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Original filing (PDF)20251014152550NAL0006644722001
O'KEEFFE'S, INC.
Form 5500
FILING_RECEIVED
O'KEEFFES, INC. 401(K) PLAN & TRUST
401(k) retirement plan
Active participants
255
Accounts w/ balance
272
Plan assets (EOY)
$18.1M
Net assets (EOY)
$18.1M
How this plan invests
This plan
23 pooled trusts
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 73 bps in Schedule C fees — 151% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for O'KEEFFE'S, INC..
Plan sponsor
Name
O'KEEFFE'S, INC.
EIN
94-1061347
Address
100 NORTH HILL DRIVE · SUITE 12 · BRISBANE, CA · 94005
Phone
(415) 824-4900
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
GILMORE & ASSOCIATES
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INS. COMPANY OF US | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $119K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MMLIS | — | SPRINGFIELD, MA | BROKER/ADVISOR | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FARMER & BETTS - CO | — | LITTLETON, CO | CONTRACT ADMIN | $13K | — |
Investments
9 direct securities · 23 pooled funds· $18.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Pooled Separate Account
$14.4M
23 holdings
Uncategorized
$3.6M
9 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| ISHARES S&P 500 INDEX K BLACKROCK · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $3.5M | 19.6% | |
| MM SELECT TRP RETIREMENT 2050 I MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $1.7M | 9.3% | |
| MM SELECT TRP RETIREMENT 2045 I MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $1.7M | 9.3% | |
| MassMutual Guaranteed Interest Account | — | — | — | $1.6M | 8.8% | |
| MM SELECT TRP RETIREMENT 2035 I MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $1.5M | 8.5% | |
| MM SELECT TRP RETIREMENT 2020 I MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $1.1M | 6.1% | |
| MM SELECT TRP RETIREMENT 2055 I MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $877K | 4.9% | |
| MM SELECT TRP RETIREMENT 2030 I MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $863K | 4.8% | |
| VANGUARD MID CAP INDEX ADMIRAL VANGUARD · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $668K | 3.7% | |
| American Funds Capital World G/I R6 | — | — | — | $652K | 3.6% | |
| Participant Loans 4.25 - 9.50% | — | — | — | $540K | 3.0% | |
| MM SELECT TRP RETIREMENT 2040 I MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $509K | 2.8% | |
| Invesco Gold & Special Minerals R6 | — | — | — | $425K | 2.4% | |
| MM SELECT TRP RETIREMENT 2025 I MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $402K | 2.2% | |
| MM SELECT TRP RETIREMENT 2060 I MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $261K | 1.4% | |
| VANGUARD SMALL CAP INDEX ADM VANGUARD · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $259K | 1.4% | |
| MASSMUTUAL BLUE CHIP GROWTH I MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $194K | 1.1% | |
| JPMorgan US Government MMkt Instl | — | — | — | $192K | 1.1% | |
| JPMORGAN US GOVERNMENT MMKT INSTL JPMORGAN · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $189K | 1.0% | |
| VANGUARD REAL ESTATE INDEX ADMIRAL VANGUARD · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $176K | 1.0% | |
| MM SELECT TRP RETIREMENT 2015 I MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $135K | 0.7% | |
| PIMCO HIGH YIELD INSTL PIMCO · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $102K | 0.6% | |
| Invesco Global Opportunities R6 | — | — | — | $82K | 0.5% | |
| MASSMUTUAL SMALL COMPANY VAL I MASSMUTUAL · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $81K | 0.4% | |
| FED. HERMES KAUFMANN SMALL CAP R6 FEDERATED · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $77K | 0.4% | |
| INVESCO BAL-RISK COMMODITY STRAT R6 INVESCO · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $64K | 0.4% | |
| Invesco International Bond R6 | — | — | — | $45K | 0.2% | |
| MFS Utilities R6 | — | — | — | $31K | 0.2% | |
| MASSMUTUAL BALANCED I MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $14K | <0.1% | |
| PIMCO Diversified Inc Instl | — | — | — | $12K | <0.1% | |
| MM SELECT TRP RETIREMENT 2005 I MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $1K | <0.1% | |
| MM SELECT TRP RETIREMENT BAL I MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $180 | <0.1% |
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