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Original filing (PDF)20250812101519NAL0007150307001
ALPHIA, INC.
Form 5500
FILING_RECEIVED
ALPHIA, INC. 401(K) PLAN
401(k) retirement plan
Active participants
844
Accounts w/ balance
1,105
Plan assets (EOY)
$55.5M
Net assets (EOY)
$55.5M
How this plan invests
This plan
1 pooled trust
Schedule D
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 31 bps in Schedule C fees — 91% above peer band of 16 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ALPHIA, INC..
Plan sponsor
Name
ALPHIA, INC.
EIN
93-0904319
Address
1601 WEWATTA SUITE 650 · DENVER, CO · 80202
Phone
(785) 336-6132
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-12
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
RSM US LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $98K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC | — | NASHVILLE, TN | INVESTMENT ADVISOR | $52K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $19K | — |
| QDRO CONSULTANTS COMPANY, LLC | — | MEDINA, OH | CONSULTING | $300 | — |
Investments
31 direct securities · 1 pooled fund· $58.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$56.6M
31 holdings
Common Collective Trust
$1.5M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds 2035 Trgt Date Retire R6 | — | — | — | $8.4M | 15.1% | |
| American Funds 2045 Trgt Date Retire R6 | — | — | — | $5.4M | 9.7% | |
| American Funds 2040 Trgt Date Retire R6 | — | — | — | $5.1M | 9.2% | |
| American Funds 2050 Trgt Date Retire R6 | — | — | — | $4.0M | 7.3% | |
| American Funds 2030 Trgt Date Retire R6 | — | — | — | $3.8M | 6.8% | |
| Fidelity 500 Index | — | — | — | $3.0M | 5.4% | |
| American Funds 2055 Trgt Date Retire R6 | — | — | — | $2.9M | 5.3% | |
| Participants* Notes receivable from participants (interest rates of 3.25% to 10.25%); maturing through 2051 | — | — | — | $2.7M | 4.8% | |
| PARTICIPANT LOANS VARIOUS | — | — | $2.7M | $2.7M | 4.8% | |
| JP Morgan Large Cap Growth R6 | — | — | — | $2.5M | 4.5% | |
| American Funds 2060 Trgt Date Retire R6 | — | — | — | $2.2M | 4.0% | |
| American Funds 2025 Trgt Date Retire R6 | — | — | — | $1.9M | 3.4% | |
| Vanguard Balanced Index Fund—Admiral | — | — | — | $1.8M | 3.2% | |
| RELIANCE METLIFE GAC SERIES 25053 C METLIFE STABLE VALUE · EIN 46-6625485 / PN 001 | Common Collective Trust | — | — | $1.5M | 2.8% | |
| Vanguard Equity-Income Adm | — | — | — | $1.1M | 2.0% | |
| Victory Sycamore Established Value R6 | — | — | — | $1.1M | 2.0% | |
| Vanguard Small Cap Index Adm | — | — | — | $1.0M | 1.8% | |
| Federated Hermes Kaufmann Small Cap R6 | — | — | — | $951K | 1.7% | |
| Blackrock Total Return K | — | — | — | $926K | 1.7% | |
| Janus Henderson Enterprise Fund N | — | — | — | $906K | 1.6% | |
| MFS Intl Diversification R6 | — | — | — | $833K | 1.5% | |
| American Funds EuroPacific GR R6 | — | — | — | $704K | 1.3% | |
| American Funds New World R6 | — | — | — | $615K | 1.1% | |
| American Funds 2020 Trgt Date Retire R6 | — | — | — | $534K | 1.0% | |
| American Funds 2065 Trgt Date Retire R6 | — | — | — | $396K | 0.7% | |
| Vanguard Mid Cap Index Adm | — | — | — | $313K | 0.6% | |
| American Funds 2015 Trgt Date Retire R6 | — | — | — | $259K | 0.5% | |
| Allspring Special Small Cap Value R6 | — | — | — | $227K | 0.4% | |
| Lord Abbett Bond Debenture R6 | — | — | — | $195K | 0.4% | |
| American Funds Smallcap World R6 | — | — | — | $117K | 0.2% | |
| Blackrock Strategic Income Opps K | — | — | — | $17K | <0.1% | |
| Dreyfus Government Cash Management Instl—Forfeiture | — | — | — | $3K | <0.1% |
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