How big is Capstone Green Energy, LLC's plan?

Capstone Green Energy, LLC's plan reported $27.4M in assets and 97 participants for 2024.

Original filing (PDF)20250922113051NAL0004654273001

Capstone Green Energy, LLC

Name: Capstone Green Energy, LLC — Capstone Green Energy, Form 5500 (2024)
Creator: Capstone Green Energy, LLC
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Capstone Green Energy, LLC 401(k) Plan

401(k) retirement plan · Capstone Green Energy, LLC's Capstone Green Energy, LLC 401(k) Plan held $27.4M in plan assets for 97 participants in 2024, with Fidelity as recordkeeper.

Signals · 4

Late participant contributions31% in single holdingCorrective distributions issuedHigh average account balance

Active participants

Accounts w/ balance

171

Plan assets (EOY)

$27.4M

Net assets (EOY)

$27.4M

People on this filing

LEAH HAYS signed Capstone Green Energy, LLC's 2024 Form 5500 as plan administrator.

LEAH HAYS — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Capstone Green Energy, LLC's EIN is 93-3937119.

EIN 93-3937119

Plan number 001

Plan year 2024

ACK ID 20250922113051NAL0004654273001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for Capstone Green Energy, LLC from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

Capstone Green Energy, LLC's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, automatic enrollment, a default investment (QDIA).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for CAPSTONE GREEN ENERGY, LLC.

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How this plan invests

This plan

27 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Delinquent participant contributions reported (Schedule H 4a) — 4K (0% of contributions).
Corrective distributions issued (likely failed ADP/ACP testing).

Helping the score

High average account balance (91st percentile).
High account-holder ratio — balance-holders per active participant in the top 15% of peers (91st percentile).

Plan sponsor

Name

CAPSTONE GREEN ENERGY, LLC

EIN

all filings

Address

16640 STAGG STREET · VAN NUYS, CA · 91406

Phone

(818) 407-3679

Industry

Manufacturing

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-09-22

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2S · Automatic enrollment

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Service providers (Schedule C)

2 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
FIDELITY INVESTMENTS INSTITUTIONAL	04-2647786	—	RECORDKEEPER	$35K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
BRIGHTON JONES LLC	91-2007475	—	ADVISOR	$57K	—

Investments

27 direct securities· $27.1M(99% of reported assets)

Mutual Funds

$24.3M

24 holdings

Common Collective Trusts

$2.8M

3 holdings

					% of plan
DFA U.S. Core Equity I Fund Mutual Fund	Mutual Funds	—	—	$8.5M	31.1%
Vanguard Target Retirement 2035 Fund Asset Allocation Mutual Fund	Mutual Funds	—	—	$2.2M	8.1%
Vanguard Target Retirement 2040 Fund Asset Allocation Mutual Fund	Mutual Funds	—	—	$2.2M	8.0%
Vanguard Target Retirement 2045 Fund Asset Allocation Mutual Fund	Mutual Funds	—	—	$2.2M	7.9%
Vanguard Total Stock Market Index Fund Mutual Fund	Common Collective Trusts	—	—	$2.1M	7.8%
Vanguard Target Retirement 2030 Fund Asset Allocation Mutual Fund	Mutual Funds	—	—	$1.7M	6.2%
Vanguard Target Retirement 2020 Fund Asset Allocation Mutual Fund	Mutual Funds	—	—	$1.5M	5.5%
Vanguard Target Retirement 2025 Fund Asset Allocation Mutual Fund	Mutual Funds	—	—	$1.4M	5.0%
Vanguard Target Retirement 2050 Fund Asset Allocation Mutual Fund	Mutual Funds	—	—	$978K	3.6%
DFA International Core Equity Fund Mutual Fund	Mutual Funds	—	—	$965K	3.5%
Investments Vanguard Treasury Money Market Fund Money Market Mutual Fund	Mutual Funds	—	—	$729K	2.7%
Vanguard Total Bond Market Index Fund Mutual Fund	Common Collective Trusts	—	—	$543K	2.0%
DFA U.S. Core Equity II Fund Mutual Fund	Mutual Funds	—	—	$410K	1.5%
Vanguard Target Retirement 2055 Fund Asset Allocation Mutual Fund	Mutual Funds	—	—	$340K	1.2%
PIMCO Income Fund Mutual Fund	Mutual Funds	—	—	$260K	0.9%
DFA Global Equity I Fund Mutual Fund 660 * Fidelity Floating Rate High Income Fund Mutual Fund	Mutual Funds	—	—	$195K	0.7%
Vanguard Target Retirement Income Fund Asset Allocation Mutual Fund	Mutual Funds	—	—	$162K	0.6%
Vanguard Short-Term Bond Index Fund Mutual Fund	Common Collective Trusts	—	—	$117K	0.4%
Vanguard Short-Term Investment-Grade Fund Mutual Fund	Mutual Funds	—	—	$96K	0.4%
DFA Global Real Estate Securities Fund Mutual Fund	Mutual Funds	—	—	$84K	0.3%
PIMCO High Yield Fund Mutual Fund	Mutual Funds	—	—	$78K	0.3%
DFA Emerging Markets Core Equity Fund Mutual Fund	Mutual Funds	—	—	$72K	0.3%
Nuveen Preferred Securities & Income Fund Mutual Fund	Mutual Funds	—	—	$67K	0.2%
Vanguard Target Retirement 2060 Fund Asset Allocation Mutual Fund	Mutual Funds	—	—	$65K	0.2%
Vanguard Inflation-Protected Securities Fund Mutual Fund	Mutual Funds	—	—	$63K	0.2%
Vanguard Target Retirement 2065 Fund Asset Allocation Mutual Fund	Mutual Funds	—	—	$10K	<0.1%
Vanguard Intermediate-Term Investment-Grade Fund Mutual Fund	Mutual Funds	—	—	$10K	<0.1%