How big is Surplus Line Association of California's plan?

Surplus Line Association of California's plan reported $19.2M in assets and 177 participants for 2023.

Original filing (PDF)20250915115426NAL0001071489001

Surplus Line Association of California

Name: Surplus Line Association of California — Form 5500 Plan 002 (2023)
Creator: Surplus Line Association of California
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Surplus Line Association Savings Plan

401(k) retirement plan · Surplus Line Association of California's Surplus Line Association Savings Plan held $19.2M in plan assets for 177 participants in 2023, with Capital Group (American Funds) as recordkeeper.

Active participants

177

Accounts w/ balance

211

Plan assets (EOY)

$19.2M

Net assets (EOY)

$19.2M

People on this filing

Edward Clarke signed Surplus Line Association of California's 2023 Form 5500 as plan administrator.

Edward Clarke — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Surplus Line Association of California's EIN is 94-0912095.

EIN 94-0912095

Plan number 002

Plan year 2023

ACK ID 20250915115426NAL0001071489001

Official Form 5500 document

Download the official 2023 Form 5500 (PDF) for Surplus Line Association of California from the U.S. Department of Labor's EFAST2 system.

Download the official 2023 Form 5500 (PDF)

Plan features

Surplus Line Association of California's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, automatic enrollment, a default investment (QDIA).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for SURPLUS LINE ASSOCIATION OF CALIFORNIA.

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How this plan invests

This plan

1 pooled trust

Schedule D

37 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

100

Total plan cost

Plan health

Vendor & structure

100

Plan sponsor

Name

SURPLUS LINE ASSOCIATION OF CALIFORNIA

EIN

all filings

Address

12667 ALCOSTA BOULEVARD SUITE 450 · SAN RAMON, CA · 94583

Phone

(415) 434-4900

Industry

Finance & Insurance

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

002

Plan year

2023

Plan year begin

2023-12-01

Tax period

2024-11-30

Filed

2025-09-15

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2S · Automatic enrollment

2T · Default investment account (QDIA)

Service providers (Schedule C)

2 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
CAPITAL GROUP RETIREMENT PLAN SVCS.	82-4555287	—	RECORDKEEPER	$2K	—

Accountant / Auditor

Name	EIN	Location	Relation	Direct comp	Indirect comp
HOOD & STRONG LLP	—	SAN JOSE, CA	AUDITOR	$8K	—

Investments

37 direct securities · 1 pooled fund· $19.2M(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.

Mutual Funds

$14.9M

31 holdings

Common Collective Trusts

$3.2M

1 holding

Other securities

$777K

4 holdings

Bonds / Notes

$292K

1 holding

Common Collective Trust

$29K

1 holding

					% of plan
AMERICAN FUNDS 2040 TARGET DATE FUND R6 Mutual Fund ^	Mutual Funds	—	—	$3.6M	19.0%
AMERICAN FUNDS SMALLCAP WORLD R6 Mutual Fund ^ 145 * AMERICAN FUNDS US GOVERNMENT SEC R6 Mutual Fund ^ 88 FIDELITY 500 INDEX Mutual Fund ^	Common Collective Trusts	—	—	$3.2M	16.5%
AMERICAN FUNDS 2030 TARGET DATE FUND R6 Mutual Fund ^	Mutual Funds	—	—	$2.0M	10.5%
AMERICAN FUNDS 2060 TARGET DATE FUND R6 Mutual Fund ^	Mutual Funds	—	—	$1.6M	8.1%
AMERICAN FUNDS 2045 TARGET DATE FUND R6 Mutual Fund ^	Mutual Funds	—	—	$1.4M	7.5%
AMERICAN FUNDS 2055 TARGET DATE FUND R6 Mutual Fund ^	Mutual Funds	—	—	$1.1M	5.6%
AMERICAN FUNDS 2050 TARGET DATE FUND R6 Mutual Fund ^	Mutual Funds	—	—	$689K	3.6%
AMERICAN FUNDS 2025 TARGET DATE FUND R6 Mutual Fund ^	Mutual Funds	—	—	$661K	3.4%
AMERICAN FUNDS GROWTH PORTFOLIO R-6 Mutual Fund ^	Mutual Funds	—	—	$649K	3.4%
PARNASSUS CORE EQUITY - INST Mutual Fund ^	Other securities	—	—	$633K	3.3%
AMERICAN FUNDS 2065 TARGET DATE FUND R6 Mutual Fund ^	Mutual Funds	—	—	$389K	2.0%
AMERICAN FUNDS 2035 TARGET DATE FUND R6 Mutual Fund ^	Mutual Funds	—	—	$360K	1.9%
VANGUARD TOTAL INTL STOCK INDEX ADMIRAL Mutual Fund ^	Mutual Funds	—	—	$348K	1.8%
VANGUARD DIVIDEND GROWTH INV Mutual Fund ^	Mutual Funds	—	—	$306K	1.6%
VANGUARD EQUITY-INCOME ADM Mutual Fund ^	Mutual Funds	—	—	$297K	1.5%
Notes Receivable from Participants 5.25% to 10.50% ^	Bonds / Notes	—	—	$292K	1.5%
VANGUARD TOTAL STOCK MRK INDEX - ADMIRAL Mutual Fund ^	Mutual Funds	—	—	$253K	1.3%
AMERICAN FUNDS AMERICAN MUTUAL R6 Mutual Fund ^	Mutual Funds	—	—	$236K	1.2%
AMERICAN FUNDS NEW PERSPECTIVE R6 Mutual Fund ^	Mutual Funds	—	—	$171K	0.9%
PUTNAM LARGE CAP VALUE R6 Mutual Fund ^	Mutual Funds	—	—	$123K	0.6%
AMERICAN FUNDS NEW ECONOMY R6 Mutual Fund ^	Mutual Funds	—	—	$114K	0.6%
T. ROWE PRICE BLUE CHIP GROWTH Mutual Fund ^	Other securities	—	—	$111K	0.6%
FIDELITY MID CAP INDEX Mutual Fund ^	Mutual Funds	—	—	$107K	0.6%
AMERICAN FUNDS CAPITAL WORLD G/I R6 Mutual Fund ^	Mutual Funds	—	—	$76K	0.4%
PIMCO COMMODITIESPLUS STRATEGY INSTL Mutual Fund ^	Mutual Funds	—	—	$76K	0.4%
INVESCO COMSTOCK R6 Mutual Fund ^	Mutual Funds	—	—	$68K	0.4%
VANGUARD TOTAL BOND MARKET INDEX ADMIRAL Mutual Fund ^	Mutual Funds	—	—	$57K	0.3%
AMERICAN FUNDS GLOBAL GR PORTFOLIO R-6 Mutual Fund ^	Mutual Funds	—	—	$51K	0.3%
FIDELITY SMALL CAP INDEX Mutual Fund ^	Mutual Funds	—	—	$37K	0.2%
FIDELITY SELECT INSURANCE PORT Mutual Fund ^	Mutual Funds	—	—	$35K	0.2%
RELIANCE TRUST CO SERIES 25053 MET LIFE STABLE VALUE · EIN 58-1428634 / PN 013	Common Collective Trust	—	—	$29K	0.1%
Money Market Fund * AMERICAN FUNDS US GOVT MONEY MARKET R6 Money Market Fund ^	Mutual Funds	—	—	$28K	0.1%
AMERICAN FUNDS AMERICAN HI INC TR R6 Mutual Fund ^	Mutual Funds	—	—	$27K	0.1%
T. ROWE PRICE EQUITY INCOME FUND Mutual Fund ^	Other securities	—	—	$22K	0.1%
AMERICAN FUNDS BOND FUND OF AMER R6 Mutual Fund ^	Mutual Funds	—	—	$20K	0.1%
IMPAX US SUSTAINABLE ECONOMY INST Mutual Fund ^	Other securities	—	—	$11K	<0.1%
PIMCO INCOME INSTL Mutual Fund ^	Mutual Funds	—	—	$6K	<0.1%
s * AMERICAN FUNDS 2020 TARGET DATE FUND R6 Mutual Fund ^	Mutual Funds	—	—	$5K	<0.1%