Kent Caviness signed Sutter Home Winery, Inc.'s 2023 Form 5500 as plan administrator.
Signer names are public record from the Form 5500 e-signature.
Sutter Home Winery, Inc.'s EIN is 94-1080860.
Download the official 2023 Form 5500 (PDF) for Sutter Home Winery, Inc. from the U.S. Department of Labor's EFAST2 system.
Download the official 2023 Form 5500 (PDF)Sutter Home Winery, Inc.'s plan includes profit-sharing, a 401(k) feature, a default investment (QDIA).
Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER AND S | 13-5674085 | — | RECORDKEEPER | $225K | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| [Assets held in registered investment companies (mutual funds)] | Other | — | — | $269.1M | 81.2% | |
| [Assets held in common collective trust] | Other | — | — | $32.1M | 9.7% | |
| BLACKROCK EQUITY INDEX FUND CLASS M BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 45-4365907 / PN 001 | Common Collective Trust | — | — | $25.2M | 7.6% | |
| [Assets held in interest-bearing cash] | Other | — | — | $12.5M | 3.8% | |
| NORTHERN TRUST SP MIDCAP 400 INDEX NORTHERN TRUST · EIN 45-6138589 / PN 105 | Common Collective Trust | — | — | $6.9M | 2.1% | |
| [Assets held in participant loans] | Other | — | — | $5.1M | 1.5% |
