1300
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-19
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
HOOD & STRONG LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| HOOD & STRONG LLP | 94-1254756 | — | NONE | $37K | — |
| TIAA | 13-1624203 | — | NONE | $36K | — |
| GLOBAL RETIREMENT PARTNERS | 47-1411118 | — | NONE | $35K | — |
Investments
64 direct securities · 1 pooled fund· $89.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$88.2M
64 holdings
Pooled Separate Account
$854K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| CREF Stock R2 Variable Annuity Contract | — | — | — | $14.7M | 16.5% | |
| CREF Growth R2 Variable Annuity Contract | — | — | — | $11.5M | 12.9% | |
| TIAA Traditional Non Benefit Responsive Fixed Annuity Contract | — | — | — | $10.8M | 12.2% | |
| CREF Global Equities R2 Variable Annuity Contract | — | — | — | $6.1M | 6.8% | |
| CREF Equity Index R2 Variable Annuity Contract | — | — | — | $5.2M | 5.8% | |
| TIAA Traditional Benefit Responsive Fixed Annuity Contract | — | — | — | $5.0M | 5.6% | |
| CREF Social Choice R2 Variable Annuity Contract | — | — | — | $4.9M | 5.4% | |
| CREF Core Bond R2 Variable Annuity Contract | — | — | — | $2.9M | 3.3% | |
| Vanguard Ttl Stk Mkt Idx Adm Mutual Fund | — | — | — | $2.0M | 2.3% | |
| Nuveen LfCycle Ix 2040 R6 Mutual Fund | — | — | — | $2.0M | 2.2% | |
| TIAA Traditional Benefit Responsive 2 Fixed Annuity Contract | — | — | — | $1.7M | 1.9% | |
| Nuveen LfCycle Ix 2045 R6 Mutual Fund | — | — | — | $1.7M | 1.9% | |
| Nuveen LfCycle Ix 2050 R6 Mutual Fund | — | — | — | $1.5M | 1.7% | |
| TIAA Traditional Non Benefit Responsive 2 Fixed Annuity Contract | — | — | — | $1.0M | 1.2% | |
| Nuveen LfCycle Ix 2055 R6 Mutual Fund | — | — | — | $898K | 1.0% | |
| Vanguard 500 Idx Adm Mutual Fund | — | — | — | $876K | 1.0% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $854K | 1.0% | |
| CREF Inflation-Linked Bond R2 Variable Annuity Contract | — | — | — | $799K | 0.9% | |
| TIAA Access Nuv Intl Equity T2 Variable Annuity Contract | — | — | — | $682K | 0.8% | |
| JPMorgan Equity Income Cl R5 Mutual Fund | — | — | — | $665K | 0.7% | |
| Nuveen Internatl Equity Prem Mutual Fund | — | — | — | $646K | 0.7% | |
| TIAA Access Nuv LifCyc 2025 T2 Variable Annuity Contract | — | — | — | $609K | 0.7% | |
| Janus Henderson Enterprise I Mutual Fund | — | — | — | $601K | 0.7% | |
| Nuveen LfCycle Ix 2035 R6 Mutual Fund | — | — | — | $580K | 0.7% | |
| TIAA Access Nuv Qt Sm Cp Eq T2 Variable Annuity Contract | — | — | — | $571K | 0.6% | |
| Amer Century Mid Cap Value I Mutual Fund | — | — | — | $561K | 0.6% | |
| TIAA Access Nuv LifCyc 2045 T2 Variable Annuity Contract | — | — | — | $497K | 0.6% | |
| TIAA Access Nuv Lrg Cap Val T2 Variable Annuity Contract | — | — | — | $452K | 0.5% | |
| Vanguard Small-Cap Idx Adm Mutual Fund | — | — | — | $446K | 0.5% | |
| TIAA Access Nuv Lrg Cap Gr T2 Variable Annuity Contract | — | — | — | $441K | 0.5% | |
| Nuveen LfCycle Ix 2015 R6 Mutual Fund 979 * Nuveen LfCycle Ix 2020 R6 Mutual Fund | — | — | — | $438K | 0.5% | |
| TIAA Access Nuv Equity Idx T2 Variable Annuity Contract | — | — | — | $435K | 0.5% | |
| Nuveen LfCycle Ix 2025 R6 Mutual Fund | — | — | — | $426K | 0.5% | |
| Vanguard Ttl Intl Stk Idx Adm Mutual Fund | — | — | — | $396K | 0.4% | |
| CREF Money Market R2 Variable Annuity Contract | — | — | — | $390K | 0.4% | |
| Nuveen Real Est Sec Sel Prem Mutual Fund | — | — | — | $371K | 0.4% | |
| Nuveen Money Market Premier Mutual Fund | — | — | — | $369K | 0.4% | |
| PIMCO Real Return Fnd Class P Mutual Fund | — | — | — | $359K | 0.4% | |
| Nuveen Large Cap Growth Prem Mutual Fund | — | — | — | $359K | 0.4% | |
| Vanguard Mid-Cap Idx Adm Mutual Fund | — | — | — | $358K | 0.4% | |
| TIAA Access Nuv Sm Cp Bl Ix T2 Variable Annuity Contract | — | — | — | $330K | 0.4% | |
| TIAA Access Nuv LgCp Res Eq T2 Variable Annuity Contract | — | — | — | $321K | 0.4% | |
| PIMCO Income Fund Cl I2 Mutual Fund | — | — | — | $319K | 0.4% | |
| Franklin Small Cap Value Adv Mutual Fund | — | — | — | $312K | 0.4% | |
| Nuveen LfCycle Ix 2060 R6 Mutual Fund | — | — | — | $312K | 0.4% | |
| Nuveen LfCycle Ix 2030 R6 Mutual Fund | — | — | — | $293K | 0.3% | |
| Vanguard Ttl Bd Mkt Idx Adm Mutual Fund | — | — | — | $275K | 0.3% | |
| TIAA Access Nuv Mid Cap Val T2 Variable Annuity Contract | — | — | — | $272K | 0.3% | |
| Nuveen Quant Small Cp Eq Prem Mutual Fund | — | — | — | $253K | 0.3% | |
| JPMorgan US Equity R5 Mutual Fund | — | — | — | $235K | 0.3% | |
| TIAA Access Nuv RlEstSecSel T2 Variable Annuity Contract | — | — | — | $235K | 0.3% | |
| TIAA Access Nuv Core Pl Bd T2 Variable Annuity Contract | — | — | — | $210K | 0.2% | |
| Notes Receivable from Participants Interest Rate 4.25% to 9.50% | — | — | — | $195K | 0.2% | |
| TIAA Access Nuv LifCyc 2035 T2 Variable Annuity Contract | — | — | — | $131K | 0.1% | |
| TIAA Access Nuv Mid Cap Grw T2 Variable Annuity Contract | — | — | — | $104K | 0.1% | |
| Nuveen Core Plus Bond Premier Mutual Fund | — | — | — | $98K | 0.1% | |
| TIAA Access Nuv LifCyc 2040 T2 Variable Annuity Contract | — | — | — | $94K | 0.1% | |
| TIAA Access Nuv LifCyc 2050 T2 Variable Annuity Contract | — | — | — | $39K | <0.1% | |
| Nuveen LfCycle Ix 2065 R6 Mutual Fund | — | — | — | $35K | <0.1% | |
| TIAA Access Nuv Core Equity T2 Variable Annuity Contract | — | — | — | $25K | <0.1% | |
| TIAA Access Nuv LifCyc 2030 T2 Variable Annuity Contract | — | — | — | $12K | <0.1% | |
| TIAA Access Nuv LifCyc 2055 T2 Variable Annuity Contract | — | — | — | $8K | <0.1% | |
| TIAA Access Nuv LifCyc 2010 T2 Variable Annuity Contract | — | — | — | $1K | <0.1% | |
| TIAA Access Nuv LfCy Rt Inc T2 Variable Annuity Contract | — | — | — | $1K | <0.1% | |
| Nuveen LfCyc Ix Ret Inc R6 Mutual Fund 895 * Nuveen LfCycle Ix 2010 R6 Mutual Fund | — | — | — | $1K | <0.1% |