Back to filter
Original filing (PDF)20251015084805NAL0004110833001
GUARDIAN MANAGEMENT LLC
Form 5500
FILING_RECEIVED
GUARDIAN MANAGEMENT LLC 401(K) PLAN
401(k) retirement plan
Signals · 1
~79 bps in Sched C fees
Active participants
215
Accounts w/ balance
155
Plan assets (EOY)
$7.1M
Net assets (EOY)
$7.1M
How this plan invests
This plan
26 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 79 bps in Schedule C fees — 53% above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for GUARDIAN MANAGEMENT LLC.
Plan sponsor
Name
GUARDIAN MANAGEMENT LLC
EIN
93-1325326
Address
PO BOX 5668, · PORTLAND, OR · 97228
Phone
(503) 802-3640
Industry
Real Estatesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2J · 401(k) feature
2F · ERISA section 404(c)
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
PLATFORM CPAS, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INS COMP OF AMERICA | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $21K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ALDRICH WEALTH LIMITED PARTNERSHIP | — | SEATTLE, WA | INVESTMENT ADVISOR | $27K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PLATFORM CPAS LLP | — | TIGARD, OR | OTHER | $9K | — |
Investments
26 direct securities· $7.1M(100% of reported assets)
Uncategorized
$7.1M
25 holdings
Insurance Contracts
$2K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VANGUARD TARGET RETIREMENT 2040 INV | — | — | — | $1.3M | 18.9% | |
| VANGUARD TARGET RETIREMENT 2035 INV | — | — | — | $1.2M | 16.9% | |
| VANGUARD TARGET RETIREMENT 2030 INV | — | — | — | $1.1M | 16.1% | |
| VANGUARD TARGET RETIREMENT 2025 INV | — | — | — | $970K | 13.7% | |
| VANGUARD TARGET RETIREMENT 2050 INV | — | — | — | $542K | 7.7% | |
| VANGUARD TARGET RETIREMENT 2020 INV | — | — | — | $527K | 7.5% | |
| VANGUARD TARGET RETIREMENT 2045 INV | — | — | — | $297K | 4.2% | |
| VANGUARD TARGET RETIREMENT 2055 INV | — | — | — | $248K | 3.5% | |
| Rate Maturity Par Value REGISTERED INVESTMENT COMPANIES VANGUARD TARGET RETIREMENT INCOME INV | — | — | — | $200K | 2.8% | |
| VANGUARD GROWTH INDEX ADM | — | — | — | $146K | 2.1% | |
| Notes Receivable from Participants 5.25% - 10.50% -0- | — | — | — | $97K | 1.4% | |
| VANGUARD TARGET RETIREMENT 2060 INV | — | — | — | $79K | 1.1% | |
| VANGUARD MID-CAP GROWTH INDEX ADMIRAL | — | — | — | $67K | 0.9% | |
| VANGUARD 500 INDEX ADMIRAL | — | — | — | $50K | 0.7% | |
| ARTISAN SMALL CAP INSTL | — | — | — | $41K | 0.6% | |
| VANGUARD VALUE INDEX ADM | — | — | — | $33K | 0.5% | |
| VANGUARD TARGET RETIREMENT 2065 INV | — | — | — | $30K | 0.4% | |
| T. ROWE PRICE OVERSEAS STOCK I | — | — | — | $19K | 0.3% | |
| VANGUARD MID-CAP VALUE INDEX ADMIRAL | — | — | — | $19K | 0.3% | |
| VANGUARD HIGH-YIELD CORPORATE ADM | — | — | — | $10K | 0.1% | |
| MACQUARIE SMALL CAP VALUE INSTITUTIONAL | — | — | — | $9K | 0.1% | |
| VANGUARD INTERIM-TERM BOND INDEX ADM | — | — | — | $5K | <0.1% | |
| SEAFARER OVERSEAS GR AND INCOME INTERNATIONAL | — | — | — | $5K | <0.1% | |
| PIMCO INT BOND (USD-HEDGED) INST | — | — | — | $4K | <0.1% | |
| KEY GUARANTEED PORTFOLIO FUND | Insurance Contracts | — | — | $2K | <0.1% | |
| VICTORY TRIVALENT INT SMALL-CAP A | — | — | — | $2K | <0.1% |
Related plans
Other plans using ALDRICH WEALTH LIMITED PARTNERSHIP
OREGON ANESTHESIOLOGY GROUP, P.C.
OREGON ANESTHESIOLOGY GROUP, P.C. 401(K) PROFIT SHARING PLAN
$385.8M · 195 participants
EYE HEALTH NORTHWEST, P.C.
EYE HEALTH NORTHWEST, P.C. 401(K) PROFIT SHARING PLAN AND TRUST
$92.9M · 473 participants
CONSUMER CELLULAR INC
CONSUMER CELLULAR INC 401(K) PROFIT SHARING PLAN & TRUST
$56.0M · 2,594 participants
SALEM RADIOLOGY CONSULTANTS, P.C
THE SALEM RADIOLOGY CONSULTANTS, P.C RETIREMENT PLAN
$54.0M · 98 participants
OTAK INC.
OTAK INC. 401K EMPLOYEE SAVINGS PLAN
$45.0M · 323 participants
ERICKSON-HALL CONSTRUCTION COMPANY
ERICKSON-HALL CONSTRUCTION COMPANY 401(K) PROFIT SHARING PLAN AND TRUST
$26.2M · 210 participants
Similar-size Real Estate plans
AMURCON CORPORATION OF VIRGINIA
AMURCON CORPORATION OF VIRGINIA 401(K) PROFIT SHARING PLAN
$7.1M · 106 participants
MRIO, INC.
MOODY-RAMBIN 401K PLAN
$7.1M · 43 participants
MGL APARTMENTS, LLC
MGL APARTMENTS, LLC CASH BALANCE PLAN
$7.1M · 4 participants
EENHOORN LLC
EENHOORN LLC 401(K) PLAN
$7.0M · 162 participants
CAPSTONE REAL ESTATE SERVICES, INC.
CAPSTONE REAL ESTATE SERVICES, INC. RETIREMENT SAVINGS PLAN
$7.0M · 328 participants
INVESTMENT PROPERTY GROUP UT
INVESTMENT PROPERTY GROUP UT 401(K) PLAN
$7.0M · 360 participants
Large plans in Oregon
STANDARD INSURANCE COMPANY
SEPARATE ACCOUNT A
$12.5B
PRINCIPAL GLOBAL INVESTORS TRUST COMPANY
DIVERSIFIED INTERNATIONAL EQUITY FUND
$12.1B
PRINCIPAL GLOBAL INVESTORS TRUST COMPANY
MORLEY STABLE VALUE FUND
$11.1B
PRINCIPAL GLOBAL INVESTORS TRUST COMPANY
PRINCIPAL LIFETIME HYBRID 2030 CIT
$10.9B
PRINCIPAL GLOBAL INVESTORS TRUST COMPANY
PRINCIPAL LIFETIME HYBRID 2040 CIT
$10.4B
PRINCIPAL GLOBAL INVESTORS TRUST COMPANY
PRINCIPAL LIFETIME HYBRID 2035 CIT
$8.6B