Original filing (PDF)20251015161735NAL0002738067001

Santa Clara University

Name: Santa Clara University — Santa Clara University, Form 5500 (2024)
Creator: Santa Clara University
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Santa Clara University Tax-Deferred Annuity Plan

403(b) retirement plan · Santa Clara University's Santa Clara University Tax-Deferred Annuity Plan held $459.6M in plan assets for 1,835 participants in 2024, with Fidelity as recordkeeper.

Signals · 2

Late participant contributionsSelf-directed brokerage offered

Active participants

1,835

Accounts w/ balance

2,138

Plan assets (EOY)

$459.6M

Net assets (EOY)

$459.6M

How this plan invests

This plan

1 pooled trust

Schedule D

96 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Delinquent participant contributions reported (Schedule H 4a) — 166K (1% of contributions).

Helping the score

Below-peer total plan cost (91st percentile).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for SANTA CLARA UNIVERSITY.

Plan sponsor

Name

SANTA CLARA UNIVERSITY

EIN

94-1156617all filings

Address

500 EL CAMINO REAL · SANTA CLARA, CA · 95053

Phone

(408) 554-4392

Industry

Educational Services

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-15

Pension benefit codes

2G · Total participant-directed accounts

2L · 403(b)(1) annuity

2M · 403(b)(7) custodial accounts

Audit & trust (Schedule H)

Auditor

BAKER TILLY US, LLP

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

3 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
FID INV INST OPS CO	04-2647786	—	RECORDKEEPER	$4K	—
TIAA	13-1624203	—	NONE	$600	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
GLOBAL RETIREMENT PARTNERS	47-1411118	—	INVESTMENT ADVISOR

Investments

96 direct securities · 1 pooled fund· $457.3M(99% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Mutual Funds

$309.3M

76 holdings

Common Collective Trusts

$78.8M

9 holdings

Other securities

$52.3M

5 holdings

Common Stocks

$8.3M

3 holdings

Cash / Money Market

$4.8M

1 holding

Pooled Separate Account

$1.8M

1 holding

U.S. Treasuries

$1.0M

1 holding

Fund families in this plan

Detected from the parsed Schedule of Assets. Click a family to see every plan that holds it — ranked by position size.

Vanguard$201.2M Fidelity$102.7M TIAA / Nuveen$79.1M American Funds (Capital Group)$10.6M JPMorgan$3.1M Dimensional / DFA$675K MetLife$365K

Related plans

Other plans using Global Retirement Partners

Sprinkler Industry Supplemental Pension Fund Joint Board of Trustees

Sprinkler Industry Supplemental Pension Fund

$3.3B · 28,099 participants

Board of Directors of Pentegra Defined Contribution Plan

Pentegra Defined Contribution Plan for Financial Institutions

$2.3B · 35,585 participants

The Queen's Health Systems

The Queen's Health Systems Retirement Savings Plan

$2.0B · 9,266 participants

University of the Pacific

University of the Pacific Defined Contribution Plan

$839.2M · 2,955 participants

Researching more plans? Run a Form 5500 lookup by company name, EIN, or plan name.

Self-Directed Brokerage

$941K

1 holding

					% of plan
Traditional Benefit Responsive Annuity Contract, at Contract Value	Other securities	—	—	$50.2M	10.9%
Fidelity Growth Company K Fund Registered Investment Company	Mutual Funds	—	—	$43.5M	9.5%
Fidelity 500 Index Fund Registered Investment Company	Common Collective Trusts	—	—	$25.3M	5.5%
CREF Stock Fund R2 Registered Investment Company	Mutual Funds	—	—	$23.0M	5.0%
Vanguard Total Stock Market Index Institutional Fund Registered Investment Company	Common Collective Trusts	—	—	$19.6M	4.3%
Vanguard Target Retirement 2035 Fund Registered Investment Company	Mutual Funds	—	—	$14.8M	3.2%
Fidelity Total Market Index Fund Registered Investment Company	Common Collective Trusts	—	—	$13.4M	2.9%
Vanguard Target Retirement 2030 Fund Registered Investment Company	Mutual Funds	—	—	$12.6M	2.7%
Vanguard Target Retirement 2040 Fund Registered Investment Company	Mutual Funds	—	—	$12.2M	2.7%
CREF Growth Fund R2 Registered Investment Company	Mutual Funds	—	—	$11.9M	2.6%
CREF Global Equities Fund R2 Registered Investment Company	Mutual Funds	—	—	$11.7M	2.5%
Vanguard Total International Stock Index Institutional Fund Registered Investment Company	Mutual Funds	—	—	$10.8M	2.3%
Vanguard Target Retirement 2050 Fund Registered Investment Company	Mutual Funds	—	—	$10.7M	2.3%
American Funds American Balanced Fund Registered Investment Company	Mutual Funds	—	—	$10.6M	2.3%
Vanguard Target Retirement 2025 Fund Registered Investment Company	Mutual Funds	—	—	$10.5M	2.3%
Vanguard Institutional Index Institutional Fund Registered Investment Company	Mutual Funds	—	—	$10.3M	2.2%
Vanguard Target Retirement 2045 Fund Registered Investment Company	Mutual Funds	—	—	$9.5M	2.1%
CREF Social Choice Fund R2 Registered Investment Company	Mutual Funds	—	—	$8.6M	1.9%
Fidelity Government Money Market Premium Fund Registered Investment Company	Mutual Funds	—	—	$8.2M	1.8%
Vanguard Small Cap Index Institutional Fund Registered Investment Company	Mutual Funds	—	—	$7.7M	1.7%
Nuveen Large Cap Responsible Equity Fund R6 Registered Investment Company	Mutual Funds	—	—	$5.8M	1.3%
Vanguard Value Index Fund Institutional Fund Registered Investment Company	Common Collective Trusts	—	—	$5.5M	1.2%
CREF Equity Index Fund R2 Registered Investment Company	Common Collective Trusts	—	—	$5.5M	1.2%
Hartford Dividend and Growth R5 Fund Registered Investment Company	Common Stocks	—	—	$5.0M	1.1%
Vanguard Target Retirement 2055 Fund Registered Investment Company	Mutual Funds	—	—	$5.0M	1.1%
BrokerageLink Account Mutual funds and Interest-Bearing Cash	Cash / Money Market	—	—	$4.8M	1.0%
Nuveen Money Market Fund Registered Investment Company	Mutual Funds	—	—	$4.4M	1.0%
Vanguard Total Bond Market Institutional Fund Registered Investment Company	Mutual Funds	—	—	$4.3M	0.9%
Vanguard Target Retirement 2020 Fund Registered Investment Company	Mutual Funds	—	—	$4.1M	0.9%
Vanguard Growth Index Fund Institutional Fund Registered Investment Company	Common Collective Trusts	—	—	$3.9M	0.8%
Vanguard Total International Stock Index Fund Registered Investment Company	Common Collective Trusts	—	—	$3.8M	0.8%
Vanguard Short Term Bond Index Admiral Fund Registered Investment Company	Mutual Funds	—	—	$3.7M	0.8%
Vanguard Small Cap Index Institutional Fund Registered Investment Company	Mutual Funds	—	—	$3.3M	0.7%
Fidelity Total Bond Fund Registered Investment Company	Mutual Funds	—	—	$3.3M	0.7%
Vanguard Mid Cap Index Admiral Fund Registered Investment Company	Mutual Funds	—	—	$3.1M	0.7%
Vanguard Total Bond Market Index Institutional Fund Registered Investment Company	Mutual Funds	—	—	$3.1M	0.7%
JPMorgan Mid Cap Growth Fund Registered Investment Company	Common Stocks	—	—	$3.1M	0.7%
Vanguard Real Estate Index Admiral Fund Registered Investment Company	Mutual Funds	—	—	$3.0M	0.7%
Fidelity Overseas K Fund Registered Investment Company	Mutual Funds	—	—	$3.0M	0.6%
Vanguard Inflation-Protected Securities Admiral Fund Registered Investment Company	Mutual Funds	—	—	$2.9M	0.6%
Vanguard Emerging Markets Stock Index Admiral Fund Registered Investment Company	Mutual Funds	—	—	$2.9M	0.6%
Vanguard Mid Cap Index Admiral Fund Registered Investment Company	Mutual Funds	—	—	$2.8M	0.6%
Fidelity Low Priced Stock K Fund Registered Investment Company	Mutual Funds	—	—	$2.7M	0.6%
Vanguard Target Retirement 2035 Fund Registered Investment Company	Mutual Funds	—	—	$2.3M	0.5%
Vanguard Target Retirement 2030 Fund Registered Investment Company	Mutual Funds	—	—	$2.2M	0.5%
Vanguard Target Retirement 2040 Fund Registered Investment Company	Mutual Funds	—	—	$2.2M	0.5%
CREF Core Bond Fund R2 Registered Investment Company	Mutual Funds	—	—	$2.1M	0.5%
Vanguard High-Yield Corporate Admiral Fund Registered Investment Company	Mutual Funds	—	—	$2.0M	0.4%
Vanguard Balanced Index Institutional Admiral Fund Registered Investment Company	Mutual Funds	—	—	$1.9M	0.4%
TIAA-CREF REAL ESTATE ACCOUNT TIAA-CREF · EIN 13-1624203 / PN 004	Pooled Separate Account	—	—	$1.8M	0.4%

1–50 of 97

1 / 2

ARUP US Retirement Savings Plan

$723.2M · 1,483 participants