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Original filing (PDF)20251010180116NAL0004845395001
NORTHWEST ENERGY EFFICIENCY ALLIANCE, INC.
Form 5500
FILING_RECEIVED
NORTHWEST ENERGY EFFICIENCY ALLIANCE RETIREMENT PLAN
403(b) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
104
Accounts w/ balance
142
Plan assets (EOY)
$25.5M
Net assets (EOY)
$25.5M
How this plan invests
This plan
60 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 35 bps in Schedule C fees — modestly above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NORTHWEST ENERGY EFFICIENCY ALLIANCE, INC..
Plan sponsor
Name
NORTHWEST ENERGY EFFICIENCY ALLIANCE, INC.
EIN
93-1228867
Address
700 NE MULTNOMAH STREET · SUITE 1300 · PORTLAND, OR · 97232
Phone
(503) 688-5400
Industry
Other Services (ex. Public Admin)see all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
HOFFMAN, STEWART & SCHMIDT, P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| DESCHUTES INVESTMENT CONSULTING | 27-3525757 | — | NONE | $49K | — |
| STANCORP FINANCIAL GROUP | 93-1253576 | — | NONE | $42K | — |
| CHARLES SCHWAB | 42-1558009 | — | NONE | $0 | — |
Investments
59 direct securities· $25.2M(99% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Metropolitan West Total Return Bond Fund Shares of registered investment companies | — | — | — | $4.6M | 18.2% | |
| Vanguard 500 Index Adm Shares of registered investment companies | — | — | — | $3.8M | 14.8% | |
| Standard Stable Asset A Group Annuity Contract | — | — | — | $2.9M | 11.3% | |
| Vanguard Developed Markets Index Adm Shares of registered investment companies | — | — | — | $2.7M | 10.4% | |
| Vanguard Equity-Income Fund Adm Shares of registered investment companies | — | — | — | $2.1M | 8.3% | |
| Vanguard Growth Index Adm Shares of registered investment companies | — | — | — | $1.8M | 7.3% | |
| Hood River Small-Cap Gr Ret Shares of registered investment companies | — | — | — | $1.1M | 4.4% | |
| Vanguard Balanced Index Adm Shares of registered investment companies | — | — | — | $1.1M | 4.3% | |
| Vanguard Mid Cap Val Idx Adm Shares of registered investment companies | — | — | — | $746K | 2.9% | |
| Vanguard MidCapGrwth Idx Adm Shares of registered investment companies | — | — | — | $590K | 2.3% | |
| VALIC Science & Technology Fund Pooled Separate Accounts | — | — | — | $325K | 1.3% | |
| VALIC Fixed interest option | — | — | — | $284K | 1.1% | |
| Vanguard Small Cap Value Indx Adm Shares of registered investment companies | — | — | — | $273K | 1.1% | |
| VALIC Short-term fixed account | — | — | — | $270K | 1.1% | |
| DFA International Sustainability Core 1 Shares of registered investment companies | — | — | — | $233K | 0.9% | |
| Brown Advisory Sustainable Growth Shares of registered investment companies | — | — | — | $224K | 0.9% | |
| DFA U.S Sustainability Core 1 Shares of registered investment companies | — | — | — | $187K | 0.7% | |
| PIMCO Income Instl Shares of registered investment companies | — | — | — | $177K | 0.7% | |
| VALIC NASDAQ-100(R) Index Fund Pooled Separate Accounts | — | — | — | $173K | 0.7% | |
| VALIC Growth Fund Pooled Separate Accounts | — | — | — | $126K | 0.5% | |
| VALIC Stock Index Fund Pooled Separate Accounts | — | — | — | $122K | 0.5% | |
| Fidelity Environment and Alternative Energy Fund Shares of registered investment companies | — | — | — | $105K | 0.4% | |
| VALIC Large Capital Growth Fund Pooled Separate Accounts | — | — | — | $102K | 0.4% | |
| date of December 2029 -0- | — | — | — | $92K | 0.4% | |
| VALIC Mid Cap Index Fund Pooled Separate Accounts | — | — | — | $82K | 0.3% | |
| Impax Ellevate Global Women's Leadership Fund Shares of registered investment companies | — | — | — | $76K | 0.3% | |
| VALIC International Socially Responsible Fund Pooled Separate Accounts | — | — | — | $71K | 0.3% | |
| VALIC International Value Fund Pooled Separate Accounts | — | — | — | $63K | 0.2% | |
| DFA Glob Real Estate Secur I Shares of registered investment companies | — | — | — | $62K | 0.2% | |
| Calvert Bond Fund I Shares of registered investment companies | — | — | — | $62K | 0.2% | |
| Vanguard Emerging Markets Stock Idx Adm Shares of registered investment companies | — | — | — | $59K | 0.2% | |
| VALIC Vanguard Windsor II Fund Pooled Separate Accounts | — | — | — | $44K | 0.2% | |
| VALIC Core Bond Fund Pooled Separate Accounts | — | — | — | $44K | 0.2% | |
| VALIC Moderate Growth Lifestyle Fund Pooled Separate Accounts | — | — | — | $36K | 0.1% | |
| VALIC Emerging Economies Fund Pooled Separate Accounts | — | — | — | $35K | 0.1% | |
| VALIC Vanguard Lifestrategy Moderate Growth Fund Pooled Separate Accounts | — | — | — | $35K | 0.1% | |
| VALIC Vanguard Lifestrategy Growth Fund Pooled Separate Accounts | — | — | — | $33K | 0.1% | |
| VALIC US Socially Responsible Fund Pooled Separate Accounts | — | — | — | $32K | 0.1% | |
| VALIC Dividend Value Fund Pooled Separate Accounts | — | — | — | $31K | 0.1% | |
| VALIC Small Cap Index Fund Pooled Separate Accounts | — | — | — | $30K | 0.1% | |
| VALIC Mid Cap Value Fund Pooled Separate Accounts | — | — | — | $28K | 0.1% | |
| VALIC International Equities Index Fund Pooled Separate Accounts | — | — | — | $25K | <0.1% | |
| VALIC Systematic Growth Fund Pooled Separate Accounts | — | — | — | $25K | <0.1% | |
| VALIC Systematic Value Fund Pooled Separate Accounts | — | — | — | $21K | <0.1% | |
| VALIC Small Cap Growth Fund Pooled Separate Accounts | — | — | — | $20K | <0.1% | |
| VALIC American Beacon Bridgeway Large Cap Growth Fund Pooled Separate Accounts | — | — | — | $19K | <0.1% | |
| VALIC Vanguard Wellington Fund Pooled Separate Accounts | — | — | — | $14K | <0.1% | |
| VALIC Global Strategy Fund Pooled Separate Accounts | — | — | — | $11K | <0.1% | |
| VALIC International Opportunities Fund Pooled Separate Accounts | — | — | — | $11K | <0.1% | |
| VALIC Ariel Appreciation Fund Pooled Separate Accounts | — | — | — | $11K | <0.1% | |
| VALIC Mid Cap Strategic Growth Fund Pooled Separate Accounts | — | — | — | $9K | <0.1% | |
| VALIC Small Cap Value Fund Pooled Separate Accounts | — | — | — | $8K | <0.1% | |
| VALIC Inflation Protected Fund Pooled Separate Accounts | — | — | — | $8K | <0.1% | |
| VALIC GS VIT Government Money Market Fund Pooled Separate Accounts | — | — | — | $8K | <0.1% | |
| VALIC High Yield Bond Fund Pooled Separate Accounts | — | — | — | $7K | <0.1% | |
| VALIC Global Real Estate Fund Pooled Separate Accounts | — | — | — | $6K | <0.1% | |
| VALIC Vanguard Long-Term Investment Fund Pooled Separate Accounts | — | — | — | $5K | <0.1% | |
| VALIC Ariel Fund Pooled Separate Accounts | — | — | — | $2K | <0.1% | |
| VALIC Vanguard Long-Term Treasury Fund Pooled Separate Accounts | — | — | — | $2K | <0.1% |
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