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Original filing (PDF)20251017164543NAL0007362049001
BOARD OF TRUSTEES, U.A. UNION LOCAL NO. 290 PLUMBER,
Form 5500
FILING_RECEIVED
UNITED ASSOCIATION UNION LOCAL NO. 290 PLUMBER, STEAMFITTER AND SHIPFITTER INDUSTRY 401(K) PLAN
401(k) retirement plan
Signals · 3
30% in single holdingNo recordkeeper disclosed6 service providers
Active participants
3,088
Accounts w/ balance
3,115
Plan assets (EOY)
$235.6M
Net assets (EOY)
$235.6M
How this plan invests
This plan
2 pooled trusts
Schedule D
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
90
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
85
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "American Funds Balanced Fund R6" is 30% of plan.
- 12 bps in Schedule C fees — modestly above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BOARD OF TRUSTEES, U.A. UNION LOCAL NO. 290 PLUMBER,.
Plan sponsor
Name
BOARD OF TRUSTEES, U.A. UNION LOCAL NO. 290 PLUMBER,
DBA
STEAMFITTER AND SHIPFITTER INDUSTRY
EIN
93-1143757
Address
12205 SW TUALATIN RD STE 200 · TUALATIN, OR · 97062
Phone
(866) 796-2305
Industry
Plumbing, Heating, AC Contractors· Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-17
Pension benefit codes
2E · Profit-sharing
2G · Total participant-directed accounts
2J · 401(k) feature
Audit & trust (Schedule H)
Auditor
MILLER KAPLAN ARASE LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
6 rowsOther
6| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JOHN HANCOCK RETIREMENT PLAN SERV. | 01-0233346 | — | NONE | $108K | — |
| ZENITH AMERICAN SOLUTIONS | 52-1590516 | — | NONE | $62K | — |
| NUWEST INSURANCE SERVICES | 36-1436000 | — | NONE | $41K | — |
| VERUS ADVISORY, INC. | 91-1320111 | — | NONE | $39K | — |
| MILLER KAPLAN ARASE LLP | 95-2036255 | — | NONE | $21K | — |
| BARLOW COUGHRAN MORALES & JOSEPHSON | 91-0889948 | — | NONE | $20K | — |
Investments
26 direct securities · 2 pooled funds· $233.8M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$211.0M
25 holdings
Pooled Separate Account
$14.5M
1 holding
Mutual Funds
$6.1M
1 holding
Common Collective Trust
$2.2M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds Balanced Fund R6 | — | — | — | $70.5M | 29.9% | |
| 500 Index Fd Admiral | — | — | — | $24.5M | 10.4% | |
| Lrg Cap Growth | — | — | — | $24.3M | 10.3% | |
| Vanguard: Mid Cap Index Adm | — | — | — | $18.1M | 7.7% | |
| INSURANCE ANCHOR ACCOUNT III NEW YORK LIFE INSURANCE COMPANY · EIN 13-5582869 / PN 125 | Pooled Separate Account | — | — | $14.5M | 6.2% | |
| Retirement 2035 | — | — | — | $9.8M | 4.2% | |
| Retirement 2040 | — | — | — | $8.9M | 3.8% | |
| Retirement 2030 | — | — | — | $7.8M | 3.3% | |
| Retirement 2050 | — | — | — | $6.9M | 2.9% | |
| Retirement 2045 | — | — | — | $6.8M | 2.9% | |
| Baird Aggregate Bond Fund Inst | Mutual Funds | — | — | $6.1M | 2.6% | |
| Retirement 2055 | — | — | — | $4.7M | 2.0% | |
| Dimensional Fund Advisors US Small Cap Val Port I | — | — | — | $4.5M | 1.9% | |
| Retirement 2025 | — | — | — | $4.0M | 1.7% | |
| Artisan Partners International Fd Inst | — | — | — | $3.8M | 1.6% | |
| Dodge & Cox Stock Fund | — | — | — | $3.5M | 1.5% | |
| International Inv | — | — | — | $3.3M | 1.4% | |
| William Blair Sm Mid Cap Gr | — | — | — | $3.1M | 1.3% | |
| Retirement 2060 | — | — | — | $2.8M | 1.2% | |
| RUSSELL 2000 INDEX FUND BLACKROCK INSTL. TRUST CO. N.A. · EIN 94-3380069 / PN 001 | Common Collective Trust | — | — | $2.2M | 0.9% | |
| Money Market Fund First America Treasury Oblig Cl Z | — | — | — | $885K | 0.4% | |
| Retirement 2065 | — | — | — | $855K | 0.4% | |
| Retirement 2020 | — | — | — | $738K | 0.3% | |
| Cohen & Steers Realty Shares | — | — | — | $478K | 0.2% | |
| T. Rowe Price: Retirement Balanced | — | — | — | $285K | 0.1% | |
| Retirement 2015 | — | — | — | $268K | 0.1% | |
| Retirement 2005 | — | — | — | $148K | <0.1% | |
| Retirement 2010 | — | — | — | $134K | <0.1% |