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Original filing (PDF)20251015161618NAL0006732304001
SANTA CLARA UNIVERSITY
Form 5500
FILING_RECEIVED
SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN
Defined-contribution retirement plan
Active participants
1,842
Accounts w/ balance
3,427
Plan assets (EOY)
$520.4M
Net assets (EOY)
$520.4M
How this plan invests
This plan
1 pooled trust
Schedule D
84 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (2 bps vs 6 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SANTA CLARA UNIVERSITY.
Plan sponsor
Name
SANTA CLARA UNIVERSITY
EIN
94-1156617
Address
500 EL CAMINO REAL · SANTA CLARA, CA · 95053
Phone
(408) 554-4392
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2C · Money purchase (other than target benefit)
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVSTMTS INST OPS CO, INC. | 04-2647786 | — | RECORDKEEPER | $5K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TIAA | 13-1624203 | — | CONTRACT ADMIN | $1K | — |
Legal counsel
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS | 47-1411118 | — | LEGAL | $88K | — |
Investments
82 direct securities · 1 pooled fund· $519.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$517.3M
82 holdings
Pooled Separate Account
$1.8M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Traditional NonBenefit Responsive Annuity Contract, at Fair Value | — | — | — | $55.0M | 10.6% | |
| Fidelity Growth Company K Fund Registered Investment Company | — | — | — | $48.6M | 9.3% | |
| CREF Stock Fund Registered Investment Company | — | — | — | $32.3M | 6.2% | |
| American Funds American Balanced Fund Registered Investment Company | — | — | — | $22.7M | 4.4% | |
| Fidelity 500 Index Fund Registered Investment Company | — | — | — | $21.7M | 4.2% | |
| Vanguard Target Retirement 2045 Fund Registered Investment Company | — | — | — | $20.1M | 3.9% | |
| Vanguard Target Retirement 2035 Fund Registered Investment Company | — | — | — | $19.9M | 3.8% | |
| Vanguard Target Retirement 2030 Fund Registered Investment Company | — | — | — | $18.9M | 3.6% | |
| Vanguard Target Retirement 2040 Fund Registered Investment Company | — | — | — | $17.0M | 3.3% | |
| Vanguard Target Retirement 2050 Fund Registered Investment Company | — | — | — | $16.5M | 3.2% | |
| CREF Growth Fund Registered Investment Company | — | — | — | $16.3M | 3.1% | |
| CREF Global Equities Fund Registered Investment Company | — | — | — | $12.6M | 2.4% | |
| Vanguard Total Stock Market Index Institutional Fund Registered Investment Company | — | — | — | $12.3M | 2.4% | |
| Vanguard Target Retirement 2025 Fund Registered Investment Company | — | — | — | $11.6M | 2.2% | |
| Fidelity Total Market Index Fund Registered Investment Company | — | — | — | $11.4M | 2.2% | |
| CREF Social Choice Fund Registered Investment Company | — | — | — | $10.6M | 2.0% | |
| Vanguard Institutional Index Fund Registered Investment Company | — | — | — | $10.6M | 2.0% | |
| Vanguard Target Retirement 2055 Fund Registered Investment Company | — | — | — | $10.1M | 1.9% | |
| Vanguard Total International Stock Index Institutional Fund Registered Investment Company | — | — | — | $8.7M | 1.7% | |
| Vanguard Small Cap Index Institutional Fund Registered Investment Company | — | — | — | $7.8M | 1.5% | |
| Fidelity Government Money Market Prime Fund Registered Investment Company | — | — | — | $7.6M | 1.5% | |
| CREF Equity Index Fund Registered Investment Company | — | — | — | $6.8M | 1.3% | |
| BrokerageLink Account Mutual funds, interest bearing cash, common stock | — | — | — | $6.2M | 1.2% | |
| Vanguard Target Retirement 2020 Fund Registered Investment Company | — | — | — | $6.2M | 1.2% | |
| Nuveen LARGE Cap Responsible Equity Fund Registered Investment Company | — | — | — | $5.3M | 1.0% | |
| Vanguard Growth Index Institutional Fund Registered Investment Company | — | — | — | $5.0M | 1.0% | |
| TIAA-CREF Large Cap Value Index Institutional Fund Registered Investment Company | — | — | — | $4.8M | 0.9% | |
| Vanguard Total Bond Market Index Institutional Fund Registered Investment Company | — | — | — | $4.5M | 0.9% | |
| Vanguard Total Bond Market Index Institutional Fund Registered Investment Company | — | — | — | $3.9M | 0.7% | |
| Hartford Dividend and Growth Fund Registered Investment Company | — | — | — | $3.7M | 0.7% | |
| Vanguard Target Retirement 2060 Fund Registered Investment Company | — | — | — | $3.7M | 0.7% | |
| Vanguard Target Retirement 2040 Fund Registered Investment Company | — | — | — | $3.3M | 0.6% | |
| Vanguard Mid Cap Index Admiral Fund Registered Investment Company | — | — | — | $3.2M | 0.6% | |
| Vanguard Target Retirement Income Fund Registered Investment Company | — | — | — | $3.2M | 0.6% | |
| JPMorgan Mid Cap Growth R5 Fund Registered Investment Company | — | — | — | $3.1M | 0.6% | |
| Vanguard Inflation Protected Securities Admiral Fund Registered Investment Company | — | — | — | $3.1M | 0.6% | |
| Vanguard Target Retirement 2035 Fund Registered Investment Company | — | — | — | $3.1M | 0.6% | |
| Vanguard Real Estate Index Admiral Fund Registered Investment Company | — | — | — | $3.0M | 0.6% | |
| Vanguard Total International Bond Index Admiral Fund Registered Investment Company | — | — | — | $2.9M | 0.6% | |
| CREF Core Bond Fund Registered Investment Company | — | — | — | $2.7M | 0.5% | |
| CREF Money Market Fund Registered Investment Company | — | — | — | $2.6M | 0.5% | |
| Vanguard Emerging Markets Stock Index Admiral Fund Registered Investment Company | — | — | — | $2.6M | 0.5% | |
| Vanguard Target Retirement 2050 Fund Registered Investment Company | — | — | — | $2.3M | 0.4% | |
| Fidelity Total Bond Fund Registered Investment Company | — | — | — | $2.2M | 0.4% | |
| Vanguard High-Yield Corporate Admiral Fund Registered Investment Company | — | — | — | $2.0M | 0.4% | |
| Vanguard Balanced Index Institutional Admiral Fund Registered Investment Company | — | — | — | $2.0M | 0.4% | |
| Vanguard Target Retirement 2030 Fund Registered Investment Company | — | — | — | $1.9M | 0.4% | |
| Vanguard Short-Term Bond Index Admiral Fund Registered Investment Company | — | — | — | $1.9M | 0.4% | |
| Fidelity Low Priced Stock K Fund Registered Investment Company | — | — | — | $1.9M | 0.4% | |
| TIAA-CREF REAL ESTATE ACCOUNT TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $1.8M | 0.4% | |
| Vanguard Small Cap Index Institutional Fund Registered Investment Company | — | — | — | $1.8M | 0.3% | |
| Vanguard Mid Cap Index Admiral Fund Registered Investment Company | — | — | — | $1.8M | 0.3% | |
| Vanguard Target Retirement 2045 Fund Registered Investment Company | — | — | — | $1.8M | 0.3% | |
| Fidelity Overseas K Fund Registered Investment Company | — | — | — | $1.7M | 0.3% | |
| Vanguard Target Retirement 2055 Fund Registered Investment Company | — | — | — | $1.5M | 0.3% | |
| Vanguard FTSE Social Index Admiral Fund Registered Investment Company | — | — | — | $1.4M | 0.3% | |
| MetLife Fixed-New Annuity Contract, at Contract Value ** 139 MetLife Fixed-Old Annuity Contract, at Contract Value | — | — | — | $1.3M | 0.3% | |
| CREF Inflation-Linked Bond Fund Registered Investment Company | — | — | — | $1.3M | 0.2% | |
| Vanguard Target Retirement 2065 Fund Registered Investment Company | — | — | — | $1.3M | 0.2% | |
| Vanguard Extended Market Index Admiral Fund Registered Investment Company | — | — | — | $1.3M | 0.2% | |
| Vanguard Total International Bond Index Admiral Fund Registered Investment Company | — | — | — | $1.2M | 0.2% | |
| maturing through February 2034 - | — | — | — | $1.2M | 0.2% | |
| Vanguard Inflation-Protected Admiral Fund Registered Investment Company | — | — | — | $1.0M | 0.2% | |
| Fidelity Real Estate Investment Fund Registered Investment Company | — | — | — | $881K | 0.2% | |
| TIAA-CREF Self-Directed Account Mutual funds and interest bearing cash | — | — | — | $858K | 0.2% | |
| Fidelity Small Cap Growth Fund Registered Investment Company | — | — | — | $853K | 0.2% | |
| DFA International Small Company Fund Registered Investment Company | — | — | — | $811K | 0.2% | |
| Vanguard Target Retirement 2025 Fund Registered Investment Company | — | — | — | $664K | 0.1% | |
| Vanguard Short Term Bond Index Admiral Fund Registered Investment Company | — | — | — | $659K | 0.1% | |
| Vanguard Real Estate Index Admiral Fund Registered Investment Company | — | — | — | $654K | 0.1% | |
| Vanguard Intermediate Term Government Bond Index Admiral Fund Registered Investment Company | — | — | — | $625K | 0.1% | |
| Vanguard Target Retirement Income Fund Registered Investment Company | — | — | — | $603K | 0.1% | |
| Fidelity Emerging Markets K Fund Registered Investment Company | — | — | — | $482K | <0.1% | |
| Vanguard Total International Stock Index Institutional Fund Registered Investment Company | — | — | — | $461K | <0.1% | |
| Vanguard Emerging Stock Index Admiral Fund Registered Investment Company | — | — | — | $457K | <0.1% | |
| Vanguard Target Retirement 2020 Fund Registered Investment Company | — | — | — | $427K | <0.1% | |
| Nuveen Money Market Fund Registered Investment Company | — | — | — | $386K | <0.1% | |
| Victory Sycamore Small Company Opportunities Fund Registered Investment Company | — | — | — | $240K | <0.1% | |
| Vanguard Target Retirement 2060 Fund Registered Investment Company | — | — | — | $120K | <0.1% | |
| Vanguard Target Retirement 2070 Fund Registered Investment Company | — | — | — | $85K | <0.1% | |
| Traditional Benefit Responsive 2 Annuity Contract, at Contract Value | — | — | — | $24K | <0.1% | |
| Vanguard Target Retirement 2065 Fund Registered Investment Company | — | — | — | $24K | <0.1% | |
| Vanguard Target Retirement 2070 Fund Registered Investment Company | — | — | — | $9K | <0.1% |