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Original filing (PDF)20250411150912NAL0036268592001
SUTTER HOME WINERY, INC.
Form 5500
FILING_RECEIVED
SUTTER HOME WINERY, INC. 401(K) AND PROFIT SHARING PLAN
401(k) retirement plan
Active participants
1,140
Accounts w/ balance
1,447
Plan assets (EOY)
$331.6M
Net assets (EOY)
$331.6M
How this plan invests
This plan
2 collective trusts
Schedule D
Individual securities
on each trust's filing
This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
- Below-peer total fees (7 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SUTTER HOME WINERY, INC..
Plan sponsor
Name
SUTTER HOME WINERY, INC.
EIN
94-1080860
Address
100 ST. HELENA HWY SOUTH · ST. HELENA, CA · 94574
Phone
(707) 963-3104
Industry
Manufacturingsee all
Plan administrator
Name
401K AND PROFIT SHARING COMMITTEE
EIN
94-1080860
City
ST. HELENA, CA
Phone
(707) 963-3104
Plan characteristics
Plan number
001
Plan year
2023
Plan year begin
2023-07-01
Tax period
2024-06-30
Filed
2025-04-11
Pension benefit codes
2E · Profit-sharing
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BPM LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER AND S | 13-5674085 | — | RECORDKEEPER | $225K | — |
Investments
2 pooled funds· $32.1M(10% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| Investment | Type | Current value | % of plan |
|---|---|---|---|
| BLACKROCK EQUITY INDEX FUND CLASS M BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 45-4365907 / PN 001 | Common Collective Trust | $25.2M | 7.6% |
| NORTHERN TRUST SP MIDCAP 400 INDEX NORTHERN TRUST · EIN 45-6138589 / PN 105 | Common Collective Trust | $6.9M | 2.1% |