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Original filing (PDF)20260304173240NAL0003441793001
SWA GROUP
Form 5500
FILING_RECEIVED
SWA GROUP PROFIT SHARING AND SAVINGS PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
215
Accounts w/ balance
396
Plan assets (EOY)
$89.0M
Net assets (EOY)
$89.0M
How this plan invests
This plan
1 pooled trust
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (2 bps vs 16 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SWA GROUP.
Plan sponsor
Name
SWA GROUP
EIN
94-1483448
Address
2200 BRIDGEWAY · P.O. BOX 5904 · SAUSALITO, CA · 94966
Phone
(415) 332-5100
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-07-01
Tax period
2025-06-30
Filed
2026-03-04
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CAMPBELL TAYLOR WASHBURN
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES,INC | 34-1479833 | — | NONE | $16K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $0 | — |
Investments
27 direct securities · 1 pooled fund· $87.8M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$84.4M
27 holdings
Common Collective Trust
$3.4M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VANGUARD INSTITUTIONAL INDEX Registered Investment Company | — | — | — | $16.3M | 18.3% | |
| VANGUARD TARGET RETIREMNT 2020 Mutual Fund - | — | — | — | $7.3M | 8.2% | |
| VANGUARD TARGET RETIREMNT 2055 Mutual Fund - | — | — | — | $6.4M | 7.2% | |
| VANGUARD TARGET RETIREMNT 2035 Mutual Fund - | — | — | — | $6.4M | 7.1% | |
| VANGUARD TARGET RETIREMNT 2025 Mutual Fund - | — | — | — | $5.2M | 5.8% | |
| VANGUARD TARGET RETIREMNT 2045 Mutual Fund - | — | — | — | $5.0M | 5.6% | |
| VANGUARD TARGET RETIREMNT 2040 Mutual Fund - | — | — | — | $4.5M | 5.1% | |
| T ROWE PRICE INSTL SMCP STOCK Mutual Fund - | — | — | — | $4.0M | 4.4% | |
| VANGUARD TARGET RETIREMNT 2050 Mutual Fund - | — | — | — | $3.6M | 4.1% | |
| DODGE & COX STOCK FUND X Mutual Fund - | — | — | — | $3.6M | 4.0% | |
| VFTC RETIREMENT SAVINGS TRUST III VANGUARD FIDUCIARY TRUST COMPANY · EIN 38-7041744 / PN 024 | Common Collective Trust | — | — | $3.4M | 3.8% | |
| VANGUARD TARGET RETIREMNT 2030 Mutual Fund - | — | — | — | $3.3M | 3.7% | |
| VANGUARD TTL BOND MKT IDX ADM Mutual Fund - | — | — | — | $3.2M | 3.6% | |
| VANGUARD DEVELOPED MKT IDX ADM Mutual Fund - | — | — | — | $2.8M | 3.1% | |
| VANGUARD SM CAP VAL INDEX ADM Mutual Fund - | — | — | — | $2.0M | 2.3% | |
| VANGUARD EMRG MKTS INDEX ADM Mutual Fund - | — | — | — | $1.8M | 2.0% | |
| T ROWE PRICE INTL DISCOVERY I Mutual Fund - | — | — | — | $1.5M | 1.7% | |
| VANGUARD SHORT TERM BD IDX ADM Mutual Fund - | — | — | — | $1.4M | 1.6% | |
| VANGUARD TARGET RETMT INCOME Mutual Fund - | — | — | — | $1.4M | 1.6% | |
| VANGUARD TARGET RETIREMNT 2060 Mutual Fund - | — | — | — | $1.4M | 1.6% | |
| VANGUARD REAL ESTATE INDEX ADM Mutual Fund - | — | — | — | $1.2M | 1.4% | |
| VANGUARD STAR FUND Mutual Fund - | — | — | — | $945K | 1.1% | |
| Participant loans Interest rates 4.25% - 9.50% - | — | — | — | $415K | 0.5% | |
| VANGUARD TARGET RETIREMNT 2065 Mutual Fund - | — | — | — | $308K | 0.3% | |
| VANGUARD FTSE SOCIAL IDX ADM Mutual Fund - | — | — | — | $224K | 0.3% | |
| VANGUARD CASH RSRV FED MMKTADM Money Market - | — | — | — | $86K | <0.1% | |
| VANGUARD TARGET RETIREMNT 2070 Mutual Fund - | — | — | — | $11K | <0.1% | |
| PARNASSUS CORE EQUITY INSTL Mutual Fund - | — | — | — | $2K | <0.1% |
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