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Original filing (PDF)20250909123351NAL0020239105001
HUMANGOOD NORCAL
Form 5500
FILING_RECEIVED
HUMANGOOD 401(K) PLAN
401(k) retirement plan
Active participants
5,450
Accounts w/ balance
3,953
Plan assets (EOY)
$157.8M
Net assets (EOY)
$157.8M
How this plan invests
This plan
5 pooled trusts
Schedule D
45 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 13 bps in Schedule C fees — modestly above peer band of 10 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HUMANGOOD NORCAL.
Plan sponsor
Name
HUMANGOOD NORCAL
EIN
94-1225374
Address
1900 HUNTINGTON DRIVE · DUARTE, CA · 91010
Phone
(925) 924-7224
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-09
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BAKER TILLY, US LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS | 13-3689044 | — | RECORDKEEPER | $66K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BURNHAM GIBSON WEALTH ADVISORS | 47-5476782 | — | ADVISOR | $143K | — |
Broker
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | SECURITIES BROKER | $500 | — |
| NATIONAL FINANCIAL SERVICES | 04-3523567 | — | SECURITIES BROKER | $0 | — |
Investments
35 direct securities · 5 pooled funds· $177.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$163.2M
34 holdings
Common Collective Trust
$12.9M
5 holdings
Mutual Funds
$1.5M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard 500 Index Admiral N/R | — | — | — | $16.6M | 10.5% | |
| JPMorgan SmartRetrmnt 2030 A | — | — | — | $15.9M | 10.1% | |
| JPMorgan Smart Retirement 2025 A N/R | — | — | — | $15.9M | 10.1% | |
| JPMorgan Smart Retirement 2035 A N/R | — | — | — | $12.5M | 7.9% | |
| JPMorgan Smart Retirement 2035 A N/R | — | — | — | $11.1M | 7.0% | |
| JPMorgan SmartRetrmnt 2040 A | — | — | — | $11.1M | 7.0% | |
| JPMorgan Smart Retirement 2045 A N/R | — | — | — | $9.8M | 6.2% | |
| JPMorgan Smart Retirement 2050 A N/R | — | — | — | $7.0M | 4.4% | |
| JPMorgan Smart Retirement 2020 A N/R | — | — | — | $6.5M | 4.1% | |
| JPMorgan Smart Retirement 2055 A N/R | — | — | — | $5.8M | 3.7% | |
| Putnam Stable Value (25) N/R | — | — | — | $5.1M | 3.2% | |
| PUTNAM STABLE VAL (25) PUTNAM · EIN 04-3159710 / PN 732 | Common Collective Trust | — | — | $5.0M | 3.2% | |
| Dodge & Cox Dodge & Cox Income I N/R | — | — | — | $5.0M | 3.2% | |
| Calvert Equity R6 N/R | — | — | — | $4.6M | 2.9% | |
| Transamerica Capital Inc. Transamerica Gov't Money Market R4 N/A | — | — | — | $4.5M | 2.9% | |
| Participant Loans Interest rates: 4.25% - 8.00% $0 | — | — | — | $4.0M | 2.5% | |
| LG CAP GR FUND II FEE CLASS R1 WILMINGTON TRUST · EIN 38-4139848 / PN 626 | Common Collective Trust | — | — | $3.7M | 2.4% | |
| JPMorgan SmartRetrmnt Inc A | — | — | — | $3.5M | 2.2% | |
| Common Collective Trusts Columbia Trust Dividend Income A N/R | — | — | — | $2.8M | 1.8% | |
| COLUMBIA TR DIVIDEND INC A COLUMBIA · EIN 41-0007957 / PN 128 | Common Collective Trust | — | — | $2.6M | 1.7% | |
| American Funds American Funds International Vntg R6 N/R | — | — | — | $2.4M | 1.5% | |
| PIMCO Inc Instl | — | — | — | $2.2M | 1.4% | |
| Vanguard Mid Cap Index Admiral N/R | — | — | — | $2.1M | 1.4% | |
| JPMorgan Smart Retirement 2060 A N/R | — | — | — | $1.8M | 1.1% | |
| Dodge & Cox Dodge & Cox Stock I N/R | — | — | — | $1.7M | 1.1% | |
| Vanguard Dvlp Mrkts Indx Admiral N/R | — | — | — | $1.7M | 1.1% | |
| Vanguard Developed Mkt Index Adm | — | — | — | $1.7M | 1.1% | |
| Allspring Special Mid Cap Value R6 N/R | Mutual Funds | — | — | $1.5M | 1.0% | |
| MID CAP GROWTH II CLASS R1 WILMINGTON TRUST · EIN 38-7304118 / PN 001 | Common Collective Trust | — | — | $1.3M | 0.8% | |
| Janus Henderson Janus Henderson Triton N N/R | — | — | — | $1.2M | 0.8% | |
| Allspring Special Small Cap Val R6 | — | — | — | $1.2M | 0.8% | |
| Prudential PGIM Short-Term Corp Bond R6 N/R | — | — | — | $1.1M | 0.7% | |
| Self-directed Brokerage Account Charles Schwab Instl Person Choice Retirement Account N/R | — | — | — | $1.0M | 0.7% | |
| Vanguard Small Cap Index Admiral N/R | — | — | — | $1.0M | 0.6% | |
| American Funds American Funds New World R6 N/R | — | — | — | $741K | 0.5% | |
| MassMutual High Yield I N/R | — | — | — | $618K | 0.4% | |
| Prudential PGIM Global Total Return R6 N/R | — | — | — | $520K | 0.3% | |
| Principal Real Estate Securities Principal Real Estate Securities R6 N/R | — | — | — | $416K | 0.3% | |
| RELIANCE/METLIFE STABLE 25053 CL 0 METLIFE · EIN 46-6625485 / PN 001 | Common Collective Trust | — | — | $204K | 0.1% | |
| Insurance Company/General Account * Transamerica Financial Life Ins. Co Insurance Company/General Account N/R | — | — | — | $68K | <0.1% |
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