Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | 84-0467907 | GREENWOOD VILLAGE, CO | RECORDKEEPER | $80K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES INC | — | MINNEAPOLIS, MN | BROKER/ADVISOR | $0 | — |
| Name | EIN | Location |
|---|
| Provider | Nondisclosure info |
|---|---|
| EMPOWER ADVISORY GROUP, LLC | EIN |
| AMERIPRISE FINANCIAL SERVICES INC | EIN |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Intermediate-Term Bond Index Fund Mutual Fund | — | — | — | $2.7M | 15.5% | |
| TIAA-CREF International Equity Index Fund I Mutual Fund | — | — | — | $2.3M | 13.4% | |
| Fidelity 500 Index Fund Mutual Fund | — | — | — | $1.9M | 10.6% | |
| Vanguard Equity-Income Fund Adm Mutual Fund | — | — | — | $1.4M |
| Relation |
|---|
| Direct comp |
|---|
| Indirect comp |
|---|
| INDEPENDENT RETIREMENT CONSULTING | 90-0451904 | PORTLAND, OR | CONTRACT ADMIN | $6K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | COLORADO, OR | INVESTMENT MGMT | $8K | — |
| 7.8% |
| Vanguard Growth Index Fund Adm Mutual Fund | — | — | — | $1.3M | 7.3% |
| Key Guaranteed Portfolio Fund Guaranteed Investment Contract | — | — | — | $1.1M | 6.0% |
| Vanguard Emerging Markets Stock Index Fund Adm Mutual Fund | — | — | — | $1.1M | 6.0% |
| Vanguard Mid-Cap Index Fund Adm Mutual Fund | — | — | — | $1.0M | 5.8% |
| Vanguard Mid-Cap Growth Index Fund Adm Mutual Fund | — | — | — | $591K | 3.4% |
| Vanguard Selected Value Fund Inv Mutual Fund | — | — | — | $560K | 3.2% |
| DFA Inflation-Protected Securities Portfolio I Mutual Fund | — | — | — | $517K | 3.0% |
| DFA U.S. Targeted Value Mutual Fund | — | — | — | $481K | 2.7% |
| Vanguard Real Estate Index Fund Adm Mutual Fund | — | — | — | $387K | 2.2% |
| TIAA-CREF High-Yield Fund Mutual Fund | — | — | — | $384K | 2.2% |
| iShares Russell 2000 Small-Cap Index Fund Mutual Fund | — | — | — | $373K | 2.1% |
| Vanguard Explorer Fund Adm Mutual Fund | — | — | — | $258K | 1.5% |
| BlackRock LifePath Index 2050 Fund Mutual Fund | — | — | — | $198K | 1.1% |
| BlackRock LifePath Index 2030 Fund Mutual Fund | — | — | — | $179K | 1.0% |
| BlackRock LifePath Index 2035 Fund Mutual Fund | — | — | — | $179K | 1.0% |
| BlackRock LifePath Index 2040 Fund Mutual Fund | — | — | — | $149K | 0.9% |
| BlackRock LifePath Index 2045 Fund Mutual Fund | — | — | — | $39K | 0.2% |
| PIMCO Global Bond Opps Inst Mutual Fund | — | — | — | $25K | 0.1% |
| BlackRock LifePath Index 2055 Fund Mutual Fund | — | — | — | $10K | <0.1% |
