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Original filing (PDF)20251015151039NAL0010300146001
SWINERTON INCORPORATED
Form 5500
FILING_RECEIVED
SWINERTON 401(K) & SAVINGS PLAN
401(k) retirement plan
Signals · 2
39% in single holdingNo recordkeeper disclosed
Active participants
2,707
Accounts w/ balance
4,414
Plan assets (EOY)
$831.5M
Net assets (EOY)
$831.5M
How this plan invests
This plan
39 pooled trusts
Schedule D
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
94
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
80
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "NYLI Winslow Lg Cap Gr I" is 39% of plan.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SWINERTON INCORPORATED.
Plan sponsor
Name
SWINERTON INCORPORATED
EIN
93-1132374
Address
2001 CLAYTON ROAD · 7TH FLOOR · CONCORD, CA · 945202405
Phone
(415) 984-1295
Industry
Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2H · Partial participant-directed accounts
2I · Stock bonus
2J · 401(k) feature
2K · 401(m) arrangement
2O · ESOP (non-leveraged)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3F · Sponsor used leased employees
3H · Sponsor in controlled / affiliated group
3I · Requires investment in employer securities
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NFP RETIREMENT | 33-0905143 | — | INVESTMENT ADVISORY | — | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $508K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BAKER TILLY US, LLP | 30-1413443 | — | ACCOUNTANT | — | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CHARTWELL FINANCIAL ADVISORY, INC | 36-4799908 | — | VALUATION SERVICES | $0 | — |
Investments
20 direct securities · 39 pooled funds· $880.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$628.8M
20 holdings
Common Collective Trust
$226.9M
38 holdings
Pooled Separate Account
$25.3M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| NYLI Winslow Lg Cap Gr I | — | — | $0 | $325.1M | 39.1% | |
| Prin Real Estate Secs R5 Fund | — | — | $0 | $85.1M | 10.2% | |
| Swinerton - Employer Security | — | — | $0 | $54.9M | 6.6% | |
| FLEXPATH INDEX CONSERV 2045 M GREAT GRAY TRUST COMPANY · EIN 47-2529162 / PN 221 | Common Collective Trust | — | $0 | $47.2M | 5.7% | |
| FLEXPATH INDEX CONSERV 2055 M GREAT GRAY TRUST COMPANY · EIN 47-2575758 / PN 224 | Common Collective Trust | — | $0 | $43.9M | 5.3% | |
| FLEXPATH INDEX CONSERV 2035 M GREAT GRAY TRUST COMPANY · EIN 47-2491300 / PN 218 | Common Collective Trust | — | $0 | $38.6M | 4.6% | |
| FLEXPATH INDEX AGGRSIVE 2055 M | — | — | $0 | $34.9M | 4.2% | |
| NEW YORK LIFE SV ANCHOR ACCT NEW YORK LIFE INSURANCE COMPANY · EIN 13-5582869 / PN 129 | Pooled Separate Account | — | — | $25.3M | 3.0% | |
| FLEXPATH INDEX MODERATE 2065 M | — | — | $0 | $25.2M | 3.0% | |
| MID CAP GROWTH II CLASS I1 FD GREAT GRAY TRUST COMPANY · EIN 38-7304118 / PN 001 | Common Collective Trust | — | $0 | $25.2M | 3.0% | |
| FLEXPATH INDEX CONSERV RET M GREAT GRAY TRUST COMPANY · EIN 47-2264760 / PN 212 | Common Collective Trust | — | $0 | $22.7M | 2.7% | |
| NEW YORK LIFE SV ANCHOR ACCT | — | — | $0 | $20.6M | 2.5% | |
| FLEXPATH INDEX AGGRSIVE 2045 M | — | — | $0 | $15.4M | 1.9% | |
| FLEXPATH INDEX AGGRSIVE 2035 M | — | — | $0 | $15.2M | 1.8% | |
| DODGE & COX STOCK X FUND | — | — | $0 | $10.3M | 1.2% | |
| FLEXPATH INDEX MODERATE 2035 M GREAT GRAY TRUST COMPANY · EIN 47-2478524 / PN 217 | Common Collective Trust | — | $0 | $8.1M | 1.0% | |
| BlackRock EAFE Eq Indx Fd Cl 1 | — | — | $0 | $8.0M | 1.0% | |
| FLEXPATH INDEX AGGRSIVE 2055 M GREAT GRAY TRUST COMPANY · EIN 47-2554270 / PN 222 | Common Collective Trust | — | — | $8.0M | 1.0% | |
| FLEXPATH INDEX AGGRSIVE 2045 M GREAT GRAY TRUST COMPANY · EIN 47-2503540 / PN 219 | Common Collective Trust | — | — | $7.8M | 0.9% | |
| BlackRock Advtg Sm Cap Core K | — | — | $0 | $7.8M | 0.9% | |
| FLEXPATH INDEX MODERATE 2045 M | — | — | $0 | $7.4M | 0.9% | |
| Am Fds EuroPacific Grth R6 Fd | — | — | $0 | $6.2M | 0.7% | |
| BLACKROCK EAFE EQ INDX FD CL 1 GREAT GRAY TRUST COMPANY · EIN 20-3802495 / PN 007 | Common Collective Trust | — | — | $6.2M | 0.7% | |
| FLEXPATH INDEX MODERATE 2045 M GREAT GRAY TRUST COMPANY · EIN 47-2516187 / PN 220 | Common Collective Trust | — | $0 | $4.9M | 0.6% | |
| FLEXPATH INDEX MODERATE 2035 M | — | — | $0 | $4.5M | 0.5% | |
| Baird Aggregate Bond Inst Fund | — | — | $0 | $4.3M | 0.5% | |
| FLEXPATH INDEX AGGRSIVE 2035 M GREAT GRAY TRUST COMPANY · EIN 47-2468898 / PN 216 | Common Collective Trust | — | — | $4.3M | 0.5% | |
| FLEXPATH INDEX MODERATE 2055 M GREAT GRAY TRUST COMPANY · EIN 47-2563528 / PN 223 | Common Collective Trust | — | $0 | $3.4M | 0.4% | |
| FLEXPATH INDEX CONSERV 2065 M GREAT GRAY TRUST COMPANY · EIN 38-7271380 / PN 761 | Common Collective Trust | — | $0 | $2.9M | 0.3% | |
| FLEXPATH INDEX AGGRSSIVE RET M GREAT GRAY TRUST COMPANY · EIN 47-2238264 / PN 210 | Common Collective Trust | — | — | $2.3M | 0.3% | |
| DODGE & COX INTL STOCK X FUND | — | — | $0 | $2.3M | 0.3% | |
| iShs US Agg Bond Index K Fund | — | — | $0 | $823K | <0.1% | |
| FLEXPATH INDEX AGGRSIVE 2065 M GREAT GRAY TRUST COMPANY · EIN 38-7271378 / PN 759 | Common Collective Trust | — | — | $823K | <0.1% | |
| Swinerton Stock Fund | — | — | $0 | $406K | <0.1% | |
| FLEXPATH INDEX MODERATE RET M GREAT GRAY TRUST COMPANY · EIN 47-2248665 / PN 211 | Common Collective Trust | — | — | $406K | <0.1% | |
| FLEXPATH INDEX CONSERV 2035 M | — | — | $0 | $306K | <0.1% | |
| FLEXPATH INDEX MODERATE 2065 M GREAT GRAY TRUST COMPANY · EIN 38-7271379 / PN 760 | Common Collective Trust | — | — | $264K | <0.1% | |
| Vanguard Instl Idx Instl Fund | — | — | $0 | $264K | <0.1% | |
| FLEXPATH IDX+ CON 2045 R1 GREAT GRAY TRUST COMPANY · EIN 47-3144367 / PN 236 | Common Collective Trust | — | — | $0 | <0.1% | |
| FLEXPATH IDX+ MOD 2025 R1 GREAT GRAY TRUST COMPANY · EIN 47-2950747 / PN 229 | Common Collective Trust | — | — | $0 | <0.1% | |
| FLEXPATH IDX+ CON 2035 R1 GREAT GRAY TRUST COMPANY · EIN 47-3018134 / PN 233 | Common Collective Trust | — | — | $0 | <0.1% | |
| FLEXPATH IDX+ CON 2025 R1 GREAT GRAY TRUST COMPANY · EIN 47-2961375 / PN 230 | Common Collective Trust | — | — | $0 | <0.1% | |
| FLEXPATH IDX+ AGG 2025 R1 GREAT GRAY TRUST COMPANY · EIN 47-2935740 / PN 228 | Common Collective Trust | — | — | $0 | <0.1% | |
| FLEXPATH INDEX CONSERV 2025 M GREAT GRAY TRUST COMPANY · EIN 47-2458234 / PN 215 | Common Collective Trust | — | — | $0 | <0.1% | |
| FLEXPATH IDX+ CON RETIRE R1 GREAT GRAY TRUST COMPANY · EIN 47-2916729 / PN 227 | Common Collective Trust | — | — | $0 | <0.1% | |
| FLEXPATH IDX+ MOD 2055 R1 GREAT GRAY TRUST COMPANY · EIN 47-3188067 / PN 238 | Common Collective Trust | — | — | $0 | <0.1% | |
| FLEXPATH IDX+ MOD 2045 R1 GREAT GRAY TRUST COMPANY · EIN 47-2961375 / PN 235 | Common Collective Trust | — | — | $0 | <0.1% | |
| FLEXPATH INDEX AGGRSIVE 2025 M GREAT GRAY TRUST COMPANY · EIN 47-2275031 / PN 213 | Common Collective Trust | — | — | $0 | <0.1% | |
| FLEXPATH IDX+ AGG 2055 R1 GREAT GRAY TRUST COMPANY · EIN 47-3170652 / PN 237 | Common Collective Trust | — | — | $0 | <0.1% | |
| FLEXPATH INDEX MODERATE 2025 M GREAT GRAY TRUST COMPANY · EIN 47-2285799 / PN 214 | Common Collective Trust | — | — | $0 | <0.1% | |
| FLEXPATH IDX+ MOD 2035 R1 GREAT GRAY TRUST COMPANY · EIN 47-3002484 / PN 232 | Common Collective Trust | — | — | $0 | <0.1% | |
| FLEXPATH IDX+ AGG 2045 R1 GREAT GRAY TRUST COMPANY · EIN 47-3026996 / PN 234 | Common Collective Trust | — | — | $0 | <0.1% | |
| FLEXPATH IDX+ AGG 2035 R1 GREAT GRAY TRUST COMPANY · EIN 47-2987118 / PN 231 | Common Collective Trust | — | — | $0 | <0.1% | |
| FLEXPATH IDX+ CON 2055 R1 GREAT GRAY TRUST COMPANY · EIN 47-3216409 / PN 239 | Common Collective Trust | — | — | $0 | <0.1% | |
| FLEXPATH INDEX+ AGG 2065 R1 GREAT GRAY TRUST COMPANY · EIN 38-7271381 / PN 762 | Common Collective Trust | — | — | $0 | <0.1% | |
| FLEXPATH INDEX+ CONS 2065 R1 GREAT GRAY TRUST COMPANY · EIN 38-7271383 / PN 764 | Common Collective Trust | — | — | $0 | <0.1% | |
| FLEXPATH INDEX+ MOD 2065 R1 GREAT GRAY TRUST COMPANY · EIN 38-7271382 / PN 763 | Common Collective Trust | — | — | $0 | <0.1% | |
| FLEXPATH IDX+ MOD RETIRE R1 GREAT GRAY TRUST COMPANY · EIN 47-2851418 / PN 226 | Common Collective Trust | — | — | $0 | <0.1% | |
| FLEXPATH IDX+ AGG RETIRE R1 GREAT GRAY TRUST COMPANY · EIN 47-2836296 / PN 225 | Common Collective Trust | — | — | $0 | <0.1% |