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Original filing (PDF)20251013182251NAL0003834018001
V. SANGIACOMO & SONS
Form 5500
FILING_RECEIVED
V. SANGIACOMO & SONS 401(K) PLAN
401(k) retirement plan
Signals · 1
27% in single holding
Active participants
155
Accounts w/ balance
172
Plan assets (EOY)
$12.8M
Net assets (EOY)
$12.8M
How this plan invests
This plan
1 pooled trust
Schedule D
26 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
88
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
86
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Vanguard Target Retirement 2035" is 27% of plan.
- 61 bps in Schedule C fees — 111% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for V. SANGIACOMO & SONS.
Plan sponsor
Name
V. SANGIACOMO & SONS
EIN
94-1162486
Address
21543 BROADWAY PO BOX 324 · SONOMA, CA · 95476
Phone
(707) 938-5503
Industry
Agriculture, Forestry, Fishing, Huntingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
KOSMATKA DONNELLY & CO., LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $22K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAPFINANCIAL PARTNERS LLC | — | RALEIGH, NC | INVESTMENT ADVISOR | $41K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PISENTI & BRINKER LLP | — | SANTA ROSA, CA | AUDITOR | $15K | — |
Investments
25 direct securities · 1 pooled fund· $12.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$12.8M
25 holdings
Common Collective Trust
$10K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retirement 2035 | — | — | — | $3.5M | 27.1% | |
| Vanguard Target Retirement 2040 | — | — | — | $3.2M | 25.4% | |
| Vanguard Target Retirement Income | — | — | — | $1.3M | 10.4% | |
| Vanguard Target Retirement 2045 | — | — | — | $1.0M | 7.9% | |
| Vanguard Target Retirement 2030 | — | — | — | $614K | 4.8% | |
| Vanguard Target Retirement 2020 | — | — | — | $451K | 3.5% | |
| Blackrock Total Return Fund | — | — | — | $397K | 3.1% | |
| Fidelity 500 Index | — | — | — | $380K | 3.0% | |
| Vanguard Target Retirement 2050 | — | — | — | $335K | 2.6% | |
| MFS Growth Fund | — | — | — | $270K | 2.1% | |
| Vanguard Target Retirement 2055 | — | — | — | $231K | 1.8% | |
| MassMutual Overseas Fund | — | — | — | $199K | 1.6% | |
| JPMorgan Equity Income | — | — | — | $197K | 1.5% | |
| MassMutual Guaranteed Interest Account | — | — | — | $184K | 1.4% | |
| Vanguard Target Retirement 2025 | — | — | — | $177K | 1.4% | |
| Vanguard Small Cap Index Instl | — | — | — | $101K | 0.8% | |
| Vanguard Mid Cap Index Fund Admiral | — | — | — | $98K | 0.8% | |
| Vanguard Target Retirement 2065 | — | — | — | $56K | 0.4% | |
| Vanguard Target Retirement 2060 | — | — | — | $16K | 0.1% | |
| Principal Smallcap Growth I | — | — | — | $11K | <0.1% | |
| MFS MID CAP GROWTH FUND CT GREAT GRAY · EIN 38-4126294 / PN 597 | Common Collective Trust | — | — | $10K | <0.1% | |
| American Beacon Small Cap Value | — | — | — | $6K | <0.1% | |
| Allspring Special Mid Cap Value | — | — | — | $4K | <0.1% | |
| Vanguard Total Bond Market Index Admiral | — | — | — | $3K | <0.1% | |
| Vanguard Target Retirement 2070 | — | — | — | $3K | <0.1% | |
| Vanguard Total Intl Stock Index Admiral | — | — | — | $2K | <0.1% |