McCormick, Barstow, Sheppard, Wayte & Carruth, LLP's EIN is 94-1262506.
Download the official 2024 Form 5500 (PDF) for McCormick, Barstow, Sheppard, Wayte & Carruth, LLP from the U.S. Department of Labor's EFAST2 system.
Download the official 2024 Form 5500 (PDF)McCormick, Barstow, Sheppard, Wayte & Carruth, LLP's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a self-directed brokerage window, a default investment (QDIA).
Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CHARLES SCHWAB | — | FRESNO, CA | INVESTMENT ADVISOR | $125K | — |
| AMERIPRISE FINANCIAL | — | VISALAIA, CA | INVESTMENT ADVISOR | $28K | — |
| WELLS FARGO | — | SAN DIEGO, CA | INVESTMENT ADVISOR | $28K | — |
| WELLS FARGO | — | WALNUT CREEK, CA |
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| Self-Directed Brokerage Accounts - Various Common stock | Self-Directed Brokerage | — | — | $38.5M | 33.6% | |
| Various Money market funds ** - Various Mutual funds | Cash / Money Market | — | — | $11.2M | 9.8% | |
| s * Empower Retirement American Funds 2020 Trgt Date Retire F4 | Mutual Funds | — | — | $9.6M | 8.4% | |
| Empower Retirement American Funds 2030 Trgt Date Retire F4 | Mutual Funds | — | — | $7.0M | 6.1% | |
| Empower Retirement Federated Hermes Mdt Large Cap Growth A | Other securities | — | — | $6.9M | 6.0% | |
| Empower Retirement American Funds 2040 Trgt Date Retire F4 | Mutual Funds | — | — | $6.4M | 5.6% | |
| Empower Retirement American Funds 2050 Trgt Date Retire F4 | Mutual Funds | — | — | $4.8M | 4.2% | |
| STABLE RETURN FUND WELLS FARGO GALLIARD · EIN 26-0819611 / PN 001 | Common Collective Trust | — | — | $3.4M | 2.9% | |
| Putman Large Cap Value Y | Other securities | — | — | $3.2M | 2.8% | |
| Empower Retirement MassMutual Equity Opportunities Services | Other securities | — | — | $2.4M | 2.1% | |
| T. Rowe Price T. Rowe Price New Horizon | Other securities | — | — | $1.9M | 1.7% | |
| Empower Retirement MassMutual Mid Cap Growth Service | Other securities | — | — | $1.9M | 1.7% | |
| Empower Retirement MassMutual Core Bond SVC | Other securities | — | — | $1.8M | 1.5% | |
| Various Cash equivalents | Cash / Money Market | — | — | $1.4M | 1.2% | |
| American Funds AmerFunds EuroPacific Gr Fund | Mutual Funds | — | — | $1.3M | 1.1% | |
| Charles Schwab Cash equivalents | Mutual Funds | — | — | $1.1M | 1.0% | |
| Various Limited partnerships | Other securities | — | — | $1.1M | 0.9% | |
| Empower Retirement American Century Mid Cap Value Inv | Other securities | — | — | $998K | 0.9% | |
| Various Corporate bonds | Other securities | — | — | $989K | 0.9% | |
| Franklin Templeton Franklin Small Cap Value Fund A | Mutual Funds | — | — | $936K | 0.8% | |
| American Funds American Funds Capital World G/I R4 | Mutual Funds | — | — | $875K | 0.8% | |
| Empower Retirement MassMutual Small Cap Opps Svc | Other securities | — | — | $850K | 0.7% | |
| Charles Schwab Corporate Bonds | Mutual Funds | — | — | $801K | 0.7% | |
| MFS Total Return A | Mutual Funds | — | — | $778K | 0.7% | |
| JP Morgan JP Morgan Mid Cap Value I | Other securities | — | — | $643K | 0.6% | |
| Various Cash surrender value of life insurance | Cash / Money Market | — | — | $448K | 0.4% | |
| maturities through July 2043 - | Other securities | — | — | $417K | 0.4% | |
| Empower Retirement American Funds 2060 Trgt Date Retire F4 | Mutual Funds | — | — | $365K | 0.3% | |
| Invesco Developing Markets Y | Mutual Funds | — | — | $295K | 0.3% | |
| Empower Retirement American Funds 2045 Trgt Date Retire F4 | Mutual Funds | — | — | $263K | 0.2% | |
| Various Notes receivable | Other securities | — | — | $259K | 0.2% | |
| Empower Retirement American Funds 2055 Trgt Date Retire F4 | Mutual Funds | — | — | $226K | 0.2% | |
| Columbia High Yield Bond Inst | Other securities | — | — | $218K | 0.2% | |
| Various Unit investment trust | Other securities | — | — | $216K | 0.2% | |
| Self-Directed Brokerage Accounts - Schwab Charles Schwab Common stock | Self-Directed Brokerage | — | — | $178K | 0.2% | |
| Empower Retirement American Funds 2065 Trgt Date Retire F4 | Mutual Funds | — | — | $143K | 0.1% | |
| Charles Schwab Mutual funds | Mutual Funds | — | — | $100K | <0.1% | |
| Empower Retirement American Funds 2035 Trgt Date Retire F4 | Mutual Funds | — | — | $64K | <0.1% | |
| Empower Retirement American Funds 2025 Trgt Date Retire F4 | Mutual Funds | — | — | $61K | <0.1% | |
| Empower Retirement MassMutual US Government Money Market Fund | Cash / Money Market | — | — | $50K | <0.1% | |
| Empower Retirement American Funds 2015 Trgt Date Retire F4 | Mutual Funds | — | — | $37K | <0.1% | |
| Various Real estate investment trust | Other securities | — | — | $28K | <0.1% | |
| Empower Retirement American Funds 2010 Trgt Date Retire F4 | Mutual Funds | — | — | $2K | <0.1% |
Detected from the parsed Schedule of Assets. Click a family to see every plan that holds it — ranked by position size.
| INVESTMENT ADVISOR |
| $25K |
| — |
| WELLS FARGO | — | FRESNO, CA | INVESTMENT ADVISOR | $22K | — |
| MORGAN STANLEY | — | FRESNO, CA | INVESTMENT ADVISOR | $5K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CARLSON QUINN & ASSOCIATES, INC. | 94-3210526 | — | TPA | $69K | — |
