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Original filing (PDF)20250728190453NAL0000976179001
BROWN AND CALDWELL
Form 5500
FILING_RECEIVED
BROWN AND CALDWELL SAVINGS PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
2,280
Accounts w/ balance
2,756
Plan assets (EOY)
$574.9M
Net assets (EOY)
$574.9M
How this plan invests
This plan
13 pooled trusts
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 8 bps in Schedule C fees — modestly above peer band of 6 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BROWN AND CALDWELL.
Plan sponsor
Name
BROWN AND CALDWELL
EIN
94-1446346
Address
1527 COLE BOULEVARD SUITE 300 · LAKEWOOD, CO · 80401
Phone
(303) 239-5443
Industry
Engineering Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
005
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-28
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BAKER TILLY, US LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsOther
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | 84-1532243 | — | NONE | $267K | — |
| EMPOWER ANNUITY INSURANCE COMPANY | 84-0467907 | — | NONE | $180K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $2K | — |
| QDRO CONSULTANTS COMPANY, LLC | — | MEDINA, OH | NONE | $600 | — |
Investments
18 direct securities · 13 pooled funds· $566.7M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$403.1M
18 holdings
Common Collective Trust
$163.6M
13 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Mutual Fund | — | — | — | $111.1M | 19.3% | |
| Fidelity Total International Index Mutual Fund | — | — | — | $44.3M | 7.7% | |
| Jpmorgan Large Cap Growth R6 Mutual Fund | — | — | — | $36.2M | 6.3% | |
| TCW Metwest Total Return Bond Plan Mutual Fund | — | — | — | $35.1M | 6.1% | |
| American Funds Washington Mutual R6 Mutual Fund | — | — | — | $34.3M | 6.0% | |
| Schwab SDB Self-Directed Brokerage Accounts | — | — | — | $25.4M | 4.4% | |
| T. ROWE PRICE RETIREMENT 2040 TRUST T. ROWE PRICE TRUST COMPANY · EIN 35-6941729 / PN 001 | Common Collective Trust | — | — | $24.9M | 4.3% | |
| JPMCB STABLE ASSET INCOME F JPMORGAN CHASE · EIN 20-1978950 / PN 001 | Common Collective Trust | — | — | $22.5M | 3.9% | |
| T. ROWE PRICE RETIREMENT 2045 TRUST T. ROWE PRICE TRUST COMPANY · EIN 32-6199848 / PN 001 | Common Collective Trust | — | — | $21.2M | 3.7% | |
| Fidelity Mid Cap Index Mutual Fund | — | — | — | $21.1M | 3.7% | |
| T. ROWE PRICE RETIREMENT 2035 TRUST T. ROWE PRICE TRUST COMPANY · EIN 36-7595013 / PN 001 | Common Collective Trust | — | — | $19.9M | 3.5% | |
| Janus Henderson Enterprise N Mutual Fund | — | — | — | $19.7M | 3.4% | |
| T. ROWE PRICE RETIREMENT 2030 TRUST T. ROWE PRICE TRUST COMPANY · EIN 38-7010946 / PN 001 | Common Collective Trust | — | — | $19.3M | 3.4% | |
| MacQuarie Science and Technology R6 Mutual Fund | — | — | — | $18.9M | 3.3% | |
| T. ROWE PRICE RETIREMENT 2050 TRUST T. ROWE PRICE TRUST COMPANY · EIN 30-6303214 / PN 001 | Common Collective Trust | — | — | $16.7M | 2.9% | |
| American Century Small Cap Value R6 Mutual Fund | — | — | — | $16.5M | 2.9% | |
| T. ROWE PRICE RETIREMENT 2025 TRUST T. ROWE PRICE TRUST COMPANY · EIN 37-6495447 / PN 001 | Common Collective Trust | — | — | $11.8M | 2.1% | |
| Fidelity Small Cap Index Mutual Fund | — | — | — | $11.3M | 2.0% | |
| T. ROWE PRICE RETIREMENT 2055 TRUST T. ROWE PRICE TRUST COMPANY · EIN 35-6941728 / PN 001 | Common Collective Trust | — | — | $10.5M | 1.8% | |
| Calvert Bond I Mutual Fund | — | — | — | $8.5M | 1.5% | |
| T. ROWE PRICE RETIREMENT 2020 TRUST T. ROWE PRICE TRUST COMPANY · EIN 36-7594871 / PN 001 | Common Collective Trust | — | — | $6.0M | 1.0% | |
| Ab Small Cap Growth I Mutual Fund | — | — | — | $5.2M | 0.9% | |
| T. ROWE PRICE RETIREMENT 2060 TRUST T. ROWE PRICE TRUST COMPANY · EIN 47-1088316 / PN 001 | Common Collective Trust | — | — | $4.7M | 0.8% | |
| Nuveen Real Estate Securities I Mutual Fund | — | — | — | $4.5M | 0.8% | |
| Participant Loans Interest rates ranging from 4.25% to 9.50% | — | — | — | $3.8M | 0.7% | |
| Vanguard Selected Value Inv Mutual Fund | — | — | — | $3.5M | 0.6% | |
| T. ROWE PRICE RETIREMENT 2015 TRUST T. ROWE PRICE TRUST COMPANY · EIN 35-6941654 / PN 001 | Common Collective Trust | — | — | $3.4M | 0.6% | |
| American Funds Europacific Gr R6 Mutual Fund | — | — | — | $2.6M | 0.4% | |
| T ROWE PRICE RETIREMENT BALANCED TR T. ROWE PRICE TRUST COMPANY · EIN 38-7011316 / PN 001 | Common Collective Trust | — | — | $2.0M | 0.3% | |
| Causeway International Value Instl Mutual Fund | — | — | — | $1.1M | 0.2% | |
| T. ROWE PRICE RETIREMENT 2065 TRUST T. ROWE PRICE TRUST COMPANY · EIN 85-1763138 / PN 001 | Common Collective Trust | — | — | $786K | 0.1% |