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Original filing (PDF)20251002165206NAL0000434867001
APCON, INC.
Form 5500
FILING_RECEIVED
APCON, INC.401(K) PLAN
Defined-contribution retirement plan
Active participants
87
Accounts w/ balance
137
Plan assets (EOY)
$16.2M
Net assets (EOY)
$16.2M
How this plan invests
This plan
9 pooled trusts
Schedule D
38 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 44 bps in Schedule C fees — 51% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for APCON, INC..
Plan sponsor
Name
APCON, INC.
EIN
93-1166552
Address
9255 SW PIONEER COURT · WILSONVILLE, OR · 97070
Phone
(503) 682-4050
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-02
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
ALDRICH CPAS AND ADVISORS LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $20K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LPL FINANCIAL LLC | — | SAN DIEGO, CA | INVESTMENT ADVISOR | $36K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MT. HOOD PENSION SERVICE, LLC | 22-3859477 | — | CONTRACT ADMIN | $0 | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ALDRICH CPAS & ADVISORS LLP | — | SALEM, OR | AUDITOR | $15K | — |
Investments
29 direct securities · 9 pooled funds· $16.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$8.2M
9 holdings
Uncategorized
$8.0M
29 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PUTNAM RETIREMENT ADVANTAGE 2035 PUTNAM INVESTMENTS CIT · EIN 26-0787945 / PN 261 | Common Collective Trust | — | — | $2.0M | 12.6% | |
| PUTNAM RETIREMENT ADVANTAGE MATURIT PUTNAM INVESTMENTS CIT · EIN 26-0788428 / PN 268 | Common Collective Trust | — | — | $1.5M | 9.2% | |
| PUTNAM RETIREMENT ADVANTAGE 2025 PUTNAM INVESTMENTS CIT · EIN 26-0788428 / PN 268 | Common Collective Trust | — | — | $1.4M | 8.7% | |
| Vanguard Total Stock Market Index Adm - | — | — | — | $1.4M | 8.5% | |
| Putnam Growth Opportunities R6 - | — | — | — | $1.2M | 7.5% | |
| PUTNAM RETIREMENT ADVANTAGE 2045 PUTNAM INVESTMENTS CIT · EIN 26-1208510 / PN 259 | Common Collective Trust | — | — | $1.1M | 6.6% | |
| Vanguard 500 Index Admiral - | — | — | — | $1.0M | 6.4% | |
| PUTNAM RETIREMENT ADVANTAGE 2030 PUTNAM INVESTMENTS CIT · EIN 26-0788040 / PN 262 | Common Collective Trust | — | — | $900K | 5.6% | |
| Empower Key Guaranteed Portfolio Fund *** - | — | — | — | $771K | 4.8% | |
| American Funds New Perspective R6 - | — | — | — | $751K | 4.6% | |
| PUTNAM RETIREMENT ADVANTAGE 2055 PUTNAM INVESTMENTS CIT · EIN 26-0787670 / PN 272 | Common Collective Trust | — | — | $416K | 2.6% | |
| PUTNAM RETIREMENT ADVANTAGE 2040 PUTNAM INVESTMENTS CIT · EIN 26-1384398 / PN 260 | Common Collective Trust | — | — | $398K | 2.5% | |
| T. Rowe Price Blue Chip Growth I - | — | — | — | $339K | 2.1% | |
| Putnam Large Cap Value R6 - | — | — | — | $327K | 2.0% | |
| PUTNAM RETIREMENT ADVANTAGE 2060 PUTNAM INVESTMENTS CIT · EIN 27-3616920 / PN 273 | Common Collective Trust | — | — | $298K | 1.8% | |
| Vanguard Total Intl Stock Index Admiral - | — | — | — | $270K | 1.7% | |
| T. Rowe Price Dividend Growth I - | — | — | — | $173K | 1.1% | |
| Fidelity Mid Cap Index - | — | — | — | $169K | 1.0% | |
| PUTNAM RETIREMENT ADVANTAGE 2050 PUTNAM INVESTMENTS CIT · EIN 26-0787670 / PN 258 | Common Collective Trust | — | — | $166K | 1.0% | |
| T. Rowe Price Capital Appreciation I - | — | — | — | $161K | 1.0% | |
| Participant Loans Interest: 4.25%-9.50% with maturities from - | — | — | — | $146K | 0.9% | |
| iShares Russell 2000 Small-Cap Index K - | — | — | — | $144K | 0.9% | |
| PIMCO Income Instl - | — | — | — | $122K | 0.8% | |
| BlackRock High Yield Bond Portfolio K - | — | — | — | $118K | 0.7% | |
| Fidelity Advisor Energy I - | — | — | — | $113K | 0.7% | |
| Invesco Developing Markets R6 - | — | — | — | $111K | 0.7% | |
| Janus Henderson Venture N - | — | — | — | $94K | 0.6% | |
| Franklin Utilities R6 - | — | — | — | $94K | 0.6% | |
| BlackRock Health Sciences Opps K - | — | — | — | $86K | 0.5% | |
| John Hancock Bond R6 - | — | — | — | $81K | 0.5% | |
| Fidelity Advisor International Growth I - | — | — | — | $79K | 0.5% | |
| PIMCO Int Bond (USD-Hedged) Inst - | — | — | — | $69K | 0.4% | |
| Empower T. Rowe Price Mid Cap Gr Inst - | — | — | — | $54K | 0.3% | |
| Delaware Small Cap Value R6 - | — | — | — | $37K | 0.2% | |
| BlackRock Life Path Index 2055 K - | — | — | — | $32K | 0.2% | |
| Empower Mid Cap Value Instl - | — | — | — | $25K | 0.2% | |
| BlackRock Life Path Index 2060 K - | — | — | — | $12K | <0.1% | |
| BlackRock Life Path Index 2050 K - | — | — | — | $5K | <0.1% |