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Original filing (PDF)20251013113900NAL0001233201001
MINTZER, SAROWITZ, ZERIS & WILLIS, PLLC
Form 5500
FILING_RECEIVED
MINTZER, SAROWITZ, ZERIS & WILLIS, PLLC 401(K) PLAN
401(k) retirement plan
Active participants
113
Accounts w/ balance
198
Plan assets (EOY)
$23.5M
Net assets (EOY)
$23.5M
How this plan invests
This plan
1 pooled trust
Schedule D
37 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (17 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MINTZER, SAROWITZ, ZERIS & WILLIS, PLLC.
Plan sponsor
Name
MINTZER, SAROWITZ, ZERIS & WILLIS, PLLC
EIN
93-4242766
Address
1500 WALNUT STREET · SUITE 1400 · PHILADELPHIA, PA · 19102
Phone
(215) 735-7200
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
LILLING & COMPANY, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $6K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| HORNOR TOWNSEND & KENT INC | 23-1706189 | — | ADVISOR | $35K | — |
Investments
36 direct securities · 1 pooled fund· $23.5M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$23.5M
36 holdings
Common Collective Trust
$76K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund Investor Premium | — | — | — | $3.7M | 15.7% | |
| American Funds 2035 Target Date Retirement Fund | — | — | — | $3.5M | 14.7% | |
| Fidelity Advisor Technology Fund - I | — | — | — | $2.5M | 10.8% | |
| American Funds 2030 Target Date Retirement Fund | — | — | — | $2.5M | 10.5% | |
| American Funds 2040 Target Date Retirement Fund | — | — | — | $1.9M | 8.0% | |
| American Funds 2050 Target Date Retirement Fund | — | — | — | $1.3M | 5.7% | |
| American Funds 2020 Target Date Retirement Fund | — | — | — | $1.2M | 5.1% | |
| American Funds 2045 Target Date Retirement Fund | — | — | — | $903K | 3.8% | |
| T. Rowe Price Blue Chip Growth Fund | — | — | — | $849K | 3.6% | |
| American Funds 2025 Target Date Retirement Fund | — | — | — | $818K | 3.5% | |
| American Funds 2060 Target Date Retirement Fund | — | — | — | $722K | 3.1% | |
| American Funds 2055 Target Date Retirement Fund | — | — | — | $571K | 2.4% | |
| Hartford Equity Income R6 | — | — | — | $478K | 2.0% | |
| Invesco Small Cap Value Fund Class R6 | — | — | — | $427K | 1.8% | |
| Notes receivable from participants | — | — | — | $286K | 1.2% | |
| Nationwide Mid Cap Market Index Fund R6 | — | — | — | $271K | 1.2% | |
| Fidelity Advisor Energy Fund - I | — | — | — | $221K | 0.9% | |
| BNY Mellon Small Cap Stock Index Fund Investor Shares | — | — | — | $199K | 0.8% | |
| American Funds 2015 Target Date Retirement Fund | — | — | — | $148K | 0.6% | |
| American Funds New World Fund® R-5 | — | — | — | $133K | 0.6% | |
| BlackRock High Yield Bond Portfolio Institutional Shares | — | — | — | $127K | 0.5% | |
| Nuveen Mid Cap Value Fund | — | — | — | $126K | 0.5% | |
| T. Rowe Price International Equity Index Fund | — | — | — | $111K | 0.5% | |
| Victory Short-Term Bond Fund | — | — | — | $87K | 0.4% | |
| Carillon Eagle Mid Cap Growth Fund I | — | — | — | $83K | 0.4% | |
| ClearBridge International Growth Fund I | — | — | — | $78K | 0.3% | |
| BlackRock Health Sciences Opportunities Portfolio Inst | — | — | — | $77K | 0.3% | |
| GG ML STABLE VALUE GREAT GRAY TRUST COMPANY, LLC · EIN 81-3301561 / PN 505 | Common Collective Trust | — | — | $76K | 0.3% | |
| PIMCO Investment Grade Credit Bond Fund Institutional | — | — | — | $55K | 0.2% | |
| American Century Global Gold Fund Investor | — | — | — | $51K | 0.2% | |
| PIMCO Inter Bond Fund (U.S. Dollar-Hedged) Inst | — | — | — | $15K | <0.1% | |
| Cohen & Steers Real Estate Securities Fund, Inc. Cl Inst | — | — | — | $10K | <0.1% | |
| Fidelity Government Money Market Fund Daily Money | — | — | — | $6K | <0.1% | |
| T. Rowe Price Financial Services Fund | — | — | — | $2K | <0.1% | |
| Fidelity U.S. Bond Index Fund | — | — | — | $780 | <0.1% | |
| FA Government Income Class A | — | — | — | $505 | <0.1% | |
| Loomis Sayles Inflation Protected Securities I | — | — | — | $145 | <0.1% |
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